Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven CollinsWells Fargo AdvisorsRaymond James$13202-18-2016
Amy SachsSteward Partners Global AdvisoryMorgan Stanley Wealth Management$9102-17-2016
Rick FabyBenjamin F. Edwards & Co.Ameriprise Financial$002-17-2016
Constance Miner, Ross HamiltonSteward Partners Global AdvisoryUBS Financial Services$20001-14-2016
Richard HopeLPL FinancialLincoln Financial$5012-16-2015
John M. Borth, David P. Brown, Paul G. UllmannSuntrust Investment ServicesUBS Financial Services$26012-04-2015
Michael GrebenLPL FinancialJ.P. Turner & Company$12008-27-2015
Alex Bryer, Keith MayoSnowden Lane PartnersBank of America Merrill Lynch$24007-28-2015
John Yetman, Adam GoddardAmeriprise FinancialMorgan Stanley Wealth Management$9606-26-2015
Brian SalcettiWells Fargo Advisors Financial NetworkAxa Advisors$006-10-2015
Doug Brandeen, David Brandeen, Jeff Link, Dean ShuplinkovWells Fargo Advisors Financial NetworkBank of America Merrill Lynch$55506-10-2015
Alex Fritzsche, Jennifer EdgellRBC Wealth ManagementBank of America Merrill Lynch; LPL Financial$18506-03-2015
Randy ScritchfieldSecurities AmericaH. Beck, Inc.$11505-15-2015
Roland F. Smith, Joan SmithSummit Brokerage ServicesEagle Equities$5504-08-2015
J. Todd Pauliny, Michael StewartJanney Montgomery ScottRBC Wealth Management$004-01-2015
Stephen Philleo, Daniel IaleggioSteward Partners Global AdvisoryMorgan Stanley Wealth Management$25003-19-2015
Dale WatersBank of America Merrill LynchUBS Financial Services$18512-12-2014
Philip Lazzari, Mark Stevens, Eric Watson, Eric BucknerSnowden Lane PartnersUBS Financial Services$40009-29-2014
Roger J. RathRBC Wealth ManagementJanney Montgomery Scott$24508-06-2014
David CloggInvestacorpChapin Davis$5006-20-2014
John Morgan, Brian Sabo, Jason Edelson Hightower AdvisorsWells Fargo Advisors$38404-25-2014
James Elliott, Dana Wright, Gregory FrankosInvestacorpLPL Financial$6803-18-2014
Kurt WiegertNFP Advisor Services GroupFounders Financial$6003-04-2014
Stephen B. SchulerBridgewater Wealth and Financial ManagementMaryland Capital Management$20002-05-2014
Michael T. MoriartyHighline Wealth ManagementMorgan Stanley Wealth Management$001-14-2014
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.