Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|Gerald D. Brennan, James R. Seidel, Lynn L. Kittelson||Robert W. Baird & Co.||UBS Financial Services, Northern Trust||$215||05-14-2013|
|Mark Johnson||Bank of America Merrill Lynch||Morgan Stanley Smith Barney||$192||03-14-2013|
|Nancy Buttweiler, Kristopher Schultz, David Peterson||Morgan Stanley Smith Barney||Bank of America Merrill Lynch||$141||12-11-2012|
|Nathan Running||Multi-Financial Securities||LPL Financial||$88||12-04-2012|
|Westcott Jones, Scott Vogel||Bank of America Merrill Lynch||Wells Fargo Advisors||$1,000||08-20-2012|
|Blane Hammer||Morgan Stanley Smith Barney||UBS Financial Services||$120||07-18-2012|
|John Duguid||Robert W. Baird & Co.||Morgan Stanley Smith Barney||$135||04-27-2012|
|Tom Gahler, Gary Gahler||Securities America||Investment Centers of America||$65||03-07-2012|
|Nancy E. Anderson||U.S. Trust Bank of America Private Wealth Management||U.S. Bancorp Investments||$350||05-10-2011|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.