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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ellen ClearyWells Fargo AdvisorsMorgan Stanley Wealth Management$16807-09-2015
Henry ShoresAmeriprise FinancialWells Fargo Advisors$6606-02-2015
Karen HigginsAmeriprise FinancialWells Fargo Advisors$10206-02-2015
Kevin WoodAmeriprise FinancialWells Fargo Advisors$15406-02-2015
Thomas P. HughesRaymond JamesCetera$11005-05-2015
Mark F. LeonardMorgan Stanley Wealth ManagementSuntrust Investment Services$43503-18-2015
W. Ware Smith, Jr.Ameriprise FinancialUBS Financial Services$8502-09-2015
Thomas CarusoAmeriprise FinancialMorgan Stanley Wealth Management$10502-09-2015
Patricia PickHightower AdvisorsMorgan Stanley Wealth Management$22502-05-2015
Anthony Untersee, Charles ProuteyInvestacorpSII Investments$5008-25-2014
Thomas H. CarlsonSecurities AmericaVALIC Financial Advisors$8108-14-2014
Thomas TeagleWells Fargo AdvisorsBB&T Securities$15507-09-2014
Robert Wood (Bob), Robert Wood, Jr., (Rob), Carlton BrownRaymond JamesWells Fargo Advisors$005-28-2014
John Lewis, Joe BartholomewBB&T SecuritiesMorgan Stanley Wealth Management$90003-10-2014
J. Patrick KearnsMorgan Stanley Wealth ManagementFulcrum Securities$18501-22-2014
Scott Haley, Judy Mansfield, Jason Koptish, Scott GlazeRaymond JamesWells Fargo Advisors$21012-20-2013
Larry Hensle, George Fleeson, Mike Harper, Steven Skonberg, Scott McLaughlinWells Fargo AdvisorsMorgan Stanley Wealth Management$52907-31-2013
Fred Baerenz, James Ortlip, David SweatKalos CapitalCetera$15006-17-2013
William T. PattonAmeriprise FinancialMorgan Stanley Wealth Management$15004-29-2013
Betty Schutte-BoxWells Fargo AdvisorsEdward Jones$11204-23-2013
Sid Martin, Steve Clark, Wes KaufmanWells Fargo AdvisorsBank of America Merrill Lynch$68903-15-2013
Lisa KernWells Fargo AdvisorsDavenport$10503-15-2013
Joseph VanName, Amy Hoffman, Cindy Irving, Susan WarrenCeteraCadaret Grant$13001-29-2013
Marty Dean, Judy OlschofkaFSC SecuritiesCentaurus Financial$6109-14-2012
The Taitague, Krahe, Tatum & Doyle GroupWells Fargo AdvisorsSuntrust Investment Services$52006-07-2012
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.