Sponsored By

Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David GunterRaymond JamesStifel Nicolaus & Co.$19112-10-2014
Samuel W. Spanos, Gennaro 'Jerry' Marsico, Todd C. Todorich, Robert M. Lewis, George Kruth, Mark ORaymond JamesBank of America Merrill Lynch$53512-02-2014
James StambaughStifel Nicolaus & Co.Morgan Stanley Wealth Management$18010-17-2014
Deborah Sullivan, Christine SaittaRBC Wealth ManagementMorgan Stanley Wealth Management$21310-14-2014
James W. McGuireRobert W. Baird & Co.Wells Fargo Advisors$009-04-2014
Michael P. ReeseJanney Montgomery ScottStifel Nicolaus & Co.$008-29-2014
Robert J. BowmanSnowden Lane PartnersBank of America Merrill Lynch$008-25-2014
Herman L. Rij, Jason B. Cort, Kori Lannon, and Brian C. CortFocus Financial PartnersBank of America Merrill Lynch$75005-23-2014
Martin LutschaunigJanney Montgomery ScottBank of America Merrill Lynch$25003-19-2014
Erik O. Strid, Gerald D. Strid, Paul F. Strid, Nathan J. Hayward, Thomas J. GrecoDynasty Financial PartnersWells Fargo Advisors$30002-21-2014
James P. LeslieRBC Wealth ManagementWells Fargo Advisors$14002-03-2014
Robert L. Chess, Robert L. HawkinsInvestacorpInvest Financial$15001-24-2014
Christopher Englebert, Daniel ReitzBeirne Wealth ConsultingMorgan Stanley Wealth Management$25001-22-2014
Thomas Penrose, Dave EngelWells Fargo AdvisorsMorgan Stanley Wealth Management$25012-11-2013
Drew GrifoCapital Investment Co.Coventry Financial$011-26-2013
Arthur W. Bartholomew IIIUBS Financial ServicesMorgan Stanley Wealth Management$20011-18-2013
Frank Marano, Donald MaranoMorgan Stanley Wealth ManagementRaymond James$10010-01-2013
Mark R. Kaskey, W. Jason BeardStifel Nicolaus & Co.Janney Montgomery Scott$17808-19-2013
Winfield S. Smathers IV, Frederick C. Miller Raymond JamesHunter Associates$35007-12-2013
Robert Locco, Francis CiocariMorgan Stanley Wealth ManagementBank of America Merrill Lynch$20004-08-2013
Robert Iocco, Francis CiocariMorgan Stanley Wealth ManagementBank of America Merrill Lynch$20004-08-2013
Paul D. Emrick, Troy Hottenstein, Scott HollandMorgan Stanley Wealth ManagementJ.P. Morgan Securities LLC$40004-08-2013
Russel Sherred, Pamela Pasterick, Ken Kuska, Kathleen Corrales, Matthew LawrenceRBC Wealth ManagementMorgan Stanley Wealth Management$38003-28-2013
Lou Ingargiola, Sean McAndrewCommonwealth Financial NetworkLPL Financial$7001-28-2013
Philip T. Maurer, David M. Kushner, Barbara MaurerRaymond JamesMorgan Stanley Wealth Management$14601-25-2013
Next Page »

Showing 1 to 25 of 44 entries

Page 1 | 2

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.