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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
William D. BurkeLebenthal Wealth AdvisorsMorgan Stanley Wealth Management$001-22-2015
Mitchell R. McCannAmeriprise FinancialRaymond James$10712-03-2014
Brian Brice, Tim BriceMorgan Stanley Wealth ManagementBank of America Merrill Lynch$4,50011-20-2014
Terry Sawchuk, Bill LangensteinNFP Advisor Services GroupSII Investments$15510-14-2014
Thomas A. BraunLPL FinancialFifth Third Securities$1,20009-22-2014
Gary Haapala, Carol Sewell, Charles Waterhouse, James WinslowArbor Trust Wealth AdvisorsUnited Bank & Trust$35008-07-2014
John Bueno, John Raetz, Noah RobinsonWells Fargo AdvisorsJ.P. Morgan Securities LLC$1,50006-11-2014
Karen BurchVoya Financial Advisors PartnersNewbridge Securities$5005-28-2014
Jeffrey M. FratarcangeliWells Fargo AdvisorsBank of America Merrill Lynch$42404-04-2014
Satish DharwadkarMangoTree CapitalBank of America Merrill Lynch$3502-19-2014
Paul E. HouseyLPL FinancialNorthstar Financial$7812-17-2013
Kelley F. Snook, Jr.LPL FinancialNorthstar Financial$4,30012-17-2013
Matthew G. Bishop, Ralph A. Brozzo, Dana L. GibbsBenjamin F. Edwards & Co.Wells Fargo Advisors$010-23-2013
Wayne MaierSecurities AmericaNational Planning$41409-25-2013
Diana Freeburg, Daniel Hornblower, Paul DeRocheUBS Financial ServicesBank of America Merrill Lynch$27007-02-2013
Donnel M. DickersonSecurities Service NetworkWalnut Street Securities$10005-23-2013
Peter R. Benington, Steven C. Benington, Steven R. CrossBank of America Merrill LynchMorgan Stanley Wealth Management$24005-23-2013
Jerome RepovzSummit Brokerage ServicesSecurities America$5504-03-2013
Eric Whipple, Stephen CooperWells Fargo AdvisorsMorgan Stanley Wealth Management$19503-15-2013
Richard PowellWells Fargo AdvisorsMorgan Stanley Wealth Management$17603-15-2013
James Mathias, Wilma Turner Girard SecuritiesInvest Financial$8502-01-2013
David VallieBank of America Merrill LynchMorgan Stanley Wealth Management$16012-17-2012
Curt WhippleKalos CapitalInvestacorp$12012-05-2012
Bryan SchonMorgan Stanley Wealth ManagementChase Investment Services$20511-06-2012
Robert Steingold, Geoffrey OrbachBank of America Merrill LynchMorgan Stanley Wealth Management$17707-25-2012
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.