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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Craig A. Houck, Richard L. Schooley, Jr., Alyssa DonaldsonRaymond JamesMorgan Stanley Wealth Management$30012-19-2014
David Yucius, Jr., Michael T. DoyleLebenthal Asset ManagementAurora Investment Counsel$25012-08-2014
Gwen GarrisonInvestacorpKovack Securities$5012-08-2014
Thomas A. MartinGLOBALT InvestmentsGenSpring Family Offices$009-16-2014
Richard "Dick" McGalliard, John McHale, Ryan Stewart, Robert ChaninStifel Nicolaus & Co.Raymond James$49006-20-2014
James W. StorySummit Brokerage ServicesFirst Midwest Securities$6504-04-2014
Roland Pritchett, Matthew R. StuckeJ.P. Morgan Securities LLCUBS Financial Services$002-27-2014
Jonathan A. Owenby, Jeffrey T. JonesLPL FinancialSuntrust Investment Services$15001-03-2014
Kathy M. KeadleSecurities AmericaLincoln Financial$14012-19-2013
Roger Shaffer, Rhonda Lamb, Perry NeumanHightower AdvisorsSuntrust Investment Services$30011-26-2013
Richard B. Swift, Jeff A. DakinRaymond JamesMorgan Stanley Wealth Management$93411-20-2013
Garry W. BridgemanMorgan Stanley Wealth ManagementBank of America Merrill Lynch$66310-03-2013
Jason L. MossMorgan Stanley Wealth ManagementBank of America Merrill Lynch$13010-01-2013
William S. Schroth, Joseph Taylor, Kip Dominy, Ken Hyatt, Bruce KellyRaymond JamesWells Fargo Advisors$25009-03-2013
Scott Christian, Cecil Loyd, Mike MastersWells Fargo AdvisorsBank of America Merrill Lynch$34507-31-2013
Cynthia Woodsmall JonesRaymond JamesMorgan Stanley Wealth Management$43506-12-2013
Clay HoffmanSummit Brokerage ServicesSuntrust Investment Services$8405-08-2013
Jay L. GeaslenAmeriprise FinancialBank of America Merrill Lynch$19404-30-2013
Jason Connolly, Taylor Manry, Doug Everett, Adam WilsonTriad AdvisorsRoyal Alliance$25002-05-2013
Robert Ellis, Joseph Ellis, Joshua Britt, Aaron Mabon, Summer ParmerCommonwealth Financial NetworkLPL Financial$15001-28-2013
Timothy J. MulroyUBS Financial ServicesMorgan Stanley Wealth Management$17510-22-2012
Elisabeth D. BaldwinRaymond JamesBB&T Securities$10007-27-2012
Thomas McDavidMorgan Stanley Wealth ManagementBank of America Merrill Lynch$30007-23-2012
Tom ShoupMorgan Stanley Wealth ManagementRaymond James$30007-17-2012
Stephen KilpatrickInvestacorpbrokersXpress$4006-05-2012
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.