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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Paul Tingley | Securities Service Network | Proequities | $350 | 12-26-2012 |
| Robert G. Bernardin | Hilliard Lyons | Morgan Stanley Smith Barney | $300 | 10-19-2012 |
| Jonathan Spafford | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $140 | 07-23-2012 |
| James Baltzersen | Summit Brokerage Services | Edward Jones | $51 | 06-29-2012 |
| Jonathan Klausner, John Duffy, Jenny Margason, Caryn Wilkinson, Derek Disalvo | Morgan Stanley Smith Barney | UBS Financial Services | $650 | 04-09-2012 |
| Timothy McKenna, Brian L. Smith, Timothy J. McKenna Jr., Bryan Laverman | LPL Financial | Proequities | $155 | 12-01-2011 |
| Matt Burton, John Cate | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $348 | 06-07-2011 |
Showing 1 to 7 of 7 entries
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.