Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Results filtered by
Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amanda BarclayBank of America Merrill LynchJ.P. Morgan Securities LLC$24406-06-2016
Joseph HubbellSnowden Lane PartnersBank of America Merrill Lynch$10005-13-2016
Salvatore Pitti, Matthew PittiWells Fargo AdvisorsMorgan Stanley Wealth Management$20005-03-2016
William Browne, Marc Zupicich Wells Fargo AdvisorsMorgan Stanley Wealth Management$35005-02-2016
Brad Konopaske, Paul PaskaCeteraEmpire Asset Management Group$20004-20-2016
John Gatto, Kenneth Gatto, Matthew Hughes Bank of America Merrill LynchMorgan Stanley Wealth Management$67504-18-2016
Marc Karstaedt Bank of America Merrill LynchMorgan Stanley Wealth Management$14704-18-2016
Michael SauerbornSteward Partners Global AdvisoryBank of America Merrill Lynch$32504-07-2016
David WeigandLPL FinancialM&T Securities$11803-28-2016
Scott Fitzgerald, Tim Allen, Frank MaranoRoyal AllianceVanderbilt Securities$17003-22-2016
Eric BeileySteward Partners Global AdvisoryMorgan Stanley Wealth Management$57003-04-2016
Scott Edwards, George Kursar, Michael OcchiutoRBC Wealth ManagementJefferies$002-02-2016
Lorayne Fiorillo, Frank Pranio, Anna PaczesRaymond JamesWells Fargo Advisors$23501-08-2016
Larry DeNoia, Daniel Giaimo, Joseph Kelly, Patrick LennonLPL FinancialNFP Advisor Services Group$20012-11-2015
Richard Zinman, Anthony Dertouzos, John MorenoMorgan Stanley Wealth ManagementCredit Suisse Wealth Services$5,00011-23-2015
Sanford Family, Kenneth Leonard, Brian CrowleyRaymond JamesWells Fargo Advisors$45011-23-2015
Chris Mahoney, Kevin Mahoney, Mark C. Marotta, Kristen Koluch, Phil MurphyRaymond JamesBank of America Merrill Lynch$2,90011-13-2015
Nicole Primack Andres Bank of America Merrill LynchCredit Suisse Wealth Services$60011-02-2015
George ChristieLPL FinancialCadaret Grant$8010-23-2015
Ronald CaseLPL FinancialCadaret Grant$10010-23-2015
Lee Rosen, Elana Gofman, Karen Levy Bank of America Merrill LynchMorgan Stanley Wealth Management$30010-16-2015
Jerry Lucas, Megan Sclafani, Peter Gambee, Michael CohenDynasty Financial PartnersBarclays$1,00010-14-2015
Katie WeibelLPL FinancialM&T Securities$12210-08-2015
Marc SpechtLPL FinancialAmeriprise Financial$16009-30-2015
Sandra SmithAmeriprise FinancialMJ Whitman$23008-28-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.