Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Boudjouk, Anthony Landi, Deborah Shuster, Kelly AlmonteKestra FinancialUBS Financial Services$34006-07-2018
Alan Brookshire, James Chandley, Julie WilliardHilliard LyonsOppenheimer$39006-04-2018
Mark Griffin, Mark Liley Raymond JamesWells Fargo Advisors$50505-31-2018
Bradley H. Bofford, Michael A. Flower, Daniel G. TroutHightower AdvisorsSecurities America$36505-31-2018
Daniel J. Cotton, Myles Dudley, Michael Carlson, Joseph Siciliano, Brian Dudley, Dick Dudley, Alice M. McElhinneyTriad AdvisorsLPL Financial$75005-31-2018
Ron Lambke, Louis Montana Wells Fargo AdvisorsUBS Financial Services$18005-30-2018
Jennifer Arquilla, David Arquilla Wells Fargo AdvisorsUBS Financial Services$33605-30-2018
Michael HeckmanStifel Nicolaus & Co.Wells Fargo Advisors$30705-25-2018
Gary Baker, Dan Kraus, Kim Rubenstein, Kim PeakerKestra FinancialWells Fargo Advisors$18605-24-2018
Dean Dancer, T.J. Goelz, Steven Grossman, Joe MalaveRaymond JamesUBS Financial Services$48005-24-2018
Constantine Harris, Faith HarringtonRaymond JamesWells Fargo Advisors$22505-24-2018
Christian CombergStifel Nicolaus & Co.Wells Fargo Advisors$13305-24-2018
Leo M. Connors, Leo M. Connors Jr.Janney Montgomery ScottBank of America Merrill Lynch$13305-23-2018
Karla Olson-Bellfi, Thai-Vi Pham, Omer Bellfi Robert W. Baird & Co.Wells Fargo Advisors$47505-23-2018
John Mathey, Dan Mirabella Robert W. Baird & Co.Wells Fargo Advisors$30505-23-2018
Dobbin McCrea Jr., Kevin A. RollwagenRobert W. Baird & Co.Morgan Stanley Wealth Management$9805-23-2018
John Moose, David Zambito, David Palermo, Nathan WegmanCommonwealth Financial NetworkAmeriprise Financial$28205-22-2018
Brian FisherCommonwealth Financial NetworkWells Fargo Advisors$11305-18-2018
Jeff Pratt, Bryan KazleySuntrust Investment ServicesWells Fargo Advisors$50005-18-2018
Gary Weissman, Eric DionRBC Wealth ManagementWells Fargo Advisors$60005-18-2018
Dan GruberStifel Nicolaus & Co.Wells Fargo Advisors$34705-18-2018
Jeff HughesStifel Nicolaus & Co.Wells Fargo Advisors$9805-18-2018
Cynthia VogelStifel Nicolaus & Co.Morgan Stanley Wealth Management$8205-18-2018
Iain Whyte, Simon Holford, Bryan MuthPurshe Kaplan Sterling InvestmentsBank of America Merrill Lynch$80005-18-2018
Asma MahmoodStifel Nicolaus & Co.Wells Fargo Advisors$6605-17-2018
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Showing 1 to 25 of 56 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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