Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
J. Larry Mills, Christopher G. Venuti, Bryan Mountain, Marc RoggenkampMorgan Stanley Wealth ManagementUBS Financial Services$5,50001-03-2014
Carrie S. Gallaway, Andrew L. SternLebenthal Wealth AdvisorsMorgan Stanley Wealth Management$1,20003-21-2014
Yi Ping ChouNPB Financial GroupInvestacorp$1,00001-31-2014
Timothy Kneen, Clayton HartmanIFM Capital Advisors UBS Financial Services$1,00001-27-2014
William J. DrakeStifel Nicolaus & Co.Wells Fargo Advisors$1,00001-06-2014
John Lewis, Joe BartholomewBB&T SecuritiesMorgan Stanley Wealth Management$90002-14-2014
David Christian, Jeffrey Krum, Brian HefeleDynasty Financial PartnersBank of America Merrill Lynch$70003-04-2014
Michael Cohen, Benjamin CohenRaymond JamesJPMorgan Chase & Co.$64002-28-2014
Albert Fox, Edward Penberthy, Joseph DehnMorgan Stanley Wealth ManagementBank of America Merrill Lynch$60003-20-2014
Barre McLeod Butler, Park B. Smith, Jr., W. Hampton Avant, Lucinda ShieldsStifel Nicolaus & Co.UBS Financial Services$54203-27-2014
Mark A. LawCommonwealth Financial NetworkLPL Financial$50002-03-2014
Jeffrey M. FratarcangeliWells Fargo AdvisorsBank of America Merrill Lynch$42403-28-2014
Michael Bromberg, Daniel GerschelBank of America Merrill LynchMorgan Stanley Wealth Management$40002-13-2014
Jeffrey S. Vogel, Ruth BergerHightower AdvisorsBank of America Merrill Lynch$30002-21-2014
Erik O. Strid, Gerald D. Strid, Paul F. Strid, Nathan J. Hayward, Thomas J. GrecoDynasty Financial PartnersWells Fargo Advisors$30002-19-2014
Lisbeth L. CherringtonFSC SecuritiesMorgan Stanley Wealth Management$30001-31-2014
Jeffery Tomaszewski, Gary A. RigbyRaymond JamesBank of America Merrill Lynch$28002-28-2014
Gary J. PareseWells Fargo AdvisorsMorgan Stanley Wealth Management$27003-14-2014
James Wong, Matthew Barker, Justin Harris, Desiderio RodriquezMorgan Stanley Wealth ManagementWells Fargo Advisors$26402-28-2014
Martin LutschaunigJanney Montgomery ScottBank of America Merrill Lynch$25003-19-2014
Christopher Englebert, Daniel ReitzBeirne Wealth ConsultingMorgan Stanley Wealth Management$25001-22-2014
Michael Cott, Donald NejedlyMorgan Stanley Wealth ManagementRBC Wealth Management$25001-03-2014
Ileana D. PlattRBC Wealth ManagementBarclays$24003-05-2014
Peter J. Walsh, Lisa J. WalshRaymond JamesMorgan Stanley Wealth Management$22502-14-2014
Michael L. Cope, William G. MarcouxUBS Financial ServicesBank of America Merrill Lynch$22501-02-2014
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Showing 1 to 25 of 105 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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