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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Gardner III, Robert HigleyWells Fargo AdvisorsUBS Financial Services$30007-02-2014
Clint Weaver, Joe T. Bozarth IIIStifel Nicolaus & Co.UBS Financial Services$17006-25-2014
Phillip SalterSummit Brokerage ServicesLPL Financial$8406-20-2014
Roger ConnellCommonwealth Financial NetworkWells Fargo Advisors$5905-27-2014
Markus ByrdNFP Advisor Services GroupAmeriprise Financial$5005-01-2014
Tim Marwill, Eric WittekRBC Wealth ManagementMorgan Stanley Wealth Management$002-12-2014
John J. Riffle, Patrick Easter, Terry Sherman, Michael RocheRBC Wealth ManagementMorgan Stanley Wealth Management$002-12-2014
Lawrence I. MagidRobert W. Baird & Co.Wells Fargo Advisors$6002-10-2014
Kelly D. KerrRBC Wealth ManagementUBS Financial Services$11501-23-2014
Anthony Vaccaro, Jr., Bill Callis, Matt FerrellRaymond JamesSouthwest Securities$001-08-2014
Thomas Smith, Dana Falco, Mel LoveladyRBC Wealth ManagementCovenant Multi Family$20001-06-2014
Jay Arbetter UBS Financial ServicesBank of America Merrill Lynch$17512-10-2013
Jason Taraszki UBS Financial ServicesBank of America Merrill Lynch$10012-10-2013
Doug Noble, Greg Bowden, Rod DahlRaymond JamesWells Fargo Advisors$22012-05-2013
Kendall CottenBank of America Merrill LynchGoldman Sachs$32511-13-2013
Hal A. Lambert, Jeffrey D. WildinDynasty Financial PartnersCredit Suisse Wealth Services$1,00011-12-2013
Matthew H. FullerGirard SecuritiesRaymond James$10511-06-2013
Michael C. Dawson, Stephan R. Farber, Stephen R. Cordill Deutsche BankBank of America Merrill Lynch$1,00010-01-2013
Andrew GonskiLPL FinancialAmeriprise Financial$10009-19-2013
Diane PadalinoBank of America Merrill LynchGoldman Sachs$32509-10-2013
Stephen J. ValellyRaymond JamesJefferies & Company$10009-05-2013
Mark Groesbeck, Robert BarrettSCF SecuritiesWFG Investments$5108-21-2013
J.D. JoyceWells Fargo AdvisorsUBS Financial Services$30607-31-2013
Thomas S. DavisRobert W. Baird & Co.Wells Fargo Advisors$007-12-2013
Richard G. Pfeil, Matthew Leatherwood, C. Nelson Shields, Jr.Robert W. Baird & Co.Wells Fargo Advisors$30007-12-2013
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.