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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Goettert, John EntenbergMorgan Stanley Wealth ManagementCitigroup$1,00009-03-2015
Dale WolfLPL FinancialSun Trust Securities$10408-31-2015
John GroseLPL FinancialCharles Schwab$30008-31-2015
Frank Del BustoLPL FinancialTIAA-CREF$95008-31-2015
Michael Carr, Kirk Ruth, Jeff Hogue, Jeff RizzoUBS Financial ServicesBank of America Merrill Lynch$87008-31-2015
T. Kevin Taylor, S. Kyle TaylorCommonwealth Financial NetworkNFP Advisor Services Group$17508-27-2015
Keith E. SingerInvestacorpKovack Securities$12008-24-2015
Jaime Fals, Eli GelmanJefferiesMorgan Stanley Wealth Management$1,00008-10-2015
Paul C. TannerLas Olas Capital AdvisorsUBS Financial Services$40008-05-2015
Caleb KennedyWells Fargo Advisors Financial NetworkLPL Financial$7908-05-2015
Mace Tamse, Chris GuarinoAmeriprise FinancialMorgan Stanley Wealth Management$16007-17-2015
James Tate, Kelley TateWells Fargo Advisors Financial NetworkMorgan Stanley Wealth Management$13107-14-2015
Don d'Adesky, W. Kristopher Lemke, Matthew Cicero, Jose Cabrera Sr., Kevin Gourrier, Ryan WeberRaymond JamesMorgan Stanley Wealth Management$2,40006-03-2015
Lee Turmail, Jesse MilesWells Fargo AdvisorsMorgan Stanley Wealth Management$12005-12-2015
Jimena HailsMorgan Stanley Wealth ManagementHSBC Private Bank$20005-08-2015
Mark LaFlammeUnited CapitalBank of America Merrill Lynch$10004-30-2015
Steven M. PolkWells Fargo AdvisorsEdward Jones$10604-23-2015
James R. RubintonRBC Wealth ManagementUBS Financial Services$10604-22-2015
Dustin A. SmithRBC Wealth ManagementUBS Financial Services$18304-22-2015
Peter Chapman, Michael Cardwell, Patrick Fazio, Juan E. PapadopulosRaymond JamesWells Fargo Advisors$17504-21-2015
David W. LewisMorgan Stanley Wealth ManagementBank of America Merrill Lynch$25004-15-2015
Jeffrey J. TompkinsBank of America Merrill LynchDeutsche Bank$16004-06-2015
John RojasAmeriprise FinancialWells Fargo Advisors$7004-02-2015
John P. Lipari, Richard P. Ribek, Elizabeth CarterRaymond JamesMorgan Stanley Wealth Management$25003-20-2015
Robert J. Debbs, Frederick J. Shapiro, Steven F. Colamarino, Albert David Hutzler IIIBank of America Merrill LynchUBS Financial Services$50003-09-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.