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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brad Nettune, Trey Whipple Bank of America Merrill LynchMorgan Stanley Wealth Management$009-11-2015
Brian McDaid Ameriprise FinancialSecurities America$7908-24-2015
Michael PalaceLPL FinancialWells Fargo Advisors$13008-11-2015
Chris PlechyAmeriprise FinancialStifel Nicolaus & Co.$14107-29-2015
David Dominici, Ray Nowak, Jacqueline ZapicchiAmeriprise FinancialSignator Investors$14107-29-2015
James F. King, Jr., Tony KellyCommonwealth Financial NetworkLPL Financial$10805-18-2015
Andrew C. OberUBS Financial ServicesBank of America Merrill Lynch$16004-28-2015
Shawn J. GoldBank of America Merrill LynchJPMorgan Chase & Co.$42504-23-2015
Jay Gilston, Eric SandowskyInvestors CapitalMassMutual Financial Group$6804-23-2015
Frances Goldstein, Judy EigMorgan Stanley Wealth ManagementUBS Financial Services$15504-15-2015
Edward A. Metz, Zamira A. Sanchez, Janet SbroccoRaymond JamesLPL Financial$15003-09-2015
Haris HotBank of America Merrill LynchMorgan Stanley Wealth Management$22302-11-2015
Eric T. PressmanMorgan Stanley Wealth ManagementBank of America Merrill Lynch$7501-22-2015
Dan Foran, John Foran, Jessica Foran, Brian M. Sweatt, Mark Z. WaltersRaymond JamesLPL Financial$20012-02-2014
Christopher Carbone, Charles Sergewick Bank of America Merrill LynchMorgan Stanley Wealth Management$20011-24-2014
Edward J. ViolaBank of America Merrill LynchMorgan Stanley Wealth Management$8311-24-2014
Marc G. LinskySummit Brokerage ServicesLincoln Financial$17011-04-2014
Wade WolfeBank of America Merrill LynchMorgan Stanley Wealth Management$30610-03-2014
Steven BullardBank of America Merrill LynchMorgan Stanley Wealth Management$11010-03-2014
Carolyn SandersonMorgan Stanley Wealth ManagementJ.P. Morgan Securities LLC$10010-01-2014
Nick Mueller, Darren AmerkanianRBC Wealth ManagementWells Fargo Advisors$8009-30-2014
Samuel A. AnnittoBenjamin F. Edwards & Co.Wells Fargo Advisors$009-11-2014
William B. Wolf, Ethan CollinsHightower AdvisorsBank of America Merrill Lynch$44009-02-2014
Daniel ColluccioWBI InvestmentsTD Wealth Management Services$008-25-2014
Scott CodacoviAmeriprise FinancialPark Avenue Securities$10008-04-2014
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.