Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert RaeAmeriprise FinancialRBC Wealth Management$10511-02-2016
Thomas PinkRBC Wealth ManagementWells Fargo Advisors$15410-26-2016
Nathaniel Running, Paul Burmeister, Mark Fischer, Tyler Hirth, Jonathan Rienstra, Charles TurnerLPL Financial Cetera$24808-02-2016
Larry Pohlen, Marc Terris, Michael Kasper, David Pohlen, Kathleen VaughanBank of America Merrill LynchMorgan Stanley Wealth Management$55505-23-2016
Denver GilliandHightower AdvisorsBank of America Merrill Lynch$31505-08-2016
James P. Benson IICeteraNational Planning$15003-28-2016
John ChurchWaddell and ReedCetera$7501-06-2016
Robert WithersLPL FinancialBank of America Merrill Lynch$6511-03-2015
Jim Ronn, Don Phillips, Bobby PhillipsNFP Advisor Services GroupLPL Financial$15806-01-2015
Troy L. IrvineInvestors CapitalEdward Jones$8502-05-2015
Dale SchumacherLPL FinancialBaker Tilly Capital$31201-16-2015
Brooks StaplesAmeriprise FinancialU.S. Bancorp Investments$6911-28-2014
Jesse BengtsonRBC Wealth ManagementBank of America Merrill Lynch$23008-22-2014
Phillip AndersonAmeriprise FinancialLPL Financial$5702-14-2014
Howard D. Richards, Jim GoodlandNFP Advisor Services GroupCambridge Investment Research$17501-03-2014
Michael A. RogersLPL FinancialCommonwealth Financial Network$15008-30-2013
Richard A. LinnihanStifel Nicolaus & Co.Morgan Stanley Wealth Management$007-01-2013
William R. JohnstonInvestacorpWells Fargo Advisors$5006-27-2013
Daniel J. PhillipsRobert W. Baird & Co.UBS Financial Services$10506-18-2013
Christopher R. Olson, David E. Kuntz, Jarrod B. KittlesonBerthel FisherNational Planning$12004-22-2013
Gerald D. Brennan, James R. Seidel, Lynn L. KittelsonRobert W. Baird & Co.UBS Financial Services, Northern Trust $21503-18-2013
Mark JohnsonBank of America Merrill LynchMorgan Stanley Wealth Management$19202-27-2013
Nancy Buttweiler, Kristopher Schultz, David PetersonMorgan Stanley Wealth ManagementBank of America Merrill Lynch$14112-03-2012
Nathan RunningMulti-Financial SecuritiesLPL Financial$8808-10-2012
Westcott Jones, Scott Vogel Bank of America Merrill LynchWells Fargo Advisors$1,00008-03-2012
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.