Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bruce GelfandWells Fargo AdvisorsUBS Financial Services$8912-18-2013
Andrew Townes, Don Parsons, Charlie Mitchell Wells Fargo AdvisorsUBS Financial Services$25512-05-2013
Thomas Penrose, Dave EngelWells Fargo AdvisorsMorgan Stanley Wealth Management$25012-04-2013
Michael MondelloWells Fargo AdvisorsEdward Jones$7512-01-2013
John Feast, Mary MarettWells Fargo AdvisorsJanney Montgomery Scott$10611-27-2013
Andrew Jacobson, Shawn Hare, Gregory HoelzelWells Fargo AdvisorsMorgan Stanley Wealth Management$18511-21-2013
Matthew J. Sotland, Donald J. BorowiakWells Fargo AdvisorsUBS Financial Services$12910-15-2013
Perry Bacon, Dan RacicotWells Fargo AdvisorsMorgan Stanley Wealth Management$10510-11-2013
Robert Alpert, Charles Ladenheim, Robert Fusaro, Michael MontuoriWells Fargo AdvisorsMorgan Stanley Wealth Management$1,00009-27-2013
Michael Climer, Wes ClimerWells Fargo AdvisorsBank of America Merrill Lynch$22009-25-2013
John Phillips, Darrell Jones, Scott DickersonWells Fargo AdvisorsUBS Financial Services$21909-16-2013
John P. Toman, Johanna A. TomanWells Fargo AdvisorsMorgan Stanley Wealth Management$23508-23-2013
Louis V. Walsh IVWells Fargo AdvisorsUBS Financial Services$28707-29-2013
Brian D. StewartWells Fargo AdvisorsMorgan Stanley Wealth Management$13007-26-2013
Eric A. ZakarinWells Fargo AdvisorsMorgan Stanley Wealth Management$26107-12-2013
Courtenay Hathcock, Frederick Rossetter, William BlackWells Fargo AdvisorsUBS Financial Services$41806-28-2013
Larry Hensle, George Fleeson, Mike Harper, Steven Skonberg, Scott McLaughlinWells Fargo AdvisorsMorgan Stanley Wealth Management$52906-14-2013
Brian A. StahlerWells Fargo AdvisorsMorgan Stanley Wealth Management$10805-31-2013
Philip J. Weber Jr.Wells Fargo AdvisorsBank of America Merrill Lynch$12905-24-2013
Peter Vrooman, Jonathan SarverWells Fargo AdvisorsRBC Wealth Management$12505-24-2013
J.D. JoyceWells Fargo AdvisorsUBS Financial Services$30605-23-2013
Mark FinnicumWells Fargo AdvisorsEdward Jones$8605-20-2013
Anthony Bavedas Jr.Wells Fargo AdvisorsMorgan Stanley Wealth Management$10905-17-2013
Maureen McPeek, Ralph Lynch Jr.Wells Fargo AdvisorsMorgan Stanley Wealth Management$48005-17-2013
John B. Lyon, Jeannette M. DobbynWells Fargo AdvisorsMorgan Stanley Wealth Management$36005-13-2013
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Showing 1 to 25 of 50 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.


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