Sponsored By

Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Results filtered by
Clear all filters
Filters
Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael L. DolleBank of America Merrill LynchWells Fargo Advisors$16005-23-2013
Nicholas T. Barlotta Jr., Daniel R. Cauley, Nicholas T. Barlotta IIIBenjamin F. Edwards & Co.Wells Fargo AdvisorsN/A05-07-2013
James P. Luttrell Jr., Matthew J. Dahlman, Thomas A. LuttrellBenjamin F. Edwards & Co.Wells Fargo AdvisorsN/A05-07-2013
Kenneth G. InghamLPL FinancialSentinel Securities, Inc.$1,50005-01-2013
Leasha D. Flammio-WatsonAmeriprise FinancialWells Fargo Advisors$9004-29-2013
Eric M. BehrMorgan Stanley Smith BarneyDeutsche BankN/A04-25-2013
Richard Meadows, Paul Seifert, Micheal FettigWells Fargo AdvisorsMorgan Stanley Smith Barney$26604-23-2013
Betsy Dickson , Dawn DicksonBenjamin F. Edwards & Co.UBS Financial ServicesN/A04-16-2013
William Seabrook, Kathleen ChiapponeMorgan Stanley Smith BarneyWells Fargo Advisors$18004-08-2013
Gaston Abello, Felix JaimovichMorgan Stanley Smith BarneyBank of America Merrill Lynch$16504-08-2013
Edward Rosenberg, Robert RosenbergSummit Brokerage ServicesWaddell and Reed$5004-03-2013
Robert McMannWells Fargo AdvisorsMorgan Stanley Smith Barney$16303-15-2013
Victor CamaraMorgan Stanley Smith BarneyBank of America Merrill Lynch$10002-27-2013
Jeff Faucette, Tony WilliamsRaymond JamesBank of America Merrill Lynch$12402-15-2013
Christine ReillyBank of America Merrill LynchMorgan Stanley Smith Barney$15912-17-2012
Scott Cutliff, Donald Horras, Patricia PolsterRaymond JamesMorgan Stanley Smith Barney$20412-14-2012
Luis Fuentes, Christopher Fuentes, Rosario HondermannMorgan Stanley Smith BarneyBank of America Merrill Lynch$37312-03-2012
Dave Strunc, Nicholas RussellMulti-Financial SecuritiesWoodbury Financial Services$10011-26-2012
Victoria AzpuruaRaymond JamesMorgan Stanley Smith Barney$11011-22-2012
Michael Bulhack, Mario Ponczek, Douglas PonczekUBS Financial ServicesMorgan Stanley Smith Barney$42311-06-2012
Leon Ciobataru, Luiz BoruchowskiMorgan Stanley Smith BarneyWells Fargo Advisors$21010-31-2012
Meg GreenSterne Agee & LeachRoyal Alliance$65009-07-2012
Angel ColinaMorgan Stanley Smith BarneyWells Fargo Advisors$24008-20-2012
Nancy K. MellonWells Fargo AdvisorsMorgan Stanley Smith Barney$6508-20-2012
Jeff Drowos, Bryan DrowosWells Fargo AdvisorsMorgan Stanley Smith Barney$19808-16-2012
Next Page »

Showing 1 to 25 of 92 entries

Page 1 | 2 | 3 | 4

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.