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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Locco, Francis CiocariMorgan Stanley Smith BarneyBank of America Merrill Lynch$20004-08-2013
Robert Iocco, Francis CiocariMorgan Stanley Smith BarneyBank of America Merrill Lynch$20004-08-2013
Paul D. Emrick, Troy Hottenstein, Scott HollandMorgan Stanley Smith BarneyJ.P. Morgan Securities LLC$40004-08-2013
Russel Sherred, Pamela Pasterick, Ken Kuska, Kathleen Corrales, Matthew LawrenceRBC Wealth ManagementMorgan Stanley Smith Barney$38003-28-2013
Lou Ingargiola, Sean McAndrewCommonwealth Financial NetworkLPL Financial$7001-28-2013
Philip T. Maurer, David M. Kushner, Barbara MaurerRaymond JamesMorgan Stanley Smith Barney$14601-25-2013
Matthew Hanshaw, Taylor Ranker, Alfred VaranoRoyal AllianceNational Planning$32511-21-2012
Waldron GroupFidelityLPL Financial$1,20011-07-2012
Keith Munera, John WildemoreMorgan Stanley Smith BarneyUBS Financial Services$31508-20-2012
Scott Sides, Josh Smeltzer, Brock Hively, Thomas McCracken, Denise PotterRBC Wealth ManagementMorgan Stanley Smith Barney$33004-19-2012
Marc Richman, Brian BernhardtMorgan Stanley Smith BarneyDeutsche Bank$50004-09-2012
Scott Karkenny, Alex Karkenny, Teresa VeroneRBC Wealth ManagementMorgan Stanley Smith Barney$16503-29-2012
Joseph Wirbick, Michael Zimmerman, Patrick CloonanJ.W. Cole FinancialFirst Liberties Financial$10003-09-2012
Peter SargentJanney Montgomery ScottBank of America Merrill Lynch$25002-27-2012
Brad RudeMorgan Stanley Smith BarneyWells Fargo Advisors$12902-23-2012
Harry HimesOppenheimerBoenning & ScattergoodN/A10-17-2011
Gordon H. Porter, Louis J. LeyesCambridge Investment ResearchSecurities America$8309-14-2011
Thomas A. Seiler, Patrick M. SeilerRaymond JamesMorgan Stanley Smith Barney$50007-26-2011
Bernard Orbach, Erik Vatter, Matthew GroffBank of America Merrill LynchMorgan Stanley Smith Barney$22607-20-2011
Div TelwalaBank of America Merrill LynchMorgan Stanley Smith Barney$8006-20-2011
Mark BattaliniProspera Financial ServicesRBC Wealth Management$10506-01-2011
Wayne AcheyBank of America Merrill LynchMorgan Stanley Smith Barney$13004-29-2011
Firstrust Financial Resources LLCMetLife SecuritiesAxa Advisors$60003-01-2011
Edward Sokolosky, Shane SullivanVSR Financial ServicesWells Fargo Advisors$5007-23-2010
D. Allen BlankenshipSummit Brokerage ServicesLPL Financial$1805-11-2010

Showing 1 to 25 of 25 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.