Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark J. Elliott, Scott R. Friedman, Darren Dawson, John A. KentSuntrust Investment ServicesWells Fargo Advisors$53404-22-2016
Chris Ure, Al MartinezHightower AdvisorsUBS Financial Services$12504-18-2016
Kirsten Tuzzo, Blaine MintonBank of America Merrill LynchMorgan Stanley Wealth Management$28704-18-2016
Jose FincheltubMorgan Stanley Wealth ManagementCredit Suisse Wealth Services$10703-24-2016
Matt Otto, Karen RivotHightower AdvisorsSuntrust Investment Services$32003-14-2016
Eduardo Robson, Daniel AymerichBolton Global CapitalBank of America Merrill Lynch$18002-01-2016
Andrew Toshie, Steve AlmondProspera Financial ServicesSterne Agee$1,00001-25-2016
Miguel SosaPremia Global Advisors LLCBank of America Merrill Lynch$40001-15-2016
Steve Saylor, Matt Moreman, Jason HeatonRaymond JamesBank of America Merrill Lynch$37001-04-2016
Ellis De JesusLPL FinancialUSAAA Financial Advisors$8012-14-2015
Gary SaginorLPL FinancialInvestments by Planners, Inc.$7711-24-2015
Graciela Perez, Jorge PerezBolton Global CapitalBank of America Merrill Lynch$27011-10-2015
Elliot WeissmarkRaymond JamesWells Fargo Advisors$12511-09-2015
Robert Georgiou, Joseph KouryLPL FinancialSecurian Financial Services$5010-26-2015
Gary WhittakerAmeriprise FinancialStifel Nicolaus & Co.$6210-23-2015
Jeffrey AcklerLPL FinancialCharles Schwab$30010-08-2015
Tammy Sweet Halprin, Scott Finkler, Tracy Lardiere, Kelly TalpeyRaymond JamesWells Fargo Advisors$26009-30-2015
Peter WeilLPL FinancialRBC Wealth Management$13009-11-2015
Ronald Perry, John Perry, Robin JohnsonWells Fargo AdvisorsMorgan Stanley Wealth Management$30009-11-2015
Steven Wagner, Michael Wagner, Ivan Hernandez, Diana Torre, Cherie CohenDynasty Financial PartnersBank of America Merrill Lynch$1,40009-08-2015
Christopher HillWells Fargo AdvisorsJPMorgan Chase & Co.$2,00009-03-2015
Michael Carr, Kirk Ruth, Jeff Hogue, Jeff RizzoUBS Financial ServicesBank of America Merrill Lynch$87008-20-2015
T. Kevin Taylor, S. Kyle TaylorCommonwealth Financial NetworkNFP Advisor Services Group$17508-20-2015
Bijan Mohseni, David TownsendRaymond JamesAxa Advisors$15008-17-2015
William Goettert, John EntenbergMorgan Stanley Wealth ManagementCitigroup$1,00008-14-2015
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Showing 1 to 25 of 198 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.