Sponsored By

Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles R. Eberly, Jr., Lawrence J. DeFluri, Michael C. McConahy, Patricia JakewayDynasty Financial PartnersWells Fargo Advisors$25008-31-2015
Greg LevengoodVoya Financial AdvisorsLPL Financial$5008-24-2015
Greg Weimer, Jim Wilding, Kurt KimmichRaymond JamesWells Fargo Advisors Financial Network$70008-05-2015
Nick BorgfeldtWells Fargo AdvisorsMorgan Stanley Wealth Management$17607-21-2015
Kurt KharoufRBC Wealth ManagementBank of America Merrill Lynch$11706-09-2015
Brian DuelferAmeriprise FinancialWells Fargo Advisors$9705-05-2015
Victor M. Fiano, Lori RuffnerWells Fargo AdvisorsMorgan Stanley Wealth Management$18505-05-2015
Brian Friday, Richard Bondi, Jr., Eric GregoryRBC Wealth ManagementMorgan Stanley Wealth Management$25804-21-2015
Debra Dragich, Toni OndekRaymond JamesMorgan Stanley Wealth Management$21204-13-2015
Jon StevensBank of America Merrill LynchJanney Montgomery Scott$10004-02-2015
Michael Berlin, Scott RichmanWells Fargo AdvisorsRBC Wealth Management$13804-01-2015
Matthew S. MarcolinaOppenheimerWells Fargo Advisors$7504-01-2015
Lester P. Botkin, Sara B. Botkin, Lester H. BotkinLPL FinancialMorgan Stanley Wealth Management$21003-23-2015
Steven LeachInvestacorpInvestment Professionals$6502-09-2015
Joel P. FeldmanRaymond JamesUBS Financial Services$18801-15-2015
David GunterRaymond JamesStifel Nicolaus & Co.$19112-10-2014
Samuel W. Spanos, Gennaro 'Jerry' Marsico, Todd C. Todorich, Robert M. Lewis, George Kruth, Mark ORaymond JamesBank of America Merrill Lynch$53512-02-2014
James StambaughStifel Nicolaus & Co.Morgan Stanley Wealth Management$18010-17-2014
Deborah Sullivan, Christine SaittaRBC Wealth ManagementMorgan Stanley Wealth Management$21310-14-2014
James W. McGuireRobert W. Baird & Co.Wells Fargo Advisors$009-04-2014
Michael P. ReeseJanney Montgomery ScottStifel Nicolaus & Co.$008-29-2014
Robert J. BowmanSnowden Lane PartnersBank of America Merrill Lynch$008-25-2014
Herman L. Rij, Jason B. Cort, Kori Lannon, and Brian C. CortFocus Financial PartnersBank of America Merrill Lynch$75005-23-2014
Martin LutschaunigJanney Montgomery ScottBank of America Merrill Lynch$25003-19-2014
Erik O. Strid, Gerald D. Strid, Paul F. Strid, Nathan J. Hayward, Thomas J. GrecoDynasty Financial PartnersWells Fargo Advisors$30002-21-2014
Next Page »

Showing 1 to 25 of 59 entries

Page 1 | 2 | 3

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.