Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Results filtered by
Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Latz, John Cicillini, Kenneth Cariota Wells Fargo AdvisorsMorgan Stanley Wealth Management$42709-06-2016
Steven Goldman, Lynn Fryckberg, Douglas Pires, Lulu Xu, Jordan CotterUBS Financial ServicesMorgan Stanley Wealth Management$37808-17-2016
John EganHightower AdvisorsJ.M. Egan Wealth Advisors$30006-28-2016
Craig Yates, John DillonMorgan Stanley Wealth ManagementUBS Financial Services$21905-31-2016
Jeffrey AlecciUBS Financial ServicesMorgan Stanley Wealth Management$20005-26-2016
Doug Lockwood, Kenneth Roberts, Robert TendlerWells Fargo AdvisorsLPL Financial$38005-04-2016
David Giegerich, David ProvinsalLPL FinancialFirst Allied Securities$30504-26-2016
Lei Sun, Zhigang ShenMorgan Stanley Wealth ManagementBank of America Merrill Lynch$19004-08-2016
Michael SilversteinLPL FinancialJ.P. Morgan Securities LLC$5004-01-2016
Gregory J. KenzikRBC Wealth ManagementUBS Financial Services$30011-30-2015
Matthew WarrenLPL FinancialAmeriprise Financial$6511-20-2015
Douglas James, Cindy HurleyRaymond JamesAmerican Portfolios Financial Services$21510-26-2015
Donald LinkLPL FinancialFidelity$18009-18-2015
Brad Nettune, Trey Whipple Bank of America Merrill LynchMorgan Stanley Wealth Management$009-04-2015
Brian McDaid Ameriprise FinancialSecurities America$7907-24-2015
Chris PlechyAmeriprise FinancialStifel Nicolaus & Co.$14107-10-2015
Michael PalaceLPL FinancialWells Fargo Advisors$13005-29-2015
David Dominici, Ray Nowak, Jacqueline ZapicchiAmeriprise FinancialSignator Investors$14105-15-2015
James F. King, Jr., Tony KellyCommonwealth Financial NetworkLPL Financial$10805-15-2015
Andrew C. OberUBS Financial ServicesBank of America Merrill Lynch$16004-22-2015
Shawn J. GoldBank of America Merrill LynchJPMorgan Chase & Co.$42504-14-2015
Jay Gilston, Eric SandowskyInvestors CapitalMassMutual Financial Group$6804-09-2015
Scott D. Schwartz, Andy Schwartz LPL FinancialNorthwestern Mutual $3,00002-25-2015
Haris HotBank of America Merrill LynchMorgan Stanley Wealth Management$22301-30-2015
Edward A. Metz, Zamira A. Sanchez, Janet SbroccoRaymond JamesLPL Financial$15001-09-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.