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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Stephen Shipley, Jay Rubottom | Prospera Financial Services | Morgan Stanley Smith Barney | $121 | 04-02-2013 |
| Roger W Harrington | Williams Financial Group | Morgan Stanley Smith Barney | $65 | 03-28-2013 |
| Edward Glenn, Pamela Staples | Bank of America Merrill Lynch | RBC Wealth Management | $300 | 02-26-2013 |
| Marlene M. Fowler, Christopher F. Fowler | Raymond James | Morgan Stanley Smith Barney | $70 | 01-28-2013 |
| Emory Ragsdale, Wade Myatt, Lynde Jackson | Bank of America Merrill Lynch | RBC Wealth Management | $152 | 12-17-2012 |
| Craig Weinstein | Bank of America Merrill Lynch | Credit Suisse Wealth Services | $174 | 12-17-2012 |
| Chris Queen, Peggy Etheridge, Jason Hofnagel | Wells Fargo Advisors | Morgan Stanley Smith Barney | $206 | 11-16-2012 |
| Michael Koletar | Sovereign Coast Wealth Advisors | Wells Fargo Advisors | $50 | 11-15-2012 |
| Michael Koletar | Sovereign Coast Wealth Advisors | Wells Fargo Advisors | $50 | 11-14-2012 |
| Level Four Group | LPL Financial | Lincoln Financial | $1,000 | 11-13-2012 |
| Ken Belter, Will Schaffler | Robert W. Baird & Co. | Citigroup | $130 | 10-16-2012 |
| Fred Gartrell | Robert W. Baird & Co. | Charles Schwab | $425 | 10-16-2012 |
| Jim R. Day | Prospera Financial Services | Sanders Morris Harris | $54 | 09-07-2012 |
| John A. Gilbert | Prospera Financial Services | Sanders Morris Harris | $80 | 09-07-2012 |
| Javier Vargas, Ramon Perez | Morgan Stanley Smith Barney | UBS Financial Services | $300 | 07-18-2012 |
| Jayson Bales | Robert W. Baird & Co. | MML Investors Services | $65 | 06-28-2012 |
| Gregg Lazarescu, Donovan Mannato, Michael Nutt | Wells Fargo Advisors | Morgan Stanley Smith Barney | $450 | 06-12-2012 |
| David Hilditch | Securities Service Network | Woodbury Financial Services | $68 | 05-30-2012 |
| Thomas Karsten | Triad Advisors | DeWaay Financial Network | N/A | 05-30-2012 |
| Don C. Reynolds II | RBC Wealth Management | Raymond James | $100 | 05-17-2012 |
| Erin Botsford | LPL Financial | DeWaay Financial Network | $560 | 05-11-2012 |
| Frank Bagrier, Wes Coyle | Morgan Stanley Smith Barney | UBS Financial Services | $135 | 05-02-2012 |
| Gene Theobald, Otho Evans, Teresa Castillo | RBC Wealth Management | Morgan Stanley Smith Barney | $330 | 04-24-2012 |
| Tim Hudnall | RBC Wealth Management | Morgan Stanley Smith Barney | $90 | 04-24-2012 |
| Howard Sparkman | Wunderlich Securities | Morgan Keegan | $115 | 03-05-2012 |
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.