Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|Allen Catalanotto, Scott E. Foreman, Mo Provosty||Benjamin F. Edwards & Co.||Wells Fargo Advisors||N/A||04-16-2013|
|Darryl Mierl, Patrick X. Garvin, James Dombrowski||Benjamin F. Edwards & Co.||Wells Fargo Advisors||N/A||04-16-2013|
|Thomas Besselman, Matt Heinz, Todd Guerin||NFP Advisor Services Group||VSR Financial Services||$100||02-28-2013|
|Michael Prat||Wells Fargo Advisors||Morgan Stanley Smith Barney||$251||08-16-2012|
|Jim Harris||Morgan Stanley Smith Barney||Bank of America Merrill Lynch||$400||05-29-2012|
|Ian James||Summit Brokerage Services||Raymond James||$65||10-03-2011|
|Troy H. LeBlanc||Raymond James||UBS Financial Services||$110||08-19-2011|
|Henry Livingston, Ryan McClelland||J.W. Cole Financial||Securities America||$50||04-20-2011|
|Tom Breaux, Ian James||Raymond James||Morgan Stanley Smith Barney||$105||02-03-2011|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.