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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Gerald D. Brennan, James R. Seidel, Lynn L. Kittelson | Robert W. Baird & Co. | UBS Financial Services, Northern Trust | $215 | 05-14-2013 |
| Mark Johnson | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $192 | 03-14-2013 |
| Nancy Buttweiler, Kristopher Schultz, David Peterson | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $141 | 12-11-2012 |
| Nathan Running | Multi-Financial Securities | LPL Financial | $88 | 12-04-2012 |
| Westcott Jones, Scott Vogel | Bank of America Merrill Lynch | Wells Fargo Advisors | $1,000 | 08-20-2012 |
| Blane Hammer | Morgan Stanley Smith Barney | UBS Financial Services | $120 | 07-18-2012 |
| John Duguid | Robert W. Baird & Co. | Morgan Stanley Smith Barney | $135 | 04-27-2012 |
| Tom Gahler, Gary Gahler | Securities America | Investment Centers of America | $65 | 03-07-2012 |
| Nancy E. Anderson | U.S. Trust Bank of America Private Wealth Management | U.S. Bancorp Investments | $350 | 05-10-2011 |
Showing 1 to 9 of 9 entries
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.