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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Martin LutschaunigJanney Montgomery ScottBank of America Merrill Lynch$25003-19-2014
Erik O. Strid, Gerald D. Strid, Paul F. Strid, Nathan J. Hayward, Thomas J. GrecoDynasty Financial PartnersWells Fargo Advisors$30002-21-2014
James P. LeslieRBC Wealth ManagementWells Fargo Advisors$14002-03-2014
Robert L. Chess, Robert L. HawkinsInvestacorpInvest Financial$15001-24-2014
Christopher Englebert, Daniel ReitzBeirne Wealth ConsultingMorgan Stanley Wealth Management$25001-22-2014
Thomas Penrose, Dave EngelWells Fargo AdvisorsMorgan Stanley Wealth Management$25012-11-2013
Drew GrifoCapital Investment Co.Coventry Financial$011-26-2013
Arthur W. Bartholomew IIIUBS Financial ServicesMorgan Stanley Wealth Management$20011-18-2013
Frank Marano, Donald MaranoMorgan Stanley Wealth ManagementRaymond James$10010-01-2013
Mark R. Kaskey, W. Jason BeardStifel Nicolaus & Co.Janney Montgomery Scott$17808-19-2013
Winfield S. Smathers IV, Frederick C. Miller Raymond JamesHunter Associates$35007-12-2013
Robert Locco, Francis CiocariMorgan Stanley Wealth ManagementBank of America Merrill Lynch$20004-08-2013
Robert Iocco, Francis CiocariMorgan Stanley Wealth ManagementBank of America Merrill Lynch$20004-08-2013
Paul D. Emrick, Troy Hottenstein, Scott HollandMorgan Stanley Wealth ManagementJ.P. Morgan Securities LLC$40004-08-2013
Russel Sherred, Pamela Pasterick, Ken Kuska, Kathleen Corrales, Matthew LawrenceRBC Wealth ManagementMorgan Stanley Wealth Management$38003-28-2013
Lou Ingargiola, Sean McAndrewCommonwealth Financial NetworkLPL Financial$7001-28-2013
Philip T. Maurer, David M. Kushner, Barbara MaurerRaymond JamesMorgan Stanley Wealth Management$14601-25-2013
Matthew Hanshaw, Taylor Ranker, Alfred VaranoRoyal AllianceNational Planning$32511-21-2012
Waldron GroupFidelityLPL Financial$1,20011-07-2012
Keith Munera, John WildemoreMorgan Stanley Wealth ManagementUBS Financial Services$31508-20-2012
Scott Sides, Josh Smeltzer, Brock Hively, Thomas McCracken, Denise PotterRBC Wealth ManagementMorgan Stanley Wealth Management$33004-19-2012
Marc Richman, Brian BernhardtMorgan Stanley Wealth ManagementDeutsche Bank$50004-09-2012
Scott Karkenny, Alex Karkenny, Teresa VeroneRBC Wealth ManagementMorgan Stanley Wealth Management$16503-29-2012
Joseph Wirbick, Michael Zimmerman, Patrick CloonanJ.W. Cole FinancialFirst Liberties Financial$10003-09-2012
Peter SargentJanney Montgomery ScottBank of America Merrill Lynch$25002-27-2012
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.