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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Arthur A. Levine | Morgan Stanley Smith Barney | Wells Fargo Advisors | $0 | 06-12-2013 |
| Lee S. Minsk | Bank of America Merrill Lynch | Wells Fargo Advisors | $104 | 05-23-2013 |
| Donald A. Jones, Trevor Jones | Ameriprise Financial | UBS Financial Services | $0 | 04-29-2013 |
| Gary Pollick | Wells Fargo Advisors | Morgan Stanley Smith Barney | $178 | 04-23-2013 |
| Peter Tampellini, Robert Rothhouse , Teresa Zipf | Benjamin F. Edwards & Co. | Wells Fargo Advisors | $0 | 04-16-2013 |
| Todd Havill | Bank of America Merrill Lynch | UBS Financial Services | $156 | 04-16-2013 |
| Arthur Cahill, Stefen Benincasa | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $290 | 04-16-2013 |
| Brian Moore | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $113 | 03-14-2013 |
| Diane Alecci, Lynn Blanchard | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $500 | 01-07-2013 |
| Howard Shallcross | Morgan Stanley Smith Barney | Barclays Wealth | $80 | 12-03-2012 |
| Levent Bayrasli, Russell Smith | Ameriprise Financial | Bank of America Merrill Lynch | $95 | 11-28-2012 |
| Robert Hart, Thomas Tonkovich | Wells Fargo Advisors | RBC Wealth Management | $107 | 11-16-2012 |
| Allen Wilson | Wells Fargo Advisors | Stifel Nicolaus & Co. | $212 | 11-16-2012 |
| Mark Cortazzo, Nicholas Spagnoletti Jr., Jay LaMalfa, Thomas Moyer | LPL Financial | SII Investments | $650 | 11-13-2012 |
| Francis Vitellaro | Investacorp | Wells Fargo Advisors | $65 | 09-17-2012 |
| John Lupi and Associates | Ameriprise Financial | Wells Fargo Advisors | $101 | 08-21-2012 |
| James Marchesi and Associates | Ameriprise Financial | LPL Financial | $115 | 08-21-2012 |
| Lance Hubeny | Wells Fargo Advisors | Bank of America Merrill Lynch | $98 | 08-16-2012 |
| Allen Wilson | Wells Fargo Advisors | Stifel Nicolaus & Co. | $212 | 08-16-2012 |
| Robert D. Powell, Walter M. Urban, Tyler Mercer | Raymond James | Morgan Stanley Smith Barney | $187 | 06-12-2012 |
| The Lipset Group | Lipset Wealth Strategies | Bank of America Merrill Lynch | $225 | 05-25-2012 |
| Nicholas Boccella, Richard Defuccio, Lewis Rauter, Graham Smith | Wells Fargo Advisors | Morgan Stanley Smith Barney | $322 | 05-21-2012 |
| Frank Seminara | Morgan Stanley Smith Barney | UBS Financial Services | $750 | 05-10-2012 |
| Ellentuck Wealth Management Group | UBS Financial Services | Morgan Stanley Smith Barney | $340 | 04-13-2012 |
| The Pierce/Kyle Group | UBS Financial Services | Morgan Stanley Smith Barney | $236 | 04-13-2012 |
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.