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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dale SchumacherLPL FinancialBaker Tilly Capital$31209-15-2015
Jim Ronn, Don Phillips, Bobby PhillipsNFP Advisor Services GroupLPL Financial$15808-27-2015
Troy L. IrvineInvestors CapitalEdward Jones$8503-09-2015
Brooks StaplesAmeriprise FinancialU.S. Bancorp Investments$6901-05-2015
Jesse BengtsonRBC Wealth ManagementBank of America Merrill Lynch$23009-11-2014
Phillip AndersonAmeriprise FinancialLPL Financial$5706-13-2014
Howard D. Richards, Jim GoodlandNFP Advisor Services GroupCambridge Investment Research$17503-06-2014
Michael A. RogersLPL FinancialCommonwealth Financial Network$15002-04-2014
Daniel J. PhillipsRobert W. Baird & Co.UBS Financial Services$10508-12-2013
Richard A. LinnihanStifel Nicolaus & Co.Morgan Stanley Wealth Management$007-03-2013
William R. JohnstonInvestacorpWells Fargo Advisors$5006-28-2013
Christopher R. Olson, David E. Kuntz, Jarrod B. KittlesonBerthel FisherNational Planning$12005-29-2013
Gerald D. Brennan, James R. Seidel, Lynn L. KittelsonRobert W. Baird & Co.UBS Financial Services, Northern Trust $21505-14-2013
Mark JohnsonBank of America Merrill LynchMorgan Stanley Wealth Management$19203-14-2013
Nancy Buttweiler, Kristopher Schultz, David PetersonMorgan Stanley Wealth ManagementBank of America Merrill Lynch$14112-11-2012
Nathan RunningMulti-Financial SecuritiesLPL Financial$8812-04-2012
Westcott Jones, Scott Vogel Bank of America Merrill LynchWells Fargo Advisors$1,00008-20-2012
Blane HammerMorgan Stanley Wealth ManagementUBS Financial Services$12007-18-2012
John DuguidRobert W. Baird & Co.Morgan Stanley Wealth Management$13504-27-2012
Tom Gahler, Gary GahlerSecurities AmericaInvestment Centers of America$6503-07-2012
Nancy E. AndersonU.S. Trust Bank of America Private Wealth ManagementU.S. Bancorp Investments$35005-10-2011

Showing 1 to 21 of 21 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.