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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Elliott, Dana Wright, Gregory FrankosInvestacorpLPL Financial$6803-19-2014
Stephen B. SchulerBridgewater Wealth and Financial ManagementMaryland Capital Management$20002-05-2014
Michael T. MoriartyHighline Wealth ManagementMorgan Stanley Wealth Management$001-15-2014
Nancy J. Eshmont, Jeffrey N. Weiner, Brian H. RubinBenjamin F. Edwards & Co.Wells Fargo Advisors$011-20-2013
Douglas P. VelnoskeyJanney Montgomery ScottMorgan Stanley Wealth Management$19011-12-2013
John Goles, Steven DeBoyJanney Montgomery ScottRBC Wealth Management$17511-12-2013
Brion HarrisSummit Brokerage ServicesCambridge Investment Research$22510-17-2013
Marc S. SchlieferLPL FinancialLincoln Financial$25009-16-2013
Martin DomresMorgan Stanley Wealth ManagementDeutsche Bank$35008-14-2013
John N. HuynhRobert W. Baird & Co.Morgan Stanley Wealth Management$6008-12-2013
Alfred J. Derenzis, Scott D. FordJanney Montgomery ScottMorgan Stanley Wealth Management$15906-18-2013
Howard Mirvis, Larry HolmesWells Fargo AdvisorsMorgan Stanley Wealth Management$22004-23-2013
Carolyn S. Meakem, Traci Meakem RichmondRaymond JamesWells Fargo Advisors$20001-07-2013
Tony Fusco, Kevin Fusco, David Matthews, Steven Moore, Donna Childress, Michelle Dumler, Ascenza DiFerdinandoRaymond JamesLPL Financial$23012-06-2012
Jim VermilyeRobert W. Baird & Co.LPL Financial$8510-16-2012
David Greenleigh, Brian LutsWells Fargo AdvisorsMorgan Stanley Wealth Management$16009-26-2012
Robert MorelandWells Fargo AdvisorsBank of America Merrill Lynch$10006-07-2012
James Gibbons, Stephen MarohlWells Fargo AdvisorsRBC Wealth Management$9204-19-2012
Jamie WaldrenWells Fargo AdvisorsMorgan Stanley Wealth Management$9604-19-2012
John Lynch, Arthur DeLuca, Lindsay Johns, Molly Croyle, Allie Gamble-Taylor, Andrew FentressRaymond JamesWells Fargo Advisors$47704-05-2012
Leo J. Kelly III, Brian GrumbachHightower AdvisorsBank of America Merrill Lynch$70002-27-2012
Thomas Bird, Kenneth BarkmanWells Fargo AdvisorsMorgan Stanley Wealth Management$25002-17-2012
Chris Wallace, Sarah EhrlichMorgan Stanley Wealth ManagementMorgan Keegan$012-15-2011
Nilos T. SakellariouArete Wealth ManagementGlen Eagle Advisors$10010-03-2011
Jeff Leventhal, Evan NowackHightower AdvisorsUBS Financial Services$40009-19-2011
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.