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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nancy K. Leizman, Lisa KlimaRaymond JamesWells Fargo Advisors$19511-05-2015
Thomas KennedyLPL FinancialRoyal Alliance$60008-31-2015
Kenton McMahon Ameriprise FinancialWells Fargo Advisors$16108-24-2015
Stephen J. Renie, Michael S. Arthur, Jennifer S. Hall Bank of America Merrill LynchMorgan Stanley Wealth Management$30008-05-2015
Tim Clepper, Kelly KuennenLPL FinancialMorgan Stanley Wealth Management$20006-25-2015
David Holwadel, Jeffrey Thompson, Yvette BushRaymond JamesBank of America Merrill Lynch$40006-09-2015
Lewis 'Bud' Wentz, Tim Porter, Luke Vincer, Matt NorrisRaymond JamesWestminster Financial Securities$31705-29-2015
Robert L. GormanRobert W. Baird & Co.Morgan Stanley Wealth Management$21005-26-2015
Dennis P. BarbaWells Fargo AdvisorsUBS Financial Services$17505-05-2015
Charles EslerIndependent Financial GroupFinancial Telesis$50003-09-2015
Steff ChalkIndependent Financial GroupGlobal Retirement Partners$50003-09-2015
Tiomthy B. Clepper, Kelly M. Kuennen, Max SchindlerStratos Wealth PartnersMorgan Stanley Wealth Management$20002-13-2015
Chad A. Tom, Wayne WycoffStratos Wealth Partners; LPL FinancialHuntington Investments$001-22-2015
Marcello CutrupiInvestacorpSterne Agee & Leach$5011-19-2014
Bruce RathkampVoya Financial AdvisorsCetera$13909-16-2014
Henry HauserRaymond JamesUBS Financial Services$60007-08-2014
Larry Copeland, Jim CopelandVoya Financial Advisors PartnersAmerican Portfolios$5506-25-2014
Shaena MillerAmeriprise FinancialWRP Investments$8906-13-2014
Steve TrimbleUBS Financial ServicesWells Fargo Advisors$20005-30-2014
Joel J. Guth, Catherine E. Cory, Angelo Manzo Jr., Judy L. RoseberryHightower AdvisorsMorgan Stanley Wealth Management$60005-06-2014
Kyle GearhartRaymond JamesBank of America Merrill Lynch$30003-06-2014
Gregory E. Kibler, Robert K. HassmannSummit Brokerage ServicesMML Investors Services$5902-19-2014
David Rodrigo, Jason GoldbergRaymond JamesWells Fargo Advisors$10102-18-2014
Joseph W. MoyerNational PlanningLPL Financial$6001-24-2014
Jennifer Daniels, Karen LevyMorgan Stanley Wealth ManagementBank of America Merrill Lynch$15112-11-2013
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.