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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Mark Elston, Dave Quinn, Jim Elston, Tiffany Del Santo | LPL Financial | Wells Fargo Advisors | $185 | 11-07-2012 |
| Hugh Anderson, Sheila Delutri | Hightower Advisors | Bank of America Merrill Lynch | $450 | 09-04-2012 |
| Mike PeQueen, Ned Evans, Adam Thurgood | Hightower Advisors | Bank of America Merrill Lynch | $340 | 09-04-2012 |
| Anthony Thurlow | Investors Capital | Ameriprise Financial | $55 | 07-30-2012 |
| Ron Purvines | Investors Capital | National Planning | $200 | 09-19-2011 |
| Ron Purvines | Investors Capital | National Planning | $200 | 07-01-2011 |
| David Winchell | UBS Financial Services | Bank of America Merrill Lynch | $119 | 07-09-2010 |
| Donald Bernard Jr. | Stifel Nicolaus & Co. | Wells Fargo Advisors | $250 | 06-25-2010 |
Showing 1 to 8 of 8 entries
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.