Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|John Russo, Jerry West, Robert Schlueter, James Maher||Dynasty Financial Partners||Bank of America Merrill Lynch||$420||04-02-2013|
|Peter Reinecke, Christine Cipolla, Timothy Marshall||Saxony Securities||LPL Financial||$150||10-03-2012|
|Jeffrey Hollingsworth, William Simpson, Craig Billingsley||Morgan Stanley Smith Barney||Wells Fargo Advisors||N/A||05-02-2012|
|John M. Fagan||Raymond James||Wells Fargo Advisors||$206||11-29-2011|
|Floyd Gilbert Bickel||Wells Fargo Advisors||Morgan Stanley Smith Barney||$129||11-23-2011|
|Eric Peterson||Commonwealth Financial Network||Securities America||$75||09-06-2011|
|Jerry Klusener||Prospera Financial Services||UMB Financial Services||$70||05-31-2011|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.