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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James G. OsborneAmeriprise FinancialWells Fargo Advisors$8812-03-2014
Will DietzCommonwealth Financial NetworkRBC Wealth Management$6011-10-2014
Richard Lee, Brandon Blair, Mike Costa, Barbara Hacke ReschWells Fargo AdvisorsMorgan Stanley Wealth Management$31105-23-2014
David Christian, Jeffrey Krum, Brian HefeleDynasty Financial PartnersBank of America Merrill Lynch$70003-04-2014
Troy W. GaulD.A. Davidson & Co.Wells Fargo Advisors$002-24-2014
Ross AnderleSapient Private Wealth ManagementRBC Wealth Management$10002-19-2014
Jason Saunders, Stephanie E. Kelly, Kendall AchesonRaymond JamesMorgan Stanley Wealth Management$30801-08-2014
Joseph E. Opsahl, Christopher A. HatfieldTRUE Private Wealth AdvisorsBank of America Merrill Lynch$010-30-2013
Brett Langer, Keith Bandettini, Beverly Cox, Will GingellSCF SecuritiesWalnut Street Securities$14505-17-2013
Brad PeaseBenjamin F. Edwards & Co.Wells Fargo Advisors$004-16-2013
Lisa Turner, Micheal MurrowWells Fargo AdvisorsMorgan Stanley Wealth Management$10803-15-2013
Kevin RobertsonBank of America Merrill LynchPiper Jaffrey$58802-14-2013
Pil HwangWells Fargo AdvisorsPhillips & Co. $12008-16-2012
Mike Clancy, Brad Anderson, Steve BurchUBS Financial ServicesBank of America Merrill Lynch$15008-05-2012
Matthew Fields, Tonya NicholsRobert W. Baird & Co.Bank of America Merrill Lynch$17006-28-2012
Joel Blount, Larry Keudell, Mike MorrisonWells Fargo AdvisorsMorgan Stanley Wealth Management$36805-21-2012
Robert Holland, Denise HollandAmeriprise FinancialSummit Brokerage Services$9603-22-2012
Roger MolatoreRBC Wealth ManagementMorgan Stanley Wealth Management$12202-10-2012
Dong ChoiAmeriprise FinancialMorgan Stanley Wealth Management$5502-03-2012
David L. LouthanRobert W. Baird & Co.Wedbush Securities$8010-21-2011
Tom ShipleyRobert W. Baird & Co.Wedbush Securities$13510-21-2011
Clark Robert "Rob" NyeRobert W. Baird & Co.Seattle Northwest Securities$22008-31-2011
David Marshall, Gavin AmatoRobert W. Baird & Co.Morgan Stanley Wealth Management$40005-04-2011
Brent Norman, Erik LawrencePaulson Wealth AdvisorsUBS Financial Services$003-04-2011
Chuck Putney, Bill McCraeRBC Wealth ManagementUBS Financial Services$50006-17-2010

Showing 1 to 25 of 25 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.