Sponsored By

Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward J. Murphy IIIRBC Wealth ManagementUBS Financial Services$15011-05-2015
Paul CarlsonLPL FinancialEdward Jones$10308-31-2015
Jane Drew, Katherine DrewWells Fargo AdvisorsBank of America Merrill Lynch$27808-24-2015
Jason DonethAmeriprise FinancialLPL Financial$14707-29-2015
Kraig Kerr, Michael LarleeD.A. Davidson & Co.Bank of America Merrill Lynch$35005-07-2015
Mitchell Rask, Christopher Rask, Jane MillerWells Fargo AdvisorsMorgan Stanley Wealth Management$24404-23-2015
James G. OsborneAmeriprise FinancialWells Fargo Advisors$8812-03-2014
Will DietzCommonwealth Financial NetworkRBC Wealth Management$6011-10-2014
Richard Lee, Brandon Blair, Mike Costa, Barbara Hacke ReschWells Fargo AdvisorsMorgan Stanley Wealth Management$31105-23-2014
David Christian, Jeffrey Krum, Brian HefeleDynasty Financial PartnersBank of America Merrill Lynch$70003-04-2014
Troy W. GaulD.A. Davidson & Co.Wells Fargo Advisors$002-24-2014
Ross AnderleSapient Private Wealth ManagementRBC Wealth Management$10002-19-2014
Jason Saunders, Stephanie E. Kelly, Kendall AchesonRaymond JamesMorgan Stanley Wealth Management$30801-08-2014
Joseph E. Opsahl, Christopher A. HatfieldTRUE Private Wealth AdvisorsBank of America Merrill Lynch$010-30-2013
Brett Langer, Keith Bandettini, Beverly Cox, Will GingellSCF SecuritiesWalnut Street Securities$14505-17-2013
Brad PeaseBenjamin F. Edwards & Co.Wells Fargo Advisors$004-16-2013
Lisa Turner, Micheal MurrowWells Fargo AdvisorsMorgan Stanley Wealth Management$10803-15-2013
Kevin RobertsonBank of America Merrill LynchPiper Jaffrey$58802-14-2013
Pil HwangWells Fargo AdvisorsPhillips & Co. $12008-16-2012
Mike Clancy, Brad Anderson, Steve BurchUBS Financial ServicesBank of America Merrill Lynch$15008-05-2012
Matthew Fields, Tonya NicholsRobert W. Baird & Co.Bank of America Merrill Lynch$17006-28-2012
Joel Blount, Larry Keudell, Mike MorrisonWells Fargo AdvisorsMorgan Stanley Wealth Management$36805-21-2012
Robert Holland, Denise HollandAmeriprise FinancialSummit Brokerage Services$9603-22-2012
Roger MolatoreRBC Wealth ManagementMorgan Stanley Wealth Management$12202-10-2012
Dong ChoiAmeriprise FinancialMorgan Stanley Wealth Management$5502-03-2012
Next Page »

Showing 1 to 25 of 31 entries

Page 1 | 2

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.