Sponsored By
Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
Filters
Adviser(s)
Firm leaving
Firm joining
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Matthew Porter, Gregg Lentz | Investors Capital | Questar | $50 | 04-12-2013 |
| Ty Bernicke, Barry Bernicke | Triad Advisors | Raymond James | $250 | 10-22-2012 |
| Michael Hull, Patrick Hull | Dynasty Financial Partners | Morgan Stanley Smith Barney | $3,831 | 07-09-2012 |
| Steven Briggs | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $200 | 06-04-2012 |
| James "Frank" Cape | Raymond James | Stifel Nicolaus & Co. | $105 | 05-03-2012 |
| David Ford | Securities America | Investment Centers of America | $70 | 03-07-2012 |
| Jim Ritchay Jr. | Robert W. Baird & Co. | Morgan Stanley Smith Barney | $100 | 05-13-2011 |
| Jeffrey H. Gawelski, John "J.R." Richards, Linda Davis | Robert W. Baird & Co. | UBS Financial Services | $100 | 02-01-2011 |
| Todd Krempasky | Wells Fargo Advisors | UBS Financial Services | N/A | 09-27-2010 |
| Matt Ottusch | Wells Fargo Advisors | UBS Financial Services | N/A | 09-08-2010 |
| Paul Westphal, John Ethington, Dan Gilipsky, Tyler Briggs | Robert W. Baird & Co. | UBS Financial Services | $160 | 06-09-2010 |
Showing 1 to 11 of 11 entries
Page 1
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.