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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mitchell GravelleWells Fargo AdvisorsMorgan Stanley Wealth Management$10002-26-2015
Dawn Mcguire, Anthony UrbanFSC SecuritiesMorgan Stanley Wealth Management$7802-11-2015
Chad R. BarberAmeriprise FinancialEdward Jones$7012-03-2014
Rob WigginsWells Fargo AdvisorsFirst Citizens Investor Services$10007-09-2014
Paul Vidovich, Gregory Gonzales, Robert B. Mitchell, Jr., Jacqueline T. Wieland, Phillip Joyce, Michael PlanningStifel Nicolaus & Co.Wells Fargo Advisors$58606-11-2014
Robert A. Leggett, James B. Tharin, Clint W. SorensonRaymond JamesWells Fargo Advisors; UBS Financial Services$20005-14-2014
Stephanie M. Bass, Darin E. MockWells Fargo AdvisorsBank of America Merrill Lynch$17005-01-2014
Eugene C. Thompson IVCapital Investment Co.Wells Fargo Advisors$6503-27-2014
Mark CourtemancheCapital Investment Co.Argentus Advisors$9003-27-2014
Gene Marx, Catherine HunterRaymond JamesUBS Financial Services$22703-10-2014
Joseph E. FowlerStratos Wealth PartnersEdward Jones$001-30-2014
Terry Wiles, Ryan SmithRaymond JamesLPL Financial$14601-03-2014
Allen R. Burton (Ryan)Capital Investment Co.Wells Fargo Advisors$3511-26-2013
Joseph F. BeamCapital Investment Co.Suntrust Investment Services$3811-26-2013
Michael Climer, Wes ClimerWells Fargo AdvisorsBank of America Merrill Lynch$22010-09-2013
E. Gray Smith IIIUBS Financial ServicesMorgan Stanley Wealth Management$34509-10-2013
Tammie FarrellCapital Investment Co.Wells Fargo Advisors$007-22-2013
Kevin PhillipsRobert W. Baird & Co.Wells Fargo Advisors$10502-26-2013
Jospeh A. Lipe, John B. LipeRobert W. Baird & Co.Morgan Stanley Wealth Management$25002-26-2013
John KlineJanney Montgomery ScottUBS Financial Services$18002-14-2013
Mark KeanBank of America Merrill LynchUBS Financial Services$14108-27-2012
Jason L. SteeleProspera Financial ServicesRaymond James$7508-02-2012
James Harris, Pam AshleyMorgan Stanley Wealth ManagementBank of America Merrill Lynch$3,00007-18-2012
Ryan J. SchriftLPL FinancialMorgan Keegan$1506-07-2012
The Allman-Bobbie GroupRobert W. Baird & Co.Morgan Stanley Wealth Management$15004-11-2012
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.