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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Cohen, Fredrick Bennett, Jeffrey Haiken Stifel Nicolaus & Co.Janney Montgomery Scott$28506-25-2015
Mark Congdon, Terry Muchler, Ken BlazickSecurities Service NetworkCadaret Grant$43006-09-2015
John Mirsepahi Bank of America Merrill LynchMorgan Stanley Wealth Management$005-19-2015
Laurence M. Braunstein, Jordan BraunsteinJanney Montgomery ScottMorgan Stanley Wealth Management$005-14-2015
Jonathan H. ZuckerWells Fargo AdvisorsMorgan Stanley Wealth Management$10904-23-2015
Craig A. GoldbergWells Fargo AdvisorsMorgan Stanley Wealth Management$10404-23-2015
Michael Blaustein, Maureen ClancyWells Fargo AdvisorsBarclays$65004-23-2015
Chris FlanaganProspera Financial ServicesCitigroup$10004-21-2015
John M. GregoryProspera Financial ServicesCitigroup$5004-21-2015
Marc LevyAmeriprise FinancialMetLife Securities$6204-02-2015
Ronald Slevin, George Gladman, Jared Stone, Jeffrey TuckerBank of America Merrill LynchRBC Wealth Management$30003-10-2015
Robert LumAmeriprise FinancialMJ Whitman$7603-09-2015
William GeraghtyAmeriprise FinancialMJ Whitman$16503-09-2015
Lance Gilden, Evan Sall, Jordan BerlinFSC SecuritiesCetera, JPMorgan Chase & Co., Gilford Securities$26002-11-2015
Emmett Towey, Michael Cantore IIIHightower AdvisorsUBS Financial Services$55001-09-2015
Scott NeffAmeriprise FinancialMorgan Stanley Wealth Management$11601-05-2015
Annette Hall, Charlene Fisher Lebenthal Wealth AdvisorsKey Private Bank$19312-12-2014
Mario FrattoBank of America Merrill LynchCitigroup$15312-10-2014
Howard Franzblau, Richard A. Devine, Wayne Froud, David B. Brennan, Jason Franzblau, Al MyrieRaymond JamesJPMorgan Chase & Co.$90012-08-2014
Stewart OldfieldDeutsche BankCredit Suisse Wealth Services$011-12-2014
Charles WalkerDeutsche BankCitigroup$011-12-2014
Heather KirbyDeutsche BankCitigroup$011-12-2014
Kevin D. LaurieDeutsche BankBarclays$011-10-2014
Stephen S. Brown, James P. GoetzStifel Nicolaus & Co.Bank of America Merrill Lynch$2,50010-20-2014
Joseph Stein, Jr., Jeffrey SteinMorgan Stanley Wealth ManagementNeuberger Berman$32010-01-2014
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.