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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Untersee, Charles ProuteyInvestacorpSII Investments$5008-25-2014
Thomas H. CarlsonSecurities AmericaVALIC Financial Advisors$8108-14-2014
Thomas TeagleWells Fargo AdvisorsBB&T Securities$15507-09-2014
Robert Wood (Bob), Robert Wood, Jr., (Rob), Carlton BrownRaymond JamesWells Fargo Advisors$005-28-2014
John Lewis, Joe BartholomewBB&T SecuritiesMorgan Stanley Wealth Management$90003-10-2014
J. Patrick KearnsMorgan Stanley Wealth ManagementFulcrum Securities$18501-22-2014
Scott Haley, Judy Mansfield, Jason Koptish, Scott GlazeRaymond JamesWells Fargo Advisors$21012-20-2013
Larry Hensle, George Fleeson, Mike Harper, Steven Skonberg, Scott McLaughlinWells Fargo AdvisorsMorgan Stanley Wealth Management$52907-31-2013
Fred Baerenz, James Ortlip, David SweatKalos CapitalCetera$15006-17-2013
William T. PattonAmeriprise FinancialMorgan Stanley Wealth Management$15004-29-2013
Betty Schutte-BoxWells Fargo AdvisorsEdward Jones$11204-23-2013
Sid Martin, Steve Clark, Wes KaufmanWells Fargo AdvisorsBank of America Merrill Lynch$68903-15-2013
Lisa KernWells Fargo AdvisorsDavenport$10503-15-2013
Joseph VanName, Amy Hoffman, Cindy Irving, Susan WarrenCeteraCadaret Grant$13001-29-2013
Marty Dean, Judy OlschofkaFSC SecuritiesCentaurus Financial$6109-14-2012
The Taitague, Krahe, Tatum & Doyle GroupWells Fargo AdvisorsSuntrust Investment Services$52006-07-2012
Ed HanksAmeriprise FinancialWells Fargo Advisors$13403-22-2012
Paul DietrichWashington Wealth ManagementFoxhall Capital$7502-09-2012
James A. Schmidt, Bernice "Bernie" MurffRaymond JamesWells Fargo Advisors$9001-05-2012
Robert Krebs, Brian Pennell, Jennifer Duffy, Sandra PetersRaymond JamesBank of America Merrill Lynch$25012-20-2011
Frederick Schultz, Lloyd Seested, David Andreadis, Richard Haskin, Eric Teichberg, Karen Ben-ShlaushUBS Financial ServicesMorgan Stanley Wealth Management$65908-11-2011
John Verfurth, Richard Weeks, Jeff GrinspoonHightower AdvisorsMorgan Stanley Wealth Management$70007-13-2011
Michael BorzaBank of America Merrill LynchUBS Financial Services$17407-01-2011
E. Lee Pinney Jr.Washington Wealth ManagementScott & Stringfellow$003-28-2011
Alan HarterPactolus Private Wealth ManagementMorgan Stanley Wealth Management$1,00002-10-2011
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.