Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

¬ęConsidering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Level Four GroupLPL FinancialLincoln Financial$1,00011-13-2012
Dan SandlinBank of America Merrill LynchMorgan Stanley Wealth Management$15111-09-2012
Scott Cutliff, Donald Horras, Patricia PolsterRaymond JamesMorgan Stanley Wealth Management$20411-09-2012
Curt WhippleKalos CapitalInvestacorp$12011-09-2012
Michelle R. LavigneWells Fargo AdvisorsUBS Financial Services$12011-09-2012
Mark Cortazzo, Nicholas Spagnoletti Jr., Jay LaMalfa, Thomas MoyerLPL FinancialSII Investments$65011-08-2012
Waldron GroupFidelityLPL Financial$1,20011-06-2012
Rich CeffalioWells Fargo AdvisorsUBS Financial Services$16511-02-2012
Michael Bulhack, Mario Ponczek, Douglas PonczekUBS Financial ServicesMorgan Stanley Wealth Management$42311-02-2012
Robert Shwedel, Andrea RothWells Fargo AdvisorsUBS Financial Services$19611-01-2012
Bryan SchonMorgan Stanley Wealth ManagementChase Investment Services$20511-01-2012
Leon Ciobataru, Luiz BoruchowskiMorgan Stanley Wealth ManagementWells Fargo Advisors$21010-29-2012
Victoria AzpuruaRaymond JamesMorgan Stanley Wealth Management$11010-26-2012
Cheryl YoungMorgan Stanley Wealth ManagementRaymond James$22110-26-2012
Bradley GummowWells Fargo AdvisorsStifel Nicolaus & Co.$10010-25-2012
Gerber Kawasaki Wealth & Investment ManagementLPL FinancialSagePoint Financial$17510-22-2012
Timothy J. MulroyUBS Financial ServicesMorgan Stanley Wealth Management$17510-19-2012
Rebecca Rothstein & TeamBank of America Merrill LynchMorgan Stanley Wealth Management$2,50010-19-2012
Robert G. BernardinHilliard LyonsMorgan Stanley Wealth Management$30010-19-2012
Richard WrightWedbush SecuritiesMorgan Stanley Wealth Management$10510-19-2012
Tom TempleUBS Financial ServicesBank of America Merrill Lynch$20010-18-2012
Simone Gladstone, Lynn CravinhoTriad AdvisorsMorgan Stanley Wealth Management$8010-17-2012
Capstone Affluent StrategiesLPL FinancialPrudential Financial$45010-17-2012
Nancy Johnson, Susan Ellena Wells Fargo AdvisorsMorgan Stanley Wealth Management$21010-15-2012
Mark Elston, Dave Quinn, Jim Elston, Tiffany Del SantoLPL FinancialWells Fargo Advisors$18510-15-2012
Next Page »

Showing 1 to 25 of 26 entries

Page 1 | 2

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.