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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward KlugInvestacorpSII Investments$5010-14-2014
Thomas A. ParksAnnex Wealth ManagementMML Investors Services$009-30-2014
Luke Kuchenberg, Tyson RayRaymond JamesWells Fargo Advisors$22003-10-2014
Ellen M. Duhamel, Thomas J. DornoffLPL FinancialMorgan Stanley Wealth Management$13001-13-2014
John D. KampenB.C. Ziegler & Co.Wells Fargo Advisors$012-19-2013
Bruce Lanser, Bernadette LanserUBS Financial ServicesMorgan Stanley Wealth Management$60008-07-2013
Matthew Porter, Gregg LentzInvestors CapitalQuestar$5004-12-2013
Ty Bernicke, Barry BernickeTriad AdvisorsRaymond James$25010-22-2012
Michael Hull, Patrick HullDynasty Financial PartnersMorgan Stanley Wealth Management$3,83107-09-2012
Steven BriggsMorgan Stanley Wealth ManagementBank of America Merrill Lynch$20006-04-2012
James "Frank" CapeRaymond JamesStifel Nicolaus & Co.$10505-03-2012
David FordSecurities AmericaInvestment Centers of America$7003-07-2012
Jim Ritchay Jr.Robert W. Baird & Co.Morgan Stanley Wealth Management$10005-13-2011
Jeffrey H. Gawelski, John "J.R." Richards, Linda DavisRobert W. Baird & Co.UBS Financial Services$10002-01-2011
Todd KrempaskyWells Fargo AdvisorsUBS Financial Services$009-27-2010
Matt OttuschWells Fargo AdvisorsUBS Financial Services$009-08-2010
Paul Westphal, John Ethington, Dan Gilipsky, Tyler BriggsRobert W. Baird & Co.UBS Financial Services$16006-09-2010

Showing 1 to 17 of 17 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.