Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James StottlemyreLPL FinancialCetera$7506-14-2016
Michael Craggett Jr.LPL FinancialAmeriprise Financial$5606-10-2016
Todd BaekLPL FinancialHSBC Private Bank$7505-23-2016
James KingLPL FinancialWaddell and Associates$8504-27-2016
John CameronD.A. Davidson & Co.Umpqua Bank$25002-04-2016
Tim HillLPL FinancialPlanMember Securities$30012-03-2015
Jeremy Lewis, Bradley Hoyt, Ben Kohls-ChaseLPL FinancialWaddell and Reed$18010-26-2015
Hyeon Kang, Larry Dime, Hung TranBank of America Merrill LynchMorgan Stanley Wealth Management$24808-07-2015
Matt Riesenweber, Matt WiserLPL FinancialWaddell and Reed$30007-23-2015
Michelle Murray Hightower AdvisorsUBS Financial Services$20007-14-2015
Tighe SmithWells Fargo Advisors Financial NetworkUBS Financial Services$10407-02-2015
Roger 'Bim' Prince, Clint BoxmanAmeriprise FinancialMorgan Stanley Wealth Management$15002-27-2015
John L. GreeneUBS Financial ServicesBank of America Merrill Lynch$6312-11-2014
Margaret M. TowleBank of America Merrill LynchHightower Advisors$011-13-2014
Trenton K. Morton, Scott L. HitchcockRaymond JamesD.A. Davidson & Co.$29011-10-2014
M. Greg FosterStifel Nicolaus & Co.McAdams Wright Ragen$17008-06-2014
Robert 'Bob' Pehl, Lynne PehlRaymond JamesMorgan Stanley Wealth Management$26507-17-2014
Andrew LawrenceWaddell and ReedU.S. Bancorp Investments$6806-02-2014
Kevin L. Baker, Dan SullivanJ.P. Morgan Securities LLCBernstein Global Wealth Management$001-13-2014
Paul J. MerzSecurities AmericaValmark Securities$8401-02-2014
Peter Jensen, Bruce Walker, Paul Kowalski Investors CapitalLPL Financial$5206-20-2013
Theodore S. Coleman Sr., Theodore S. Coleman Jr. Morgan Stanley Wealth ManagementUBS Financial $16106-07-2013
Teresa M. Brokaw, Donald G. O'Neal, Trent J. O'NealWells Fargo AdvisorsBank of America Merrill Lynch$19304-12-2013
James P. Butler, James L. Butler, Neil ButlerWells Fargo AdvisorsBank of America Merrill Lynch$35603-28-2013
Mark Logan, Bill UnreinFairhaven Financial Advisors IncMorgan Stanley Wealth Management$10008-10-2012
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.