Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mary Schulte, Thomas Cleland, Randy Sidio, Maurice MathyBenjamin F. Edwards & Co.Morgan Stanley Wealth Management$002-17-2016
Jeff Kocis, John Kinsella, Richard RohlfingLPL FinancialBank of America Merrill Lynch$20012-21-2015
Scott PiggushLPL FinancialRaymond James$14312-04-2015
Mark C. HutchinsonUBS Financial ServicesCredit Suisse Wealth Services$20411-03-2015
James McDermott, Matthew Gall Raymond JamesOppenheimer$11010-16-2015
Christopher Baldwin, Thomas Tyndorf, Andrew Skoglund Bank of America Merrill LynchCredit Suisse Wealth Services$3,50010-08-2015
Brian J. TerryWells Fargo AdvisorsUBS Financial Services$11509-24-2015
Eric Kaehr, Paul S. RashidSAGE Private Wealth GroupNorthern Trust$25008-19-2015
Jim Ertmann, Ben Foster Bank of America Merrill LynchBarclays$80007-28-2015
Jose HauadLPL FinancialBank of America Merrill Lynch$7007-17-2015
Munther "Mike" Abdallah, Rick SofiakWells Fargo AdvisorsMorgan Stanley Wealth Management$10005-01-2015
Roy E. Cook, Jr.SAGE Private Wealth GroupBKD Wealth Advisors$13003-28-2015
Samuel C. Gross, Joseph G. Brady, Tonya Ann RasmussenRaymond JamesWilliam Blair & Co.$52401-16-2015
Pat Callaghan, Alan Fishman, Bernard Neuman, Jonathan Neuman, Tom Puccinelli, Stan Slovin, Lisa Su, Irene Kapusciarz, Melissa ValdWells Fargo AdvisorsMorgan Stanley Wealth Management$70001-16-2015
Brian M. GedoniusHighPoint Planning PartnersMorgan Stanley Wealth Management$012-12-2014
James E. Percifield, David C. Heeren, Brad A. HarderWells Fargo AdvisorsUBS Financial Services$46311-21-2014
Kanwar Singh, Rajeev Rathi, Steve ColemanBank of America Merrill LynchUBS Financial Services$50010-10-2014
John E. Fitch, III, Marsha Werner, Pamela Appell, Penny TipswordRaymond JamesWells Fargo Advisors$11010-09-2014
Richard E. Lloyd Jr., Richard E Lloyd III, Mary CofranHighPoint Planning PartnersVSR Financial Services$5709-30-2014
Anthony ValenciaSecurities AmericaJPMorgan Chase & Co.$6009-11-2014
Oliver ErnstSAGE Private Wealth GroupAmeriprise Financial$6008-14-2014
Michael W. FrankSAGE Private Wealth GroupLPL Financial$10007-18-2014
Jim HofheimerRothschild Investment Corp.Morgan Stanley Wealth Management$30007-17-2014
Suzanne AustinBank of America Merrill LynchJPMorgan Chase & Co.$15007-09-2014
Mark PignottiWells Fargo AdvisorsUBS Financial Services$31707-01-2014
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.