Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lou Ingargiola, Sean McAndrewCommonwealth Financial NetworkLPL Financial$7011-15-2012
Robert Ellis, Joseph Ellis, Joshua Britt, Aaron Mabon, Summer ParmerCommonwealth Financial NetworkLPL Financial$15011-15-2012
Christine ReillyBank of America Merrill LynchMorgan Stanley Wealth Management$15911-15-2012
Tony Fusco, Kevin Fusco, David Matthews, Steven Moore, Donna Childress, Michelle Dumler, Ascenza DiFerdinandoRaymond JamesLPL Financial$23011-15-2012
Michael MullisSecurities AmericaLPL Financial$22311-15-2012
David VallieBank of America Merrill LynchMorgan Stanley Wealth Management$16011-14-2012
Gary StringerKalos CapitalFSC Securities$10211-14-2012
Michael KoletarSovereign Coast Wealth AdvisorsWells Fargo Advisors$5011-14-2012
Level Four GroupLPL FinancialLincoln Financial$1,00011-13-2012
Dan SandlinBank of America Merrill LynchMorgan Stanley Wealth Management$15111-09-2012
Scott Cutliff, Donald Horras, Patricia PolsterRaymond JamesMorgan Stanley Wealth Management$20411-09-2012
Curt WhippleKalos CapitalInvestacorp$12011-09-2012
Michelle R. LavigneWells Fargo AdvisorsUBS Financial Services$12011-09-2012
Mark Cortazzo, Nicholas Spagnoletti Jr., Jay LaMalfa, Thomas MoyerLPL FinancialSII Investments$65011-08-2012
Waldron GroupFidelityLPL Financial$1,20011-06-2012
Rich CeffalioWells Fargo AdvisorsUBS Financial Services$16511-02-2012
Michael Bulhack, Mario Ponczek, Douglas PonczekUBS Financial ServicesMorgan Stanley Wealth Management$42311-02-2012
Robert Shwedel, Andrea RothWells Fargo AdvisorsUBS Financial Services$19611-01-2012
Bryan SchonMorgan Stanley Wealth ManagementChase Investment Services$20511-01-2012

Showing 1 to 19 of 19 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.


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