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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Alfred J. Derenzis, Scott D. Ford | Janney Montgomery Scott | Morgan Stanley Smith Barney | $159 | 06-18-2013 |
| Howard Mirvis, Larry Holmes | Wells Fargo Advisors | Morgan Stanley Smith Barney | $220 | 04-23-2013 |
| Carolyn S. Meakem, Traci Meakem Richmond | Raymond James | Wells Fargo Advisors | $200 | 01-07-2013 |
| Tony Fusco, Kevin Fusco, David Matthews, Steven Moore, Donna Childress, Michelle Dumler, Ascenza DiFerdinando | Raymond James | LPL Financial | $230 | 12-06-2012 |
| Jim Vermilye | Robert W. Baird & Co. | LPL Financial | $85 | 10-16-2012 |
| David Greenleigh, Brian Luts | Wells Fargo Advisors | Morgan Stanley Smith Barney | $160 | 09-26-2012 |
| Robert Moreland | Wells Fargo Advisors | Bank of America Merrill Lynch | $100 | 06-07-2012 |
| James Gibbons, Stephen Marohl | Wells Fargo Advisors | RBC Wealth Management | $92 | 04-19-2012 |
| Jamie Waldren | Wells Fargo Advisors | Morgan Stanley Smith Barney | $96 | 04-19-2012 |
| John Lynch, Arthur DeLuca, Lindsay Johns, Molly Croyle, Allie Gamble-Taylor, Andrew Fentress | Raymond James | Wells Fargo Advisors | $477 | 04-05-2012 |
| Leo J. Kelly III, Brian Grumbach | Hightower Advisors | Bank of America Merrill Lynch | $700 | 02-27-2012 |
| Thomas Bird, Kenneth Barkman | Wells Fargo Advisors | Morgan Stanley Smith Barney | $250 | 02-17-2012 |
| Chris Wallace, Sarah Ehrlich | Morgan Stanley Smith Barney | Morgan Keegan | $0 | 12-15-2011 |
| Nilos T. Sakellariou | Arete Wealth Management | Glen Eagle Advisors | $100 | 10-03-2011 |
| Jeff Leventhal, Evan Nowack | Hightower Advisors | UBS Financial Services | $400 | 09-19-2011 |
| Peter Sagorski | J.W. Cole Financial | LPL Financial | $60 | 08-31-2011 |
| Paul Hynes | PlanMember Securities | SII Investments | $100 | 04-12-2011 |
| Beverly Pieper | J.W. Cole Financial | Multi-Financial Securities | $50 | 01-05-2011 |
| Ron Ifrach, Jeff Smith | Multi-Financial Securities | MetLife Securities | $40 | 12-27-2010 |
| Larry Paul, Robert Hausman, Jason Turnbull | Raymond James | H. Beck Capital Financial | $200 | 12-02-2010 |
| Troy Bryant, Eric Watson, Bart Gibson, William Murphy, Kyle Harris, Eric Buckner, Philip Lazzari, Mark Stevens | UBS Financial Services | Bank of America Merrill Lynch | $500 | 11-19-2010 |
| Bob Carson, Don Hannahs, Tim Kvech, Larry Briskin | Triad Advisors | Lincoln Financial | $600 | 11-03-2010 |
| Debbie Cameron | Harbor Investment Advisory | Morgan Stanley Smith Barney | $200 | 10-13-2010 |
| Robert Black III, Stephen Kelly | Harbor Investment Advisory | Credit Suisse Wealth Services | $1,200 | 05-13-2010 |
Showing 1 to 24 of 24 entries
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.