Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sheree ArntsonAllium Financial AdvisorsArnerich Massena$1,00010-05-2016
Marc AlportWells Fargo AdvisorsMorgan Stanley Wealth Management$6508-05-2016
Jeffrey Grandy, Sophia Bliablias-Grandy, Douglas Souvenir, Keoni Hudson-RasmussenRaymond JamesForesters Financial$24007-11-2016
Timothy StalsbergWells Fargo AdvisorsMorgan Stanley Wealth Management$10004-08-2016
Edward J. Murphy IIIRBC Wealth ManagementUBS Financial Services$15010-29-2015
Michael McDonaldLPL FinancialU.S. Bancorp Investments$7509-02-2015
Jane Drew, Katherine DrewWells Fargo AdvisorsBank of America Merrill Lynch$27808-07-2015
Paul CarlsonLPL FinancialEdward Jones$10306-19-2015
Jason DonethAmeriprise FinancialLPL Financial$14705-15-2015
Kraig Kerr, Michael LarleeD.A. Davidson & Co.Bank of America Merrill Lynch$35004-30-2015
Mitchell Rask, Christopher Rask, Jane MillerWells Fargo AdvisorsMorgan Stanley Wealth Management$24404-17-2015
James G. OsborneAmeriprise FinancialWells Fargo Advisors$8811-28-2014
Will DietzCommonwealth Financial NetworkRBC Wealth Management$6011-07-2014
Richard Lee, Brandon Blair, Mike Costa, Barbara Hacke ReschWells Fargo AdvisorsMorgan Stanley Wealth Management$31105-02-2014
David Christian, Jeffrey Krum, Brian HefeleDynasty Financial PartnersBank of America Merrill Lynch$70003-04-2014
Ross AnderleSapient Private Wealth ManagementRBC Wealth Management$10002-18-2014
Troy W. GaulD.A. Davidson & Co.Wells Fargo Advisors$001-22-2014
Joseph E. Opsahl, Christopher A. HatfieldTRUE Private Wealth AdvisorsBank of America Merrill Lynch$010-25-2013
Jason Saunders, Stephanie E. Kelly, Kendall AchesonRaymond JamesMorgan Stanley Wealth Management$30810-04-2013
Brett Langer, Keith Bandettini, Beverly Cox, Will GingellSCF SecuritiesWalnut Street Securities$14505-13-2013
Kevin RobertsonBank of America Merrill LynchPiper Jaffrey$58801-24-2013
Lisa Turner, Micheal MurrowWells Fargo AdvisorsMorgan Stanley Wealth Management$10801-18-2013
Pil HwangWells Fargo AdvisorsPhillips & Co. $12008-06-2012
Matthew Fields, Tonya NicholsRobert W. Baird & Co.Bank of America Merrill Lynch$17006-28-2012
Mike Clancy, Brad Anderson, Steve BurchUBS Financial ServicesBank of America Merrill Lynch$15006-18-2012
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.