Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Morris, Matthew WaldmanStifel Nicolaus & Co.UBS Financial Services$15008-04-2016
Lance DahmerWaddell and AssociatesFirst Allied Securities$10707-08-2016
Douglas O'ConnellLPL FinancialFifth Third Securities$10206-30-2016
Jack CooleyAmeriprise FinancialRBC Wealth Management$7206-03-2016
Roger Veome, Thomas Morrill, Katherine WardellRaymond JamesMorgan Stanley Wealth Management$26006-02-2016
John WittWells Fargo AdvisorsUBS Financial Services$10706-01-2016
Mark MappaWoodburyMappa Wealth Management$10005-24-2016
Alan LazzaraRaymond JamesWilliam Blair & Co.$28005-23-2016
Gerardo SorianoLPL FinancialJ.P. Morgan Securities LLC$8505-20-2016
Eric P. BurtonLPL FinancialMegent Financial$45005-17-2016
Ranjit BahadurLPL FinancialMetLife Securities$9505-16-2016
Stanley KlimekLaSalle St. SecuritiesCapital Securities Investment Corporation$21005-16-2016
Willard EinsparLPL FinancialMetLife Securities$8205-06-2016
Jamie SutherlandAmeriprise FinancialWells Fargo Advisors$8004-29-2016
Calvin NeemanLPL FinancialEdward Jones$24004-18-2016
Mary DiChristofano, Michael Sakach, James WhitneyMorgan Stanley Wealth ManagementCredit Suisse Wealth Services$2,00003-18-2016
Kevin MerlingLPL FinancialFidelity$15003-11-2016
Christopher HutsonLPL FinancialNorthern Trust$12503-08-2016
Mary Schulte, Thomas Cleland, Randy Sidio, Maurice MathyBenjamin F. Edwards & Co.Morgan Stanley Wealth Management$002-17-2016
Philip DosterLPL FinancialBank of America Merrill Lynch$10402-17-2016
Stephen WendtLPL FinancialCommonwealth Financial$35001-25-2016
Jeff Kocis, John Kinsella, Richard RohlfingLPL FinancialBank of America Merrill Lynch$20012-21-2015
Scott PiggushLPL FinancialRaymond James$14312-04-2015
Mark C. HutchinsonUBS Financial ServicesCredit Suisse Wealth Services$20411-03-2015
James McDermott, Matthew Gall Raymond JamesOppenheimer$11010-16-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.