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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Louis WoolfVoya Financial AdvisorsInvestors Capital$6011-16-2015
Mary Robbins, Stephen Vachon, Maurice Woods,Rene SenesVoya Financial AdvisorsInvestors Capital$5211-16-2015
Dianne Puleo, Jacob Shulam, George TufenkianVoya Financial AdvisorsInvestors Capital$5511-16-2015
Ron Hoffman, Werner Maiwald, Jeff Mishol, Tim O'MalleyVoya Financial AdvisorsInvestors Capital$6811-16-2015
David Chwalek, Bob Curtis, Brian Day-Lewis, David DirubboVoya Financial AdvisorsInvestors Capital$8711-16-2015
Brian WoodsVoya Financial AdvisorsInvestors Capital$10011-16-2015
Stephen J. Erickson, Michael Martin, Scott Louder, Christopher Lussier, Diana Correa, Nancy JonesRaymond JamesUBS Financial Services$55009-23-2015
Chitra Staley, Mark MathersBeacon Pointe Wealth AdvisorsTPW Financial$30009-09-2015
Joseph SicilianoLPL FinancialFidelity$10008-31-2015
Peter OldridVoya Financial AdvisorsInvestors Capital$8008-11-2015
Daniel McCarthyRoyal Alliance National Planning$10107-09-2015
Barbara J. Cummings, Robert H. Kjellman, Carl J. YoungWilliam Blair & Co.BP Wealth Management$005-19-2015
Mark McCormack, Gary Guglielmello, Eric Riggin, Anthony Lopopolo, Gary Holland, Aaron KohlVoya Financial AdvisorsAmeriprise Financial$32305-19-2015
James CrossonVoya Financial AdvisorsInvestors Capital$16703-10-2015
Joseph P. MontanaCCR Wealth ManagementAlliance Benefit Group$009-16-2014
Bruce LedouxJ.P. Morgan Securities LLCMorgan Stanley Wealth Management$009-11-2014
Robert A. ClaysonRaymond JamesWells Fargo Advisors$11508-29-2014
Tara Rice, Amanda HancockCeteraHMS Financial Group, Raymond James$008-04-2014
Peter ClearyRBC Wealth ManagementUBS Financial Services$13006-13-2014
Travis Tucker, Donald Brusca, Stacy BazylinskiSteward Partners Global AdvisoryRPG Family Wealth Advisory $12006-02-2014
David Clayman, Francesca FedericoTwelve Points Wealth ManagementMorgan Stanley Wealth Management$10006-02-2014
Rick PignoneSteward Partners Global AdvisoryMorgan Stanley Wealth Management$24002-26-2014
Keith Havalotti, Gerald Bonner, Jeanine BerattaInvestors CapitalMetLife Securities$5001-14-2014
Matthew Cunningham, Erik WilliamsLPL FinancialPark Avenue Securities$012-04-2013
Stephen Ruvituso, Lee Konopka, Robert Matluck, Todd Stankiewicz Bank of America Merrill LynchUBS Financial Services$1,00010-03-2013
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.