Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|Bruce Lanser, Bernadette Lanser||UBS Financial Services||Morgan Stanley Wealth Management||$600||08-07-2013|
|Matthew Porter, Gregg Lentz||Investors Capital||Questar||$50||04-12-2013|
|Ty Bernicke, Barry Bernicke||Triad Advisors||Raymond James||$250||10-22-2012|
|Michael Hull, Patrick Hull||Dynasty Financial Partners||Morgan Stanley Wealth Management||$3,831||07-09-2012|
|Steven Briggs||Morgan Stanley Wealth Management||Bank of America Merrill Lynch||$200||06-04-2012|
|James "Frank" Cape||Raymond James||Stifel Nicolaus & Co.||$105||05-03-2012|
|David Ford||Securities America||Investment Centers of America||$70||03-07-2012|
|Jim Ritchay Jr.||Robert W. Baird & Co.||Morgan Stanley Wealth Management||$100||05-13-2011|
|Jeffrey H. Gawelski, John "J.R." Richards, Linda Davis||Robert W. Baird & Co.||UBS Financial Services||$100||02-01-2011|
|Todd Krempasky||Wells Fargo Advisors||UBS Financial Services||$0||09-27-2010|
|Matt Ottusch||Wells Fargo Advisors||UBS Financial Services||$0||09-08-2010|
|Paul Westphal, John Ethington, Dan Gilipsky, Tyler Briggs||Robert W. Baird & Co.||UBS Financial Services||$160||06-09-2010|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.