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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Norman G. Howarth | Ameriprise Financial | LPL Financial | $195 | 04-29-2013 |
| Melody Foti | Wells Fargo Advisors | Morgan Stanley Smith Barney | $124 | 03-15-2013 |
| Mark W. Teed | Raymond James | Wells Fargo Advisors | $225 | 10-25-2012 |
| Dan Chabott, Michael Ingenito, Terry Seely, Robert Kelly, Richard Darrow | Investors Capital | Royal Alliance | $65 | 09-10-2012 |
| Kenneth Fortini, Ralph E. Labriola, Nicholas J. DiMenna | Stifel Nicolaus & Co. | Wells Fargo Advisors | $108 | 08-01-2012 |
| Ted Dickinson, Maureen Goddard | Transamerica Financial Advisors | Money Concepts | $25 | 05-14-2012 |
| Michele Colarusso | Ameriprise Financial | LPL Financial | $65 | 03-22-2012 |
| Ilan Segev | Morgan Stanley Smith Barney | Credit Suisse Wealth Services | $191 | 03-15-2012 |
| Keith Long, Joseph Reilly, Jason Devito | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $385 | 03-15-2012 |
| Devin Condron | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $830 | 03-06-2012 |
| Kenneth Hoffman, Richard Steinberg, Jordan Waxman | Hightower Advisors | Bank of America Merrill Lynch | $1,400 | 03-04-2012 |
| Brian McCarren | Ameriprise Financial | Janney Montgomery Scott | $114 | 02-13-2012 |
| John Napolitano, George Clarke, Thomas Morrone, Michael Alexander, Max Kolbrenner, Gary Oman, Timothy McCarthy, Michael Velazquez | LPL Financial | Lincoln Financial | $200 | 01-25-2012 |
| Summit Financial | Commonwealth Financial Network | Ogilvie Security Advisors | $1,200 | 10-19-2011 |
| Terry Wells | Triad Advisors | LPL Financial | $111 | 10-11-2011 |
| Bill Brooks | Capital Guardian Wealth Management | Morgan Stanley Smith Barney | $70 | 04-07-2011 |
| Jonathan Price | Morgan Stanley Smith Barney | Commonwealth Financial Network | $153 | 10-28-2010 |
| Robert Caron | Westminster Financial Securities | TD Wealth Management Services | $60 | 06-12-2010 |
Showing 1 to 18 of 18 entries
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.