Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David N. Tinsley, George E. Vogel, Daniel C. TinsleyCommonwealth Financial NetworkMetLife Securities$22502-01-2016
Louis WoolfVoya Financial AdvisorsInvestors Capital$6011-02-2015
Mary Robbins, Stephen Vachon, Maurice Woods,Rene SenesVoya Financial AdvisorsInvestors Capital$5211-02-2015
Dianne Puleo, Jacob Shulam, George TufenkianVoya Financial AdvisorsInvestors Capital$5511-02-2015
Ron Hoffman, Werner Maiwald, Jeff Mishol, Tim O'MalleyVoya Financial AdvisorsInvestors Capital$6811-02-2015
David Chwalek, Bob Curtis, Brian Day-Lewis, David DirubboVoya Financial AdvisorsInvestors Capital$8711-02-2015
Brian WoodsVoya Financial AdvisorsInvestors Capital$10011-02-2015
Josh ShepherdAmeriprise FinancialUBS Financial Services$6810-30-2015
Stephen J. Erickson, Michael Martin, Scott Louder, Christopher Lussier, Diana Correa, Nancy JonesRaymond JamesUBS Financial Services$55009-16-2015
Chitra Staley, Mark MathersBeacon Pointe Wealth AdvisorsTPW Financial$30009-09-2015
Peter OldridVoya Financial AdvisorsInvestors Capital$8008-07-2015
Daniel McCarthyRoyal Alliance National Planning$10105-29-2015
Joseph SicilianoLPL FinancialFidelity$10005-27-2015
Barbara J. Cummings, Robert H. Kjellman, Carl J. YoungWilliam Blair & Co.BP Wealth Management$005-18-2015
Mark McCormack, Gary Guglielmello, Eric Riggin, Anthony Lopopolo, Gary Holland, Aaron KohlVoya Financial AdvisorsAmeriprise Financial$32305-01-2015
James CrossonVoya Financial AdvisorsInvestors Capital$16703-06-2015
Joseph P. MontanaCCR Wealth ManagementAlliance Benefit Group$008-25-2014
Tara Rice, Amanda HancockCeteraHMS Financial Group, Raymond James$007-24-2014
Bruce LedouxJ.P. Morgan Securities LLCMorgan Stanley Wealth Management$006-25-2014
Robert A. ClaysonRaymond JamesWells Fargo Advisors$11506-20-2014
Peter ClearyRBC Wealth ManagementUBS Financial Services$13006-02-2014
Travis Tucker, Donald Brusca, Stacy BazylinskiSteward Partners Global AdvisoryRPG Family Wealth Advisory $12005-30-2014
David Clayman, Francesca FedericoTwelve Points Wealth ManagementMorgan Stanley Wealth Management$10005-30-2014
Keith Havalotti, Gerald Bonner, Jeanine BerattaInvestors CapitalMetLife Securities$5001-02-2014
Rick PignoneSteward Partners Global AdvisoryMorgan Stanley Wealth Management$24012-20-2013
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Showing 1 to 25 of 47 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.