Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Results filtered by
Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark J. Rhoades, George Livanos, Kelly Ward.Raymond JamesMorgan Stanley Wealth Management$25012-06-2016
Steve Coggins, David R. Hartness, Chris JonesHightowerCapital Investment Group$25010-31-2016
Jeffrey TalleyLPL Financial Private Client Services$10007-22-2016
Austin Booker, James FallonLPL FinancialWoodbury Financial Services$10006-24-2016
Stephen GaskinsLPL FinancialIntercarolina Financial Services, Inc.$6006-20-2016
David BolickIndependent Advisor AllianceCetera$6005-18-2016
John Osterberg, Chad PannellIndependent Advisor AllianceAmeriprise Financial$13504-14-2016
Phillip LeeIndependent Advisor AllianceWells Fargo Advisors$10004-14-2016
Peter AdcroftJanney Montgomery ScottUBS Financial Services$10303-23-2016
Sheila JamisonVoya Financial AdvisorsInvestors Capital$7902-16-2016
William B. Wellons, Jr., Scott L. Abee, James W. Forrester, John A. RobinsonRaymond JamesWells Fargo Advisors; Davenport and Company $40001-14-2016
David McMahanProspera Financial ServicesCapital Guardian$32301-12-2016
James LowryLPL FinancialCapital Guardian$10012-07-2015
Erin Cockman, Angie Hall, Melissa SpoonRaymond JamesWells Fargo Advisors$15011-03-2015
Larry Pulliam, Jeff KerriganWells Fargo AdvisorsUBS Financial Services$16506-30-2015
Jon Marzano, Art Marzano, Steven GalloIndependent Advisor AllianceWells Fargo Advisors$26505-26-2015
David B. NifongIndependent Advisor AllianceWells Fargo Advisors$10005-13-2015
David FlandersAmeriprise FinancialWells Fargo Advisors$5404-24-2015
Todd CurryIndependent Advisor AllianceLincoln Financial$6504-20-2015
Terry ColenIndependent Advisor AllianceCUNA Brokerage Services$9003-20-2015
Todd TimmermanLPL FinancialPrincor Financial Services$1,00003-09-2015
Mitchell GravelleWells Fargo AdvisorsMorgan Stanley Wealth Management$10002-13-2015
Dawn Mcguire, Anthony UrbanFSC SecuritiesMorgan Stanley Wealth Management$7801-09-2015
Chad R. BarberAmeriprise FinancialEdward Jones$7011-19-2014
Rob WigginsWells Fargo AdvisorsFirst Citizens Investor Services$10006-27-2014
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Showing 1 to 25 of 58 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.