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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven JumperWells Fargo AdvisorsEdward Jones$15304-23-2015
Joe Vartanian, Sherwood GreerNFP Advisor Services GroupInvest Financial$32504-22-2015
Robert ShanksAmeriprise FinancialEdward Jones$12804-02-2015
Cody Siebert, Ronald Briggs, Shawn Loring, James KlodoskySecurities AmericaFirst Global Capital; SagePoint Financial $13903-20-2015
Lynn Davis, Russell Baker, Chelsea Magby, Karen Martin, Rick PattersonRaymond JamesLPL Financial$003-16-2015
Rebecca Gadus, Jeffrey Carroll, Tyson EubanksRobert W. Baird & Co.UBS Financial Services$003-10-2015
Barbara WoolhandlerRobert W. Baird & Co.Morgan Stanley Wealth Management$26003-10-2015
Michael Calvin, Guy Clayton Bank of America Merrill LynchUBS Financial Services$17502-26-2015
Billy C. Belcher Raymond JamesEdward Jones$17502-13-2015
Patrick Cook, Nathan CookRobert W. Baird & Co.UBS Financial Services$17002-05-2015
Michael R. Hostick, II, Michael D. CharlesRaymond JamesOppenheimer$001-28-2015
James Winkler, Lauren Johnson, Randi RichardsonRBC Wealth ManagementUBS Financial Services$19501-28-2015
Michael Crossley, Roger BlackmarWunderlich SecuritiesMorgan Stanley Wealth Management$12501-22-2015
L. Vincent Elliott, Carey Cooney, Shannon McCueDynasty Financial PartnersDeutsche Bank$25001-05-2015
Byron EllisUnited CapitalAmeriprise Financial$50012-15-2014
Heath McGallion, Christopher Davis, Stan Davis, Hugh Hawkins Bank of America Merrill LynchUBS Financial Services$39512-10-2014
Robert McDonaldAmeriprise FinancialMorgan Stanley Wealth Management$9512-03-2014
Hulon B. WhatleyAmeriprise FinancialLPL Financial$6612-03-2014
Ricardo GuerreroBank of America Merrill LynchJPMorgan Chase & Co.$10011-19-2014
Shawn StanleyJ.P. Morgan Securities LLCNeuberger Berman$009-11-2014
Hunter GrahamBenjamin F. Edwards & Co.Wells Fargo Advisors$009-11-2014
Katiebeth WorrellBenjamin F. Edwards & Co.Wells Fargo Advisors$009-11-2014
Bruce E. MeltonBenjamin F. Edwards & Co.Wells Fargo Advisors$009-11-2014
Sandra J. HudginsAmeriprise FinancialBank of America Merrill Lynch$10009-09-2014
Robert Gardner III, Robert HigleyWells Fargo AdvisorsUBS Financial Services$30007-02-2014
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.