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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John L. GreeneUBS Financial ServicesBank of America Merrill Lynch$6312-22-2014
Margaret M. TowleBank of America Merrill LynchHightower Advisors$012-19-2014
Robert 'Bob' Pehl, Lynne PehlRaymond JamesMorgan Stanley Wealth Management$26511-19-2014
Trenton K. Morton, Scott L. HitchcockRaymond JamesD.A. Davidson & Co.$29011-19-2014
Andrew LawrenceWaddell and ReedU.S. Bancorp Investments$6808-14-2014
M. Greg FosterStifel Nicolaus & Co.McAdams Wright Ragen$17008-07-2014
Paul J. MerzSecurities AmericaValmark Securities$8403-24-2014
Kevin L. Baker, Dan SullivanJ.P. Morgan Securities LLCBernstein Global Wealth Management$002-27-2014
Peter Jensen, Bruce Walker, Paul Kowalski Investors CapitalLPL Financial$5207-12-2013
Theodore S. Coleman Sr., Theodore S. Coleman Jr. Morgan Stanley Wealth ManagementUBS Financial $16106-12-2013
Teresa M. Brokaw, Donald G. O'Neal, Trent J. O'NealWells Fargo AdvisorsBank of America Merrill Lynch$19304-25-2013
James P. Butler, James L. Butler, Neil ButlerWells Fargo AdvisorsBank of America Merrill Lynch$35604-25-2013
Mark Logan, Bill UnreinFairhaven Financial Advisors IncMorgan Stanley Wealth Management$10008-10-2012
Mark SetoWells Fargo AdvisorsBank of America Merrill Lynch$13704-19-2012
Margaret M. TowleHightower AdvisorsGreycourt$1,00008-18-2011
Patrick BarrettFusion Advisor NetworkLPL Financial$5706-02-2011
R.C. Roland, Chad Roland, Blair Roland, Gary Douvia, Clarke HenleyRaymond JamesD.A. Davidson & Co.$46002-11-2011
Raymond SchmidtkeUBS Financial ServicesMorgan Stanley Wealth Management$10008-31-2010

Showing 1 to 18 of 18 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.