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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Rodgers, Keith OsborneDynasty Financial PartnersWells Fargo$40010-06-2014
Greg DeLong, Chris DeLongMorgan Stanley Wealth ManagementEdward Jones$20009-30-2014
Steven KennyWaddell and ReedWells Fargo Advisors$5008-14-2014
James Laughlin Sr.Wells Fargo AdvisorsUBS Financial Services$9706-18-2014
Frederick Gollier, Michael Henning, Christopher WatersRobert W. Baird & Co.Wells Fargo Advisors$21502-10-2014
Alan J. SpilkerRaymond JamesBank of America Merrill Lynch$001-08-2014
Joshua M. BledsoeStifel Nicolaus & Co.Bank of America Merrill Lynch$012-20-2013
Julie A. GamppStifel Nicolaus & Co.U.S. Bancorp Investments$8909-23-2013
Peter Vrooman, Jonathan SarverWells Fargo AdvisorsRBC Wealth Management$12506-17-2013
John Russo, Jerry West, Robert Schlueter, James MaherDynasty Financial PartnersBank of America Merrill Lynch$42004-02-2013
Peter Reinecke, Christine Cipolla, Timothy MarshallSaxony SecuritiesLPL Financial$15010-03-2012
Jeffrey Hollingsworth, William Simpson, Craig BillingsleyMorgan Stanley Wealth ManagementWells Fargo Advisors$005-02-2012
John M. FaganRaymond JamesWells Fargo Advisors$20611-29-2011
Floyd Gilbert BickelWells Fargo AdvisorsMorgan Stanley Wealth Management$12911-23-2011
Eric PetersonCommonwealth Financial NetworkSecurities America$7509-06-2011
Jerry KlusenerProspera Financial ServicesUMB Financial Services$7005-31-2011

Showing 1 to 16 of 16 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.