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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alex Fritzsche, Jennifer EdgellRBC Wealth ManagementBank of America Merrill Lynch; LPL Financial$18506-25-2015
Brian SalcettiWells Fargo Financial NetworkAxa Advisors$006-17-2015
Doug Brandeen, David Brandeen, Jeff Link, Dean ShuplinkovWells Fargo Financial NetworkBank of America Merrill Lynch$55506-11-2015
Randy ScritchfieldSecurities AmericaH. Beck, Inc.$11505-19-2015
Roland F. Smith, Joan SmithSummit Brokerage ServicesEagle Equities$5504-22-2015
J. Todd Pauliny, Michael StewartJanney Montgomery ScottRBC Wealth Management$004-13-2015
Dale WatersBank of America Merrill LynchUBS Financial Services$18501-05-2015
Philip Lazzari, Mark Stevens, Eric Watson, Eric BucknerSnowden Lane PartnersUBS Financial Services$40009-29-2014
Roger J. RathRBC Wealth ManagementJanney Montgomery Scott$24508-11-2014
David CloggInvestacorpChapin Davis$5006-25-2014
Kurt WiegertNFP Advisor Services GroupFounders Financial$6005-01-2014
John Morgan, Brian Sabo, Jason Edelson Hightower AdvisorsWells Fargo Advisors$38404-28-2014
James Elliott, Dana Wright, Gregory FrankosInvestacorpLPL Financial$6803-19-2014
Stephen B. SchulerBridgewater Wealth and Financial ManagementMaryland Capital Management$20002-05-2014
Michael T. MoriartyHighline Wealth ManagementMorgan Stanley Wealth Management$001-15-2014
Nancy J. Eshmont, Jeffrey N. Weiner, Brian H. RubinBenjamin F. Edwards & Co.Wells Fargo Advisors$011-20-2013
Douglas P. VelnoskeyJanney Montgomery ScottMorgan Stanley Wealth Management$19011-12-2013
John Goles, Steven DeBoyJanney Montgomery ScottRBC Wealth Management$17511-12-2013
Brion HarrisSummit Brokerage ServicesCambridge Investment Research$22510-17-2013
Marc S. SchlieferLPL FinancialLincoln Financial$25009-16-2013
Martin DomresMorgan Stanley Wealth ManagementDeutsche Bank$35008-14-2013
John N. HuynhRobert W. Baird & Co.Morgan Stanley Wealth Management$6008-12-2013
Alfred J. Derenzis, Scott D. FordJanney Montgomery ScottMorgan Stanley Wealth Management$15906-18-2013
Howard Mirvis, Larry HolmesWells Fargo AdvisorsMorgan Stanley Wealth Management$22004-23-2013
Carolyn S. Meakem, Traci Meakem RichmondRaymond JamesWells Fargo Advisors$20001-07-2013
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.