Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Integrated Financial PartnersLPL FinancialLincoln Financial$4,00011-17-2016
Todd DarlingAmeriprise FinancialWells Fargo Advisors$10409-30-2016
Roger Ingwersen, Todd Ingwersen, Laurie Ingwersen The Harvest Group Wealth ManagementUBS Financial Services$30009-30-2016
Matthew NeelyAmeriprise FinancialWells Fargo Advisors$7809-02-2016
Barbara Trombley, Michael TrombleyLPL Financial Fifth Third Securities$5108-08-2016
John PrattiCommonwealth FinancialMSI Financial Services$23008-01-2016
Richard CawthorneLPL Financial NYLIFE Securities$5007-01-2016
Zubair KhanLPL FinancialJ.P. Morgan Securities LLC$8006-17-2016
Dennis ClavinCommonwealth FinancialCetera$12006-01-2016
Andrew Zimmerman, Edward Nabhan, Alexander Nabhan, Megan Cooney, James McIntyre Bank of America Merrill LynchMorgan Stanley Wealth Management$1,20005-18-2016
Robert Phinney, Graham Goodwin,and Richard Byrd IIIRaymond JamesMorgan Stanley Wealth Management$33205-17-2016
Ken Moran, Richard TartariniVoya Financial AdvisorsLPL Financial$10003-14-2016
David Atallah, Mike CassaMorgan Stanley Wealth ManagementCredit Suisse Wealth Services$002-15-2016
David N. Tinsley, George E. Vogel, Daniel C. TinsleyCommonwealth Financial NetworkMetLife Securities$22502-01-2016
Robert MaferaLPL FinancialAmeriprise Financial$5012-17-2015
Matthew Washek, Eric LazzariLPL FinancialCaptial Securities Management$20011-17-2015
Brian WoodsVoya Financial AdvisorsInvestors Capital$10011-02-2015
David Chwalek, Bob Curtis, Brian Day-Lewis, David DirubboVoya Financial AdvisorsInvestors Capital$8711-02-2015
Dianne Puleo, Jacob Shulam, George TufenkianVoya Financial AdvisorsInvestors Capital$5511-02-2015
Louis WoolfVoya Financial AdvisorsInvestors Capital$6011-02-2015
Mary Robbins, Stephen Vachon, Maurice Woods,Rene SenesVoya Financial AdvisorsInvestors Capital$5211-02-2015
Ron Hoffman, Werner Maiwald, Jeff Mishol, Tim O'MalleyVoya Financial AdvisorsInvestors Capital$6811-02-2015
Josh ShepherdAmeriprise FinancialUBS Financial Services$6810-30-2015
Edward QuirkLPL FinancialCitizens Securities$5010-15-2015
Stephen J. Erickson, Michael Martin, Scott Louder, Christopher Lussier, Diana Correa, Nancy JonesRaymond JamesUBS Financial Services$55009-16-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.