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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian J. TerryWells Fargo AdvisorsUBS Financial Services$11510-01-2015
Eric Kaehr, Paul S. RashidSAGE Private Wealth GroupNorthern Trust$25008-27-2015
Jim Ertmann, Ben Foster Bank of America Merrill LynchBarclays$80007-29-2015
Munther "Mike" Abdallah, Rick SofiakWells Fargo AdvisorsMorgan Stanley Wealth Management$10005-12-2015
Roy E. Cook, Jr.SAGE Private Wealth GroupBKD Wealth Advisors$13005-04-2015
Samuel C. Gross, Joseph G. Brady, Tonya Ann RasmussenRaymond JamesWilliam Blair & Co.$52402-20-2015
Pat Callaghan, Alan Fishman, Bernard Neuman, Jonathan Neuman, Tom Puccinelli, Stan Slovin, Lisa Su, Irene Kapusciarz, Melissa ValdWells Fargo AdvisorsMorgan Stanley Wealth Management$70001-22-2015
John E. Fitch, III, Marsha Werner, Pamela Appell, Penny TipswordRaymond JamesWells Fargo Advisors$11001-05-2015
Brian M. GedoniusHighPoint Planning PartnersMorgan Stanley Wealth Management$012-15-2014
James E. Percifield, David C. Heeren, Brad A. HarderWells Fargo AdvisorsUBS Financial Services$46312-10-2014
Oliver ErnstSAGE Private Wealth GroupAmeriprise Financial$6012-02-2014
Michael W. FrankSAGE Private Wealth GroupLPL Financial$10012-02-2014
Kanwar Singh, Rajeev Rathi, Steve ColemanBank of America Merrill LynchUBS Financial Services$50010-24-2014
Anthony ValenciaSecurities AmericaJPMorgan Chase & Co.$6010-14-2014
Richard E. Lloyd Jr., Richard E Lloyd III, Mary CofranHighPoint Planning PartnersVSR Financial Services$5710-14-2014
Suzanne AustinBank of America Merrill LynchJPMorgan Chase & Co.$15010-03-2014
Jim HofheimerRothschild Investment Corp.Morgan Stanley Wealth Management$30008-11-2014
Julie HuppHighPoint Planning PartnersWaddell and Reed$5807-17-2014
Brian KasalFourStar Wealth Advisors, LLCMorgan Stanley$17507-09-2014
Mark PignottiWells Fargo AdvisorsUBS Financial Services$31707-09-2014
Gary BaumgartnerAmeriprise FinancialMorgan Stanley Wealth Management$7406-13-2014
Joseph M. Esposito, Jr., Keith KikerCommonwealth Financial NetworkMassMutual Financial Group$15005-19-2014
Brian L. VallowWells Fargo AdvisorsMorgan Stanley Wealth Management$9305-01-2014
Ann B. Fleming, Thomas E. Turnbaugh Raymond JamesWells Fargo Advisors$14002-26-2014
Mauricio CurreaWayne Hummer Investments Popular Community Bank$010-29-2013
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.