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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Annette Hall, Charlene Fisher Lebenthal Wealth AdvisorsKey Private Bank$19312-12-2014
Mario FrattoBank of America Merrill LynchCitigroup$15312-10-2014
Howard Franzblau, Richard A. Devine, Wayne Froud, David B. Brennan, Jason Franzblau, Al MyrieRaymond JamesJPMorgan Chase & Co.$90012-08-2014
Stewart OldfieldDeutsche BankCredit Suisse Wealth Services$011-12-2014
Charles WalkerDeutsche BankCitigroup$011-12-2014
Heather KirbyDeutsche BankCitigroup$011-12-2014
Kevin D. LaurieDeutsche BankBarclays$011-10-2014
Joseph Stein, Jr., Jeffrey SteinMorgan Stanley Wealth ManagementNeuberger Berman$32010-01-2014
William Peragine, John BiondoWells Fargo AdvisorsMorgan Stanley Wealth Management$83009-22-2014
Lee DubinskyWells Fargo AdvisorsUBS Financial Services$14009-22-2014
David StarkerJ.P. Morgan Securities LLCCredit Suisse Wealth Services$009-11-2014
John DelehantyJ.P. Morgan Securities LLCCredit Suisse Wealth Services$009-11-2014
Evan Schottenstein J.P. Morgan Securities LLCMorgan Stanley Wealth Management$009-11-2014
Michael A. CoraggioJanney Montgomery ScottBB&T Securities$11509-04-2014
Adam R. RosenzweigRBC Wealth ManagementMorgan Stanley Wealth Management$10008-29-2014
Brendan Goldstein, William PattersonLebenthal Wealth AdvisorsBNY Mellon$60008-07-2014
Louis Ciliberti Ameriprise FinancialAmerican Portfolios$15008-04-2014
Robert LabriolaBank of America Merrill LynchMorgan Stanley Wealth Management$20007-17-2014
Chris Carbone, Bill BrucatoWells Fargo AdvisorsRBC Wealth Management$16007-09-2014
Kenneth Mathieson, Erik MathiesonSteward Partners Global AdvisoryMorgan Stanley Wealth Management$31507-08-2014
James M. Pucci (Jim), Jason Pucci, James C. Pucci (Jamie) Raymond JamesStifel Nicolaus & Co.$20006-25-2014
James Clarke, Philip WeyheBank of America Merrill LynchBarclays$28506-06-2014
Kurt UzbayStifel Nicolaus & Co.Morgan Stanley Wealth Management$25005-30-2014
Jonathan Lifschutz, David ReedSecurities AmericaMorgan Stanley Wealth Management$7505-30-2014
Joseph Zappia, Ted Garofola Focus Financial PartnersWells Fargo Advisors$40005-27-2014
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.