Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Henry BrightwellRaymond JamesStifel Nicolaus & Co.$7006-02-2016
Susan Coy-KamphLPL FinancialHuntington Investments$11212-10-2015
Nicole JervisLPL FinancialHuntington Investments$6012-09-2015
Nancy K. Leizman, Lisa KlimaRaymond JamesWells Fargo Advisors$19511-04-2015
Thomas Neess, Alan Runkel, William ThompsonLPL FinancialSterne Agee$9610-01-2015
Linda Horn-Grubbs, Robert HornLPL FinancialMoney Concepts Captial$8009-24-2015
Stephen J. Renie, Michael S. Arthur, Jennifer S. Hall Bank of America Merrill LynchMorgan Stanley Wealth Management$30007-30-2015
Kenton McMahon Ameriprise FinancialWells Fargo Advisors$16107-17-2015
Shawn McCombsLPL FinancialHuntington Investments$14507-01-2015
David Holwadel, Jeffrey Thompson, Yvette BushRaymond JamesBank of America Merrill Lynch$40006-01-2015
Thomas KennedyLPL FinancialRoyal Alliance$60005-27-2015
Robert L. GormanRobert W. Baird & Co.Morgan Stanley Wealth Management$21005-21-2015
Dennis P. BarbaWells Fargo AdvisorsUBS Financial Services$17505-01-2015
Lewis 'Bud' Wentz, Tim Porter, Luke Vincer, Matt NorrisRaymond JamesWestminster Financial Securities$31704-27-2015
Charles EslerIndependent Financial GroupFinancial Telesis$50001-27-2015
Steff ChalkIndependent Financial GroupGlobal Retirement Partners$50001-27-2015
Tim Clepper, Kelly KuennenLPL FinancialMorgan Stanley Wealth Management$20001-09-2015
Tiomthy B. Clepper, Kelly M. Kuennen, Max SchindlerStratos Wealth PartnersMorgan Stanley Wealth Management$20001-09-2015
Chad A. Tom, Wayne WycoffStratos Wealth Partners; LPL FinancialHuntington Investments$001-02-2015
Marcello CutrupiInvestacorpSterne Agee$5011-17-2014
Bruce RathkampVoya Financial AdvisorsCetera$13908-29-2014
Larry Copeland, Jim CopelandVoya Financial Advisors PartnersAmerican Portfolios$5506-02-2014
Steve TrimbleUBS Financial ServicesWells Fargo Advisors$20005-20-2014
Henry HauserRaymond JamesUBS Financial Services$60005-02-2014
Joel J. Guth, Catherine E. Cory, Angelo Manzo Jr., Judy L. RoseberryHightower AdvisorsMorgan Stanley Wealth Management$60005-02-2014
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.