Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bruce GelfandWells Fargo AdvisorsUBS Financial Services$8912-18-2013
Gene Marx, Catherine HunterRaymond JamesUBS Financial Services$22712-13-2013
Rodney M. WoodleyBank of America Merrill LynchUBS Financial Services$13012-06-2013
Andrew Townes, Don Parsons, Charlie Mitchell Wells Fargo AdvisorsUBS Financial Services$25512-05-2013
Marie H. MurdockMorgan Stanley Wealth ManagementUBS Financial Services$012-02-2013
John Quello, Nathan QuelloRaymond JamesUBS Financial Services$32511-21-2013
Jonathan R. BlauDynasty Financial PartnersUBS Financial Services$90011-12-2013
Roland Pritchett, Matthew StuckeJPMorgan Chase & Co.UBS Financial Services$011-08-2013
Peter J. KleinHightower AdvisorsUBS Financial Services$21011-08-2013
Julie LinAmeriprise FinancialUBS Financial Services$5010-25-2013
James CarterAmeriprise FinancialUBS Financial Services$13010-25-2013
Robert P. SchneiderMorgan Stanley Wealth ManagementUBS Financial Services$33410-18-2013
Matthew J. Sotland, Donald J. BorowiakWells Fargo AdvisorsUBS Financial Services$12910-15-2013
Ajay K. GuptaGupta Wealth ManagementUBS Financial Services$54010-07-2013
Stephen Ruvituso, Lee Konopka, Robert Matluck, Todd Stankiewicz Bank of America Merrill LynchUBS Financial Services$1,00009-27-2013
John Phillips, Darrell Jones, Scott DickersonWells Fargo AdvisorsUBS Financial Services$21909-16-2013
Stanley AlintoffMorgan Stanley Wealth ManagementUBS Financial Services $23208-16-2013
Richard W. Andersen, Eric R. AndersenRobert W. Baird & Co.UBS Financial Services$16508-09-2013
Louis V. Walsh IVWells Fargo AdvisorsUBS Financial Services$28707-29-2013
Courtenay Hathcock, Frederick Rossetter, William BlackWells Fargo AdvisorsUBS Financial Services$41806-28-2013
Daniel J. PhillipsRobert W. Baird & Co.UBS Financial Services$10506-18-2013
Michael T. WalshAmeriprise FinancialUBS Financial Services$12006-07-2013
Theodore S. Coleman Sr., Theodore S. Coleman Jr. Morgan Stanley Wealth ManagementUBS Financial Services$16106-07-2013
Michael P. Wallace, Todd J. Belfiore Stifel Nicolaus & Co.UBS Financial Services$17906-05-2013
Arturo Castelo Lopez, Jennifer Sierra, Marion Tettke Morgan Stanley Wealth ManagementUBS Financial Services$37505-31-2013
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Showing 1 to 25 of 35 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.


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