Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Dechiario, Thomas Charmley, Thomas Soden, Dean Vetsikas, Stacy RobinsonWells Fargo AdvisorsMorgan Stanley Wealth Management$60009-26-2016
Eric CownieWells Fargo AdvisorsBank of America Merrill Lynch$5009-21-2016
Sanjit Khara, James MarcusWells Fargo AdvisorsUBS Financial Services$17309-21-2016
Doug Charney, Freddy CassiviProspera Financial ServicesWells Fargo Advisors$19008-30-2016
David FleisherAxa AdvisorsMetLife Premier Client Group$90007-25-2016
Walter Meranze, Ken Dysart, Sean GogolaProspera Financial ServicesWells Fargo Advisors$1,20006-30-2016
Jeffrey KrallLPL FinancialCalton & Associates$6305-31-2016
Joe Tabaka, Charles KoliasConfluence Financial PartnersWells Fargo Advisors$13705-28-2016
James MonteverdeRoyal AllianceThe Monteverde Group$30004-22-2016
Michael MaherAmeriprise FinancialStifel Nicolaus & Co.$11204-15-2016
David S. Loeb Jr., Edward (Ted) Fernberger Jr., Jim Fernberger, Alex Fernberger, Donna Dembeck, Jean SchneiderRaymond JamesBank of America Merrill Lynch$1,30003-01-2016
Anthony GambacortaLPL FinancialJPMorgan Chase & Co.$24002-17-2016
Philip Fogli Sr., Philip Fogli Jr., Marcos Lopez, David Marcinowski, Joshua WalkerLPL FinancialGeneos Wealth Management$33502-16-2016
Elizabeth MastromarinoLPL FinancialGeneos Wealth Management$5501-11-2016
Raymond SaravitzLPL FinancialCommonwealth Financial Network$001-04-2016
Vincent Kubilus, Brian Thornton, Mark ZakoskiLPL FinancialInfinex$001-04-2016
Jeremy EvansLPL FinancialPNC Investments $7512-21-2015
Stephen SchlichterLPL FinancialFSC Securities$14312-21-2015
Lisa StrohmLPL FinancialJoycePayne Partners$10112-04-2015
Peter Loncar, Brent SteinRaymond JamesBank of America Merrill Lynch$30011-18-2015
Frederic WoloshinAmeriprise FinancialJanney Montgomery Scott$7111-05-2015
Richard FeauveLPL FinancialAmerican Portfolios$5511-02-2015
Janet F. Kirk, Anne Hassenfeldt, Nancy Sutton, Mary Beth WishartRBC Wealth ManagementMorgan Stanley Wealth Management$24210-30-2015
David B. Root, Charles Stout, David Hoffmann, Steve Kohler, Michael Aroesty, Lynne HoffayDynasty Financial PartnersCommonwealth Financial Network$65010-01-2015
Charles R. Eberly, Jr., Lawrence J. DeFluri, Michael C. McConahy, Patricia JakewayDynasty Financial PartnersWells Fargo Advisors$25008-31-2015
Next Page »

Showing 1 to 25 of 85 entries

Page 1 | 2 | 3 | 4

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.