Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donald McCullough, John McCullough, William SparksRaymond JamesWells Fargo Advisors$22008-12-2016
John SelasLPL FinancialPrudential Financial$16006-24-2016
Gregory Weggeman, R. Peter Dales, Theodore Baszler, Jennifer ButtramRaymond JamesWells Fargo Advisors$22503-14-2016
Alan J. Henry, Steven Jensen, Emily Zimmerman, Michael Ollmann, Deborah Helm, Sandra KarwoskiRaymond JamesWells Fargo Advisors$22511-06-2015
Brian NetheryRobert W. Baird & Co.Stifel Nicolaus & Co.$14011-06-2015
Buzz MintonAmeriprise FinancialLPL Financial$7211-06-2015
Scott HusnickAmeriprise FinancialRaymond James$14311-06-2015
Skip Riley, Michael LoweVoya Financial AdvisorsCabot Lodge Securities$5002-14-2015
Craig VentoWaddell and ReedJPMorgan Chase & Co.$5402-06-2015
Steven J. DryerLPL FinancialSII Investments$15010-31-2014
Robert S. TremlettWaddell and ReedCharles Schwab$6010-23-2014
Edward KlugInvestacorpSII Investments$5010-01-2014
Thomas A. ParksAnnex Wealth ManagementMML Investors Services$009-14-2014
Luke Kuchenberg, Tyson RayRaymond JamesWells Fargo Advisors$22001-17-2014
John D. KampenB.C. Ziegler & Co.Wells Fargo Advisors$012-13-2013
Ellen M. Duhamel, Thomas J. DornoffLPL FinancialMorgan Stanley Wealth Management$13008-30-2013
Bruce Lanser, Bernadette LanserUBS Financial ServicesMorgan Stanley Wealth Management$60008-06-2013
Matthew Porter, Gregg LentzInvestors CapitalQuestar$5001-25-2013
Ty Bernicke, Barry BernickeTriad AdvisorsRaymond James$25010-15-2012
Michael Hull, Patrick HullDynasty Financial PartnersMorgan Stanley Wealth Management$3,83107-09-2012
Steven BriggsMorgan Stanley Wealth ManagementBank of America Merrill Lynch$20006-04-2012
James "Frank" CapeRaymond JamesStifel Nicolaus & Co.$10505-03-2012
David FordSecurities AmericaInvestment Centers of America$7002-23-2012
Jim Ritchay Jr.Robert W. Baird & Co.Morgan Stanley Wealth Management$10005-13-2011
Jeffrey H. Gawelski, John "J.R." Richards, Linda DavisRobert W. Baird & Co.UBS Financial Services$10002-01-2011
Next Page »

Showing 1 to 25 of 28 entries

Page 1 | 2

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.