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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kanwar Singh, Rajeev Rathi, Steve ColemanBank of America Merrill LynchUBS Financial Services$50010-24-2014
Anthony ValenciaSecurities AmericaJPMorgan Chase & Co.$6010-14-2014
Richard E. Lloyd Jr., Richard E Lloyd III, Mary CofranHighPoint Planning PartnersVSR Financial Services$5710-14-2014
Suzanne AustinBank of America Merrill LynchJPMorgan Chase & Co.$15010-03-2014
Jim HofheimerRothschild Investment Corp.Morgan Stanley Wealth Management$30008-11-2014
Julie HuppHighPoint Planning PartnersWaddell and Reed$5807-17-2014
Brian KasalFourStar Wealth Advisors, LLCMorgan Stanley$17507-09-2014
Mark PignottiWells Fargo AdvisorsUBS Financial Services$31707-09-2014
Gary BaumgartnerAmeriprise FinancialMorgan Stanley Wealth Management$7406-13-2014
Joseph M. Esposito, Jr., Keith KikerCommonwealth Financial NetworkMassMutual Financial Group$15005-19-2014
Brian L. VallowWells Fargo AdvisorsMorgan Stanley Wealth Management$9305-01-2014
Ann B. Fleming, Thomas E. Turnbaugh Raymond JamesWells Fargo Advisors$14002-26-2014
Mauricio CurreaWayne Hummer Investments Popular Community Bank$010-29-2013
Brian M. Reilly, David E. ReillyBenjamin F. Edwards & Co.Wells Fargo Advisors$010-15-2013
Richard W. Andersen, Eric R. AndersenRobert W. Baird & Co.UBS Financial Services$16508-12-2013
Douglas F. Brymer, David L. SwansonHighPoint Planning PartnersFifth Third Securities$8007-30-2013
Scott A. Schuster, Paul L. CasazzaRaymond JamesMorgan Stanley Wealth Management$24006-17-2013
James A. HuntWells Fargo AdvisorsMorgan Stanley Wealth Management$18106-17-2013
Paul J. DonnellyRobert W. Baird & Co.William Blair & Co.$20005-28-2013
Maureen McPeek, Ralph Lynch Jr.Wells Fargo AdvisorsMorgan Stanley Wealth Management$48005-23-2013
Dennis AndersonBenjamin F. Edwards & Co.Wells Fargo Advisors$004-16-2013
Ed MeyerBenjamin F. Edwards & Co.Wells Fargo Advisors$004-16-2013
Thomas MorrisonBenjamin F. Edwards & Co.Morrison Financial Services Ltd.$004-16-2013
David ClaggettBenjamin F. Edwards & Co.Wells Fargo Advisors$004-16-2013
David StrulowitzCeteraForum Financial Management LLC$5004-03-2013
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.