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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Allen Catalanotto, Scott E. Foreman, Mo Provosty | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 04-16-2013 |
| Darryl Mierl, Patrick X. Garvin, James Dombrowski | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 04-16-2013 |
| Thomas Besselman, Matt Heinz, Todd Guerin | NFP Advisor Services Group | VSR Financial Services | $100 | 02-28-2013 |
| Michael Prat | Wells Fargo Advisors | Morgan Stanley Smith Barney | $251 | 08-16-2012 |
| Jim Harris | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $400 | 05-29-2012 |
| Ian James | Summit Brokerage Services | Raymond James | $65 | 10-03-2011 |
| Troy H. LeBlanc | Raymond James | UBS Financial Services | $110 | 08-19-2011 |
| Henry Livingston, Ryan McClelland | J.W. Cole Financial | Securities America | $50 | 04-20-2011 |
| Tom Breaux, Ian James | Raymond James | Morgan Stanley Smith Barney | $105 | 02-03-2011 |
Showing 1 to 9 of 9 entries
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.