Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Courtney LiddyUBS Financial ServicesBank of America Merrill Lynch$32712-11-2013
Jay Arbetter UBS Financial ServicesBank of America Merrill Lynch$17512-02-2013
Jason Taraszki UBS Financial ServicesBank of America Merrill Lynch$10012-02-2013
Arthur W. Bartholomew IIIUBS Financial ServicesMorgan Stanley Wealth Management$20011-13-2013
M. Scott HarriesUBS Financial ServicesBank of America Merrill Lynch$50010-29-2013
James E. Chiate, Anthony D. GuinaneUBS Financial ServicesBank of America Merrill Lynch$50010-29-2013
James B. Axelson, Barry F. PorterUBS Financial ServicesBank of America Merrill Lynch$55010-29-2013
David MandelUBS Financial ServicesBank of America Merrill Lynch$17510-29-2013
Christopher S. Gaal, Jeffrey C. HamiltonUBS Financial ServicesBank of America Merrill Lynch$57510-29-2013
Mark Binder, Craig Chiate, Glenn Oratz, Scott BrownUBS Financial ServicesBank of America Merrill Lynch$3,10010-29-2013
John Reinhold, Derek ReinholdUBS Financial ServicesMorgan Stanley Wealth Management$14410-15-2013
E. Gray Smith IIIUBS Financial ServicesMorgan Stanley Wealth Management$34508-27-2013
John F. RasweilerUBS Financial ServicesMorgan Stanley Wealth Management$4,80008-16-2013
Bruce Lanser, Bernadette LanserUBS Financial ServicesMorgan Stanley Wealth Management$60008-06-2013
Elaina S. SpiloveUBS Financial ServicesMorgan Stanley Wealth Management$2,50007-31-2013
Diana Freeburg, Daniel Hornblower, Paul DeRocheUBS Financial ServicesBank of America Merrill Lynch$27005-31-2013
Stephen J. FishUBS Financial ServicesHilliard Lyons$47505-30-2013
Steven Schultz, Scott MerrillUBS Financial ServicesMorgan Stanley Wealth Management$32004-03-2013
Frank Esposito, Matthew GreenUBS Financial ServicesJPMorgan Chase & Co.$1,20003-07-2013
Jamie Hilton, Kara MuselerUBS Financial ServicesMorgan Stanley Wealth Management$30002-01-2013

Showing 1 to 20 of 20 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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