Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Harold MacFarland, Tadd Hicks Raymond JamesUBS Financial Services$22010-25-2016
Erin Lapidus, Jeff LapidusLPL Financial National Planning$14009-30-2016
Thomas Schmidt, Bradley SchmidtStifel Nicolaus & Co.Wells Fargo Advisors$14009-15-2016
Barbara Archer, Mark Schweiss, Karen Meers, Patty McClainHightower AdvisorsArcher Wealth Management$40006-08-2016
Herbert Buchbinder, Daniel Stolper, Mary Travis-SwansonStifel Nicolaus & Co.Wells Fargo Advisors$50005-25-2016
Scott LinkStifel Nicolaus & Co.Charles Schwab$50005-19-2016
John BezdichekLPL FinancialCetera$5005-13-2016
Christopher Coulter, Bill FerryBenjamin F. Edwards & Co.Oppenheimer$002-17-2016
Andrew DenneyLPL FinancialCambridge Investment Research$25710-29-2015
Douglas Moore, DeAnn Peter, Jackie Shupe, Joe Cricchio, Miles James, Leah Anne Brooks, Erik Handcock, Dave Reed, Jason FoxRaymond JamesCetera$45010-19-2015
James LipariUBS Financial ServicesBank of America Merrill Lynch$23009-03-2015
Raymond J. PalmerWells Fargo AdvisorsStifel Nicolaus & Co.$14803-26-2015
Charles Meyer, Elizabeth ThomasPlancorp1926 Investment Advisors$12002-24-2015
Scott Highmark, Larry ShiklesDynasty Financial PartnersMorgan Stanley Wealth Management$80002-20-2015
James H. Pohlman, Jr.Raymond JamesWells Fargo Advisors$17501-16-2015
John Azodi, Jim Linderer, Debbie RulonBerthel FisherBrokers International$7010-01-2014
Timothy Rodgers, Keith OsborneDynasty Financial PartnersWells Fargo$40009-01-2014
Erwin Bry, Terry Bry, Lori FugateRaymond JamesWells Fargo Advisors$22008-29-2014
James Laughlin Sr.Wells Fargo AdvisorsUBS Financial Services$9706-12-2014
Steven KennyWaddell and ReedWells Fargo Advisors$5004-14-2014
Greg DeLong, Chris DeLongMorgan Stanley Wealth ManagementEdward Jones$20003-07-2014
Frederick Gollier, Michael Henning, Christopher WatersRobert W. Baird & Co.Wells Fargo Advisors$21502-07-2014
Joshua M. BledsoeStifel Nicolaus & Co.Bank of America Merrill Lynch$011-25-2013
Julie A. GamppStifel Nicolaus & Co.U.S. Bancorp Investments$8909-16-2013
Alan J. SpilkerRaymond JamesBank of America Merrill Lynch$008-28-2013
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.