Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|Jin Park||Bank of America Merrill Lynch||Wells Fargo Advisors||$152||09-04-2015|
|Richard J. Bernstein||Wells Fargo Advisors||Morgan Stanley Wealth Management||$425||07-01-2015|
|William Albin, Sean Dobranich, Taina Gude, Pawel Szott||Waddell and Reed||MetLife Securities||$82||05-31-2015|
|Mark Elston, Dave Quinn, Jim Elston, Tiffany Del Santo||LPL Financial||Wells Fargo Advisors||$185||10-15-2012|
|Hugh Anderson, Sheila Delutri||Hightower Advisors||Bank of America Merrill Lynch||$450||08-31-2012|
|Mike PeQueen, Ned Evans, Adam Thurgood||Hightower Advisors||Bank of America Merrill Lynch||$340||08-31-2012|
|Anthony Thurlow||Investors Capital||Ameriprise Financial||$55||07-11-2012|
|Ron Purvines||Investors Capital||National Planning||$200||09-19-2011|
|Ron Purvines||Investors Capital||National Planning||$200||07-01-2011|
|David Winchell||UBS Financial Services||Bank of America Merrill Lynch||$119||07-09-2010|
|Donald Bernard Jr.||Stifel Nicolaus & Co.||Wells Fargo Advisors||$250||06-25-2010|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.