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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul BagnatoMorgan Stanley Smith BarneyWells Fargo Advisors$16505-07-2013
Greg BauerWells Fargo AdvisorsBank of America Merrill Lynch$7504-22-2013
Evan Meltzer. Edward Hill, Philip MeltzerWells Fargo AdvisorsMorgan Stanley Smith Barney$40003-15-2013
John DeLuca, John FabrisWells Fargo AdvisorsMorgan Stanley Smith Barney$24503-15-2013
Roxann Romano, Anthony CatalanoMorgan Stanley Smith BarneyUBS Financial ServicesN/A03-05-2013
Mickey LittmannBank of America Merrill LynchMorgan Stanley Smith Barney$15102-26-2013
Richard Prybyl, Richard Farr, Steve HeadrickMorgan Stanley Smith BarneyBank of America Merrill Lynch$24812-11-2012
Tamar H. MogilskiLPL FinancialMetLife Securities$15012-10-2012
Susan Pearlman, Gregory KennedySummit Brokerage ServicesRaymond James$6010-30-2012
Jonathan MadriganoJPMorgan Chase & Co.Morgan Stanley Smith Barney$2,00010-01-2012
Lee Miller, Andrew PleatBank of America Merrill LynchUBS Financial Services$18308-27-2012
Cynthia ColinWells Fargo AdvisorsMorgan Stanley Smith Barney$15408-16-2012
Eliot RossMorgan Stanley Smith BarneyBarclays Wealth$9807-18-2012
Patricia Glass, Walter VarianMorgan Stanley Smith BarneyCredit Suisse Wealth ServicesN/A05-21-2012
Richard Jenkin, Thomas FerranteMorgan Stanley Smith BarneyUBS Financial Services$21005-21-2012
Darin LaubBarclays WealthMorgan Stanley Smith BarneyN/A05-16-2012
Gannon McCafferyBarclays WealthDeutsche BankN/A05-16-2012
Mark LeytonBarclays WealthDeutsche BankN/A05-16-2012
Zach ShillingfordBarclays WealthDeutsche BankN/A05-16-2012
Joseph Ervolina, Robert Meissner III, Jonathan MillerTransamerica Financial AdvisorsNext Financial$8505-14-2012
Jeff Wolk, Lillian MariniRaymond JamesMorgan Stanley Smith Barney$14805-08-2012
David ElfenbeinWells Fargo AdvisorsUBS Financial Services$8504-19-2012
Wright Ramage Wealth Management GroupUBS Financial ServicesMorgan Stanley Smith Barney$38004-13-2012
James Flood, Michael RomerMorgan Stanley Smith BarneyUBS Financial Services$21304-09-2012
Thomas A. DeRosaMorgan Stanley Smith BarneyBank of America Merrill Lynch$10003-23-2012
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.