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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Hays, Doug HughesJ.W. Cole FinancialSammons Securities$35009-20-2013
Stanley CrisciRBC Wealth ManagementRaymond James$14009-13-2013
Anthony Hobson, Jason Zajac, Dirk BrownInvestors CapitalNext Financial; U.S. Bancorp Investments; Fifth Third Securities$6008-12-2013
Frank Esposito, Matthew GreenUBS Financial ServicesJPMorgan Chase & Co.$1,20007-19-2013
Paul TingleySecurities Service NetworkProequities$35012-26-2012
Robert G. BernardinHilliard LyonsMorgan Stanley Wealth Management$30010-19-2012
Jonathan SpaffordMorgan Stanley Wealth ManagementBank of America Merrill Lynch$14007-23-2012
James BaltzersenSummit Brokerage ServicesEdward Jones$5106-29-2012
Jonathan Klausner, John Duffy, Jenny Margason, Caryn Wilkinson, Derek DisalvoMorgan Stanley Wealth ManagementUBS Financial Services$65004-09-2012
Timothy McKenna, Brian L. Smith, Timothy J. McKenna Jr., Bryan LavermanLPL FinancialProequities$15512-01-2011
Matt Burton, John CateBank of America Merrill LynchMorgan Stanley Wealth Management$34806-07-2011

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.