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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Kevin Phillips | Robert W. Baird & Co. | Wells Fargo Advisors | $105 | 02-26-2013 |
| Jospeh A. Lipe, John B. Lipe | Robert W. Baird & Co. | Morgan Stanley Smith Barney | $250 | 02-26-2013 |
| John Kline | Janney Montgomery Scott | UBS Financial Services | $180 | 02-14-2013 |
| Mark Kean | Bank of America Merrill Lynch | UBS Financial Services | $141 | 08-27-2012 |
| Jason L. Steele | Prospera Financial Services | Raymond James | $75 | 08-02-2012 |
| James Harris, Pam Ashley | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $3,000 | 07-18-2012 |
| Ryan J. Schrift | LPL Financial | Morgan Keegan | $15 | 06-07-2012 |
| The Allman-Bobbie Group | Robert W. Baird & Co. | Morgan Stanley Smith Barney | $150 | 04-11-2012 |
| Ronald Winski | Wells Fargo Advisors | Bank of America Merrill Lynch | $106 | 02-17-2012 |
| Lou Popielarcheck, Jr., Kristen Yablonsky, Michael T. Jordan | Morgan Stanley Smith Barney | Wells Fargo Advisors | $135 | 02-14-2012 |
| Steve Eubanks, Michael Lappin | UBS Financial Services | Bank of America Merrill Lynch | $750 | 02-07-2012 |
| Michael Fayed | Summit Brokerage Services | Capital Guardian Wealth Management | $93 | 09-16-2011 |
| Matthew Wallace, Melanie Regner, George Wallace III | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $220 | 09-05-2011 |
| Charles Stoner, Eileen Stoner | UBS Financial Services | Morgan Stanley Smith Barney | $300 | 06-17-2011 |
| Bill Krebs, Charles Betts | Raymond James | Bank of America Merrill Lynch | $195 | 05-24-2011 |
| Andrew Barnett, Carolyn Leith | Robert W. Baird & Co. | Multiple (see profile) | $220 | 03-17-2011 |
| Drew Perryman | Robert W. Baird & Co. | Morgan Stanley Smith Barney | $120 | 02-16-2011 |
| C. Harvey Rice, Haley Hill, David Halvorsen, Jennifer Burkhardt-Blevins, Mark Grow | UBS Financial Services | U.S. Trust Bank of America Private Wealth Management | $800 | 02-02-2011 |
| The Parrott, Forbes & Floyd Group | Robert W. Baird & Co. | Morgan Stanley Smith Barney | $350 | 06-11-2010 |
| Michael Sharples | LPL Financial | Edward Jones | N/A | 05-26-2010 |
Showing 1 to 20 of 20 entries
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.