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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Cohen, Benjamin CohenRaymond JamesJ.P. Morgan Securities LLC$64004-08-2014
Julio Castro, Michael Cozene, Arthur NodererEvercore Wealth ManagementSuntrust Investment Services$004-07-2014
Ileana D. PlattRBC Wealth ManagementBarclays Wealth$24004-04-2014
David BeharMorgan Stanley Wealth ManagementUBS Financial Services$20003-27-2014
David Huffman, Aimee BoggsRaymond JamesMorgan Stanley Wealth Management$18003-18-2014
Tom Bedor, Laren BedorBenjamin F. Edwards & Co.Wells Fargo Advisors$001-23-2014
S. Benjamin Weiner, Michael Hlavek, Duke Marsh, Daniel IosueRaymond JamesMorgan Stanley Wealth Management$55001-14-2014
Daniel J. RodriguezBank of America Merrill LynchWells Fargo Advisors$012-16-2013
Garth IveyInvestacorpLincoln Financial$4512-02-2013
Patrick Buchanan, Dominic Nori, Adam GoldsteinRaymond JamesLPL Financial$31011-12-2013
Elyssa Kupferberg Barclays WealthMBSC Securities$010-23-2013
Eric Zeitlin, Todd Moll, Lee Hediger, Scott MontgomeryRaymond JamesWalnut Street Securities$1,00010-17-2013
Al Maulini, Joseph ToranoMorgan Stanley Wealth ManagementHSBC Private Bank$12110-01-2013
Richard F. TrasportING Financial PartnersRoyal Alliance$7009-26-2013
Frankie BrinING Financial PartnersWalnut Street Securities$6009-26-2013
Gordon Kellam, Steven CereBB&T SecuritiesBank of America Merrill Lynch$009-24-2013
Gary Englund, Steve OvertonMorgan Stanley Wealth ManagementRaymond James$10009-20-2013
John Molkentin, Denise Chin QueeBank of America Merrill LynchMorgan Stanley Wealth Management$18309-10-2013
Louis V. Walsh IVWells Fargo AdvisorsUBS Financial Services$28709-03-2013
Christine FranksAmeriprise FinancialRaymond James$8107-26-2013
Gaetan J. GagneSummit Brokerage ServicesMorgan Stanley Wealth Management$5407-23-2013
Michael P. Wallace, Todd J. Belfiore Stifel Nicolaus & Co.UBS Financial Services$17907-09-2013
Michael A. Brannam, Patrick A. BrannamRaymond JamesUBS Financial Services$25007-09-2013
Arturo Castelo Lopez, Jennifer Sierra, Marion Tettke Morgan Stanley Wealth ManagementUBS Financial Services$37506-05-2013
Ricardo KentMorgan Stanley Wealth ManagementWells Fargo Advisors$10006-05-2013
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.