Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James MonteverdeRoyal AllianceThe Monteverde Group$30004-22-2016
David S. Loeb Jr., Edward (Ted) Fernberger Jr., Jim Fernberger, Alex Fernberger, Donna Dembeck, Jean SchneiderRaymond JamesBank of America Merrill Lynch$1,30003-01-2016
Vincent Kubilus, Brian Thornton, Mark ZakoskiLPL FinancialInfinex$001-04-2016
Raymond SaravitzLPL FinancialCommonwealth Financial Network$001-04-2016
Jeremy EvansLPL FinancialPNC Investments $7512-21-2015
Stephen SchlichterLPL FinancialFSC Securities$14312-21-2015
Lisa StrohmLPL FinancialJoycePayne Partners$10112-04-2015
Peter Loncar, Brent SteinRaymond JamesBank of America Merrill Lynch$30011-18-2015
Frederic WoloshinAmeriprise FinancialJanney Montgomery Scott$7111-05-2015
Richard FeauveLPL FinancialAmerican Portfolios$5511-02-2015
Janet F. Kirk, Anne Hassenfeldt, Nancy Sutton, Mary Beth WishartRBC Wealth ManagementMorgan Stanley Wealth Management$24210-30-2015
David B. Root, Charles Stout, David Hoffmann, Steve Kohler, Michael Aroesty, Lynne HoffayDynasty Financial PartnersCommonwealth Financial Network$65010-01-2015
Charles R. Eberly, Jr., Lawrence J. DeFluri, Michael C. McConahy, Patricia JakewayDynasty Financial PartnersWells Fargo Advisors$25008-31-2015
Greg LevengoodVoya Financial AdvisorsLPL Financial$5008-07-2015
Nick BorgfeldtWells Fargo AdvisorsMorgan Stanley Wealth Management$17607-17-2015
Regina McCann HessLPL FinancialWells Fargo Advisors$9707-01-2015
Kurt KharoufRBC Wealth ManagementBank of America Merrill Lynch$11705-29-2015
Greg Weimer, Jim Wilding, Kurt KimmichRaymond JamesWells Fargo Advisors Financial Network$70004-24-2015
Brian Friday, Richard Bondi, Jr., Eric GregoryRBC Wealth ManagementMorgan Stanley Wealth Management$25804-16-2015
Victor M. Fiano, Lori RuffnerWells Fargo AdvisorsMorgan Stanley Wealth Management$18504-10-2015
Debra Dragich, Toni OndekRaymond JamesMorgan Stanley Wealth Management$21204-09-2015
Matthew S. MarcolinaOppenheimerWells Fargo Advisors$7503-27-2015
Michael Berlin, Scott RichmanWells Fargo AdvisorsRBC Wealth Management$13803-26-2015
Lester P. Botkin, Sara B. Botkin, Lester H. BotkinLPL FinancialMorgan Stanley Wealth Management$21003-20-2015
Jon StevensBank of America Merrill LynchJanney Montgomery Scott$10003-13-2015
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Showing 1 to 25 of 73 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.