Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|Paul Tingley||Securities Service Network||Proequities||$350||12-26-2012|
|Robert G. Bernardin||Hilliard Lyons||Morgan Stanley Smith Barney||$300||10-19-2012|
|Jonathan Spafford||Morgan Stanley Smith Barney||Bank of America Merrill Lynch||$140||07-23-2012|
|James Baltzersen||Summit Brokerage Services||Edward Jones||$51||06-29-2012|
|Jonathan Klausner, John Duffy, Jenny Margason, Caryn Wilkinson, Derek Disalvo||Morgan Stanley Smith Barney||UBS Financial Services||$650||04-09-2012|
|Timothy McKenna, Brian L. Smith, Timothy J. McKenna Jr., Bryan Laverman||LPL Financial||Proequities||$155||12-01-2011|
|Matt Burton, John Cate||Bank of America Merrill Lynch||Morgan Stanley Smith Barney||$348||06-07-2011|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.