Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen GaskinsLPL FinancialIntercarolina Financial Services, Inc.$6006-20-2016
David BolickIndependent Advisor AllianceCetera$6005-18-2016
John Osterberg, Chad PannellIndependent Advisor AllianceAmeriprise Financial$13504-14-2016
Phillip LeeIndependent Advisor AllianceWells Fargo Advisors$10004-14-2016
Sheila JamisonVoya Financial AdvisorsInvestors Capital$7902-16-2016
William B. Wellons, Jr., Scott L. Abee, James W. Forrester, John A. RobinsonRaymond JamesWells Fargo Advisors; Davenport and Company $40001-14-2016
David McMahanProspera Financial ServicesCapital Guardian$32301-12-2016
James LowryLPL FinancialCapital Guardian$10012-07-2015
Erin Cockman, Angie Hall, Melissa SpoonRaymond JamesWells Fargo Advisors$15011-03-2015
Larry Pulliam, Jeff KerriganWells Fargo AdvisorsUBS Financial Services$16506-30-2015
Jon Marzano, Art Marzano, Steven GalloIndependent Advisor AllianceWells Fargo Advisors$26505-26-2015
David B. NifongIndependent Advisor AllianceWells Fargo Advisors$10005-13-2015
David FlandersAmeriprise FinancialWells Fargo Advisors$5404-24-2015
Todd CurryIndependent Advisor AllianceLincoln Financial$6504-20-2015
Terry ColenIndependent Advisor AllianceCUNA Brokerage Services$9003-20-2015
Todd TimmermanLPL FinancialPrincor Financial Services$1,00003-09-2015
Mitchell GravelleWells Fargo AdvisorsMorgan Stanley Wealth Management$10002-13-2015
Dawn Mcguire, Anthony UrbanFSC SecuritiesMorgan Stanley Wealth Management$7801-09-2015
Chad R. BarberAmeriprise FinancialEdward Jones$7011-19-2014
Rob WigginsWells Fargo AdvisorsFirst Citizens Investor Services$10006-27-2014
Robert A. Leggett, James B. Tharin, Clint W. SorensonRaymond JamesWells Fargo Advisors; UBS Financial Services$20005-14-2014
Paul Vidovich, Gregory Gonzales, Robert B. Mitchell, Jr., Jacqueline T. Wieland, Phillip Joyce, Michael PlanningStifel Nicolaus & Co.Wells Fargo Advisors$58605-08-2014
Stephanie M. Bass, Darin E. MockWells Fargo AdvisorsBank of America Merrill Lynch$17004-25-2014
Eugene C. Thompson IVCapital Investment Co.Wells Fargo Advisors$6502-13-2014
Gene Marx, Catherine HunterRaymond JamesUBS Financial Services$22712-13-2013
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.