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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James L. Switzer, Eric M. CobbRaymond JamesMorgan Stanley Wealth Management$18008-25-2014
Don P. Ferguson, Jr.Capital Investment Co.ING Financial Partners$15507-17-2014
Dan E. Wagner, Jr.Triad AdvisorsThe Investment Center$26007-11-2014
Jason PayneING Financial PartnersWells Fargo Advisors$6706-30-2014
Barre McLeod Butler, Park B. Smith, Jr., W. Hampton Avant, Lucinda ShieldsStifel Nicolaus & Co.UBS Financial Services$54206-11-2014
David SpellWells Fargo AdvisorsUBS Financial Services$8605-23-2014
Milton SchwartzWells Fargo AdvisorsBank of America Merrill Lynch$13505-23-2014
Joseph H. McAuley, Jr.Robert W. Baird & Co.Wells Fargo Advisors$004-14-2014
Lisbeth L. CherringtonFSC SecuritiesMorgan Stanley Wealth Management$30002-05-2014
Jack W. Griffith, Jr., Jack W. Griffith, III, John W. ChapmanJanney Montgomery ScottAmeriprise Financial$10101-31-2014
Scott PyleProspera Financial ServicesRaymond James$10011-15-2013
David HeathCapital Investment Co.Triad Advisors$007-22-2013
W.G. Simms Oliphant Jr., Christopher T. SmithJanney Montgomery ScottStephens $15507-03-2013
Cynthia M. Boyle, D. Jordan Josey, John N. BoyleWells Fargo AdvisorsRaymond James$12503-15-2013
John T. Gilbert IIIHilliard LyonsScott & Stringfellow$14005-31-2012
Dennis Coleman, Thomas DunleavyWells Fargo AdvisorsUBS Financial Services$23304-19-2012
Gary DeeseLPL FinancialEdward Jones$9211-28-2011
Edward Cook, Robert HallMorgan Stanley Wealth ManagementUBS Financial Services$009-13-2011
Mary Howard, William PerryRobert W. Baird & Co.Wells Fargo Advisors$7006-01-2011
Carolyn Edwards, Roy SeayRaymond JamesUBS Financial Services$12503-08-2011
Gary Bezilla, Alan KinneyWells Fargo AdvisorsBank of America Merrill Lynch$45011-04-2010

Showing 1 to 21 of 21 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.