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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Brett Langer, Keith Bandettini, Beverly Cox, Will Gingell | SCF Securities | Walnut Street Securities | $145 | 05-17-2013 |
| Brad Pease | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 04-16-2013 |
| Lisa Turner, Micheal Murrow | Wells Fargo Advisors | Morgan Stanley Smith Barney | $108 | 03-15-2013 |
| Kevin Robertson | Bank of America Merrill Lynch | Piper Jaffrey | $588 | 02-14-2013 |
| Pil Hwang | Wells Fargo Advisors | Phillips & Co. | $120 | 08-16-2012 |
| Mike Clancy, Brad Anderson, Steve Burch | UBS Financial Services | Bank of America Merrill Lynch | $150 | 08-05-2012 |
| Matthew Fields, Tonya Nichols | Robert W. Baird & Co. | Bank of America Merrill Lynch | $170 | 06-28-2012 |
| Joel Blount, Larry Keudell, Mike Morrison | Wells Fargo Advisors | Morgan Stanley Smith Barney | $368 | 05-21-2012 |
| Robert Holland, Denise Holland | Ameriprise Financial | Summit Brokerage Services | $96 | 03-22-2012 |
| Roger Molatore | RBC Wealth Management | Morgan Stanley Smith Barney | $122 | 02-10-2012 |
| Dong Choi | Ameriprise Financial | Morgan Stanley Smith Barney | $55 | 02-03-2012 |
| David L. Louthan | Robert W. Baird & Co. | Wedbush Securities | $80 | 10-21-2011 |
| Tom Shipley | Robert W. Baird & Co. | Wedbush Securities | $135 | 10-21-2011 |
| Clark Robert "Rob" Nye | Robert W. Baird & Co. | Seattle Northwest Securities | $220 | 08-31-2011 |
| David Marshall, Gavin Amato | Robert W. Baird & Co. | Morgan Stanley Smith Barney | $400 | 05-04-2011 |
| Brent Norman, Erik Lawrence | Paulson Wealth Advisors | UBS Financial Services | N/A | 03-04-2011 |
| Chuck Putney, Bill McCrae | RBC Wealth Management | UBS Financial Services | $500 | 06-17-2010 |
Showing 1 to 17 of 17 entries
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.