Sponsored By

Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lee Rosen, Elana Gofman, Karen Levy Bank of America Merrill LynchMorgan Stanley Wealth Management$30011-16-2015
Nicole Primack Andres Bank of America Merrill LynchCredit Suisse Wealth Services$60011-05-2015
Sandra SmithAmeriprise FinancialMJ Whitman$23010-14-2015
Alli McCartney, Miguel Hennessy, David Wardrop, Jordan MahaffeyUBS Financial ServicesJPMorgan Chase & Co.$5,00009-09-2015
Louis GreifMorgan Stanley Wealth ManagementBarclays$009-03-2015
David Sobocinski, Julian Frank, Marc Wong, Mark RemigioUBS Financial ServicesMorgan Stanley Wealth Management$95008-31-2015
Glenn Arthurs, Chris Malof, Jay Blair, Wyatt ArthursUBS Financial ServicesMorgan Stanley Wealth Management$2,00008-11-2015
Frank Coiro, Larry Glickstein, Brian FreyUBS Financial ServicesMorgan Stanley Wealth Management$40008-03-2015
Jason Hutton, Steven GottliebBank of America Merrill LynchBarclays$52008-03-2015
David MunozBank of America Merrill LynchUBS Financial Services$007-29-2015
Kerri Connellan, Jim PucciarelliMorgan Stanley Wealth ManagementBarclays$1,00007-17-2015
Doug WaltersWells Fargo AdvisorsJanney Montgomery Scott$20207-09-2015
Michael Fornasier, John Petraglia, Linda VenturaInvestacorpCabot Lodge Securities$7507-09-2015
David Cohen, Fredrick Bennett, Jeffrey Haiken Stifel Nicolaus & Co.Janney Montgomery Scott$28506-25-2015
Mark Congdon, Terry Muchler, Ken BlazickSecurities Service NetworkCadaret Grant$43006-09-2015
John Mirsepahi Bank of America Merrill LynchMorgan Stanley Wealth Management$005-19-2015
Laurence M. Braunstein, Jordan BraunsteinJanney Montgomery ScottMorgan Stanley Wealth Management$005-14-2015
Jonathan H. ZuckerWells Fargo AdvisorsMorgan Stanley Wealth Management$10904-23-2015
Craig A. GoldbergWells Fargo AdvisorsMorgan Stanley Wealth Management$10404-23-2015
Michael Blaustein, Maureen ClancyWells Fargo AdvisorsBarclays$65004-23-2015
Chris FlanaganProspera Financial ServicesCitigroup$10004-21-2015
John M. GregoryProspera Financial ServicesCitigroup$5004-21-2015
Marc LevyAmeriprise FinancialMetLife Securities$6204-02-2015
Ronald Slevin, George Gladman, Jared Stone, Jeffrey TuckerBank of America Merrill LynchRBC Wealth Management$30003-10-2015
Robert LumAmeriprise FinancialMJ Whitman$7603-09-2015
Next Page »

Showing 1 to 25 of 180 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.