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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Clay Hoffman | Summit Brokerage Services | Suntrust Investment Services | $84 | 05-08-2013 |
| Jay L. Geaslen | Ameriprise Financial | Bank of America Merrill Lynch | $194 | 04-30-2013 |
| Jason Connolly, Taylor Manry, Doug Everett, Adam Wilson | Triad Advisors | Royal Alliance | $250 | 02-05-2013 |
| Robert Ellis, Joseph Ellis, Joshua Britt, Aaron Mabon, Summer Parmer | Commonwealth Financial Network | LPL Financial | $150 | 01-28-2013 |
| Timothy J. Mulroy | UBS Financial Services | Morgan Stanley Smith Barney | $175 | 10-22-2012 |
| Elisabeth D. Baldwin | Raymond James | BB&T Wealth Management | $100 | 07-27-2012 |
| Thomas McDavid | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $300 | 07-23-2012 |
| Tom Shoup | Morgan Stanley Smith Barney | Raymond James | $300 | 07-17-2012 |
| Stephen Kilpatrick | Investacorp | brokersXpress | $40 | 06-05-2012 |
| Donald Patrick | LPL Financial | Securities America | N/A | 08-10-2011 |
| Allen H. Johnson | Tegra Financial Partners | Oppenheimer | $225 | 10-15-2010 |
| Gitterman & Associates | Triad Advisors | ING Financial Advisers | $700 | 07-19-2010 |
| Roland H. de Liniere, Marilyn C. Hedrick, Monnye Hedrick Furr, Richard R. Cardin, Susan K. Walker, Jennifer E. Pierce | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 07-12-2010 |
| Don Milich, Clifford Wang | Barclays Wealth | Morgan Stanley Smith Barney | $750 | 06-16-2010 |
Showing 1 to 14 of 14 entries
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.