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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eugene C. Thompson IVCapital Investment Co.Wells Fargo Advisors$6503-27-2014
Mark CourtemancheCapital Investment Co.Argentus Advisors$9003-27-2014
Gene Marx, Catherine HunterRaymond JamesUBS Financial Services$22703-10-2014
Joseph E. FowlerStratos Wealth PartnersEdward Jones$001-30-2014
Terry Wiles, Ryan SmithRaymond JamesLPL Financial$14601-03-2014
Allen R. Burton (Ryan)Capital Investment Co.Wells Fargo Advisors$3511-26-2013
Joseph F. BeamCapital Investment Co.Suntrust Investment Services$3811-26-2013
Michael Climer, Wes ClimerWells Fargo AdvisorsBank of America Merrill Lynch$22010-09-2013
E. Gray Smith IIIUBS Financial ServicesMorgan Stanley Wealth Management$34509-10-2013
Tammie FarrellCapital Investment Co.Wells Fargo Advisors$007-22-2013
Kevin PhillipsRobert W. Baird & Co.Wells Fargo Advisors$10502-26-2013
Jospeh A. Lipe, John B. LipeRobert W. Baird & Co.Morgan Stanley Wealth Management$25002-26-2013
John KlineJanney Montgomery ScottUBS Financial Services$18002-14-2013
Mark KeanBank of America Merrill LynchUBS Financial Services$14108-27-2012
Jason L. SteeleProspera Financial ServicesRaymond James$7508-02-2012
James Harris, Pam AshleyMorgan Stanley Wealth ManagementBank of America Merrill Lynch$3,00007-18-2012
Ryan J. SchriftLPL FinancialMorgan Keegan$1506-07-2012
The Allman-Bobbie GroupRobert W. Baird & Co.Morgan Stanley Wealth Management$15004-11-2012
Ronald WinskiWells Fargo AdvisorsBank of America Merrill Lynch$10602-17-2012
Lou Popielarcheck, Jr., Kristen Yablonsky, Michael T. JordanMorgan Stanley Wealth ManagementWells Fargo Advisors$13502-14-2012
Steve Eubanks, Michael LappinUBS Financial ServicesBank of America Merrill Lynch$75002-07-2012
Michael FayedSummit Brokerage ServicesCapital Guardian Wealth Management$9309-16-2011
Matthew Wallace, Melanie Regner, George Wallace IIIBank of America Merrill LynchMorgan Stanley Wealth Management$22009-05-2011
Charles Stoner, Eileen StonerUBS Financial ServicesMorgan Stanley Wealth Management$30006-17-2011
Bill Krebs, Charles BettsRaymond JamesBank of America Merrill Lynch$19505-24-2011
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.