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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Maureen McPeek, Ralph Lynch Jr. | Wells Fargo Advisors | Morgan Stanley Smith Barney | $480 | 05-23-2013 |
| Dennis Anderson | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 04-16-2013 |
| Ed Meyer | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 04-16-2013 |
| Thomas Morrison | Benjamin F. Edwards & Co. | Morrison Financial Services Ltd. | N/A | 04-16-2013 |
| David Claggett | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 04-16-2013 |
| David Strulowitz | Cetera | Forum Financial Management LLC | $50 | 04-03-2013 |
| David Gordon, Kirsten Gordon | Morgan Stanley Smith Barney | Wells Fargo Advisors | $300 | 04-02-2013 |
| Gregory C. Sarian, Francis X. Masse II | Hightower Advisors | Bank of America Merrill Lynch | $650 | 02-19-2013 |
| Dan Sandlin | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $151 | 12-17-2012 |
| Ziv Ohel, Bill Duncan | Ameriprise Financial | Morgan Stanley Smith Barney | $275 | 11-28-2012 |
| Bradley Gummow | Wells Fargo Advisors | Stifel Nicolaus & Co. | $100 | 11-16-2012 |
| Rich Ceffalio | Wells Fargo Advisors | UBS Financial Services | $165 | 11-16-2012 |
| Tom Temple | UBS Financial Services | Bank of America Merrill Lynch | $200 | 11-01-2012 |
| Eric Burton, Ronald Whittingham | FSC Securities | LPL Financial | $250 | 09-14-2012 |
| Matt Dillig, Ted Bowen | Hightower Advisors | Credit Suisse Wealth Services | $1,000 | 08-20-2012 |
| Steve Freidin | Wells Fargo Advisors | Morgan Stanley Smith Barney | $110 | 08-16-2012 |
| Eugene M. Lerner, Walter Gondeck Jr., Mingdong Tan | Hightower Advisors | Morgan Stanley Smith Barney | $600 | 07-16-2012 |
| Paul Klehr, Josh Quail | Stifel Nicolaus & Co. | Raymond James | $55 | 07-10-2012 |
| The McFadden Group | Wells Fargo Advisors | Morgan Stanley Smith Barney | $268 | 06-07-2012 |
| Douglas W. Mabie | Robert W. Baird & Co. | William Blair & Co. | $800 | 05-03-2012 |
| Douglas W. Mabie | Robert W. Baird & Co. | William Blair & Co. | $800 | 04-25-2012 |
| Kelly Henne | LaSalle St. Securities | Morgan Stanley Smith Barney | $52 | 03-02-2012 |
| Jeffrey Grange, Jeffrey Hollis | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $227 | 02-23-2012 |
| Quinten E. (Bret) Spivey, Janet M. Bone, Troy D. Cox, R. Todd Stone, Jeffrey J. Luechtefeld, Brent A. Wilhelm | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 01-16-2012 |
| Chad A. Steinbach | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 11-21-2011 |
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.