Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roger Veome, Thomas Morrill, Katherine WardellRaymond JamesMorgan Stanley Wealth Management$26006-02-2016
Mark MappaWoodburyMappa Wealth Management$10005-24-2016
Alan LazzaraRaymond JamesWilliam Blair & Co.$28005-23-2016
Eric P. BurtonLPL FinancialMegent Financial$45005-17-2016
Stanley KlimekLaSalle St. SecuritiesCapital Securities Investment Corporation$21005-16-2016
Jamie SutherlandAmeriprise FinancialWells Fargo Advisors$8004-29-2016
Kevin MerlingLPL FinancialFidelity$15003-11-2016
Christopher HutsonLPL FinancialNorthern Trust$12503-08-2016
Philip DosterLPL FinancialBank of America Merrill Lynch$10402-17-2016
Mary Schulte, Thomas Cleland, Randy Sidio, Maurice MathyBenjamin F. Edwards & Co.Morgan Stanley Wealth Management$002-17-2016
Stephen WendtLPL FinancialCommonwealth Financial$35001-25-2016
Jeff Kocis, John Kinsella, Richard RohlfingLPL FinancialBank of America Merrill Lynch$20012-21-2015
Scott PiggushLPL FinancialRaymond James$14312-04-2015
Mark C. HutchinsonUBS Financial ServicesCredit Suisse Wealth Services$20411-03-2015
James McDermott, Matthew Gall Raymond JamesOppenheimer$11010-16-2015
Christopher Baldwin, Thomas Tyndorf, Andrew Skoglund Bank of America Merrill LynchCredit Suisse Wealth Services$3,50010-08-2015
Brian J. TerryWells Fargo AdvisorsUBS Financial Services$11509-24-2015
Eric Kaehr, Paul S. RashidSAGE Private Wealth GroupNorthern Trust$25008-19-2015
Jim Ertmann, Ben Foster Bank of America Merrill LynchBarclays$80007-28-2015
Jose HauadLPL FinancialBank of America Merrill Lynch$7007-17-2015
Munther "Mike" Abdallah, Rick SofiakWells Fargo AdvisorsMorgan Stanley Wealth Management$10005-01-2015
Roy E. Cook, Jr.SAGE Private Wealth GroupBKD Wealth Advisors$13003-28-2015
Samuel C. Gross, Joseph G. Brady, Tonya Ann RasmussenRaymond JamesWilliam Blair & Co.$52401-16-2015
Pat Callaghan, Alan Fishman, Bernard Neuman, Jonathan Neuman, Tom Puccinelli, Stan Slovin, Lisa Su, Irene Kapusciarz, Melissa ValdWells Fargo AdvisorsMorgan Stanley Wealth Management$70001-16-2015
Brian M. GedoniusHighPoint Planning PartnersMorgan Stanley Wealth Management$012-12-2014
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.