Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Gee, Andrea Savva, Raymond LeeRBC Wealth ManagementMerrill Lynch$19007-12-2018
Eric G. Moore, Michael Blake, Allison HudsonKestra FinancialLPL Financial$14207-12-2018
Matthew DavidsonSnowden Lane PartnersRaymond James$6007-10-2018
Bradley S. Dickens, Jason MinorJanney Montgomery ScottWells Fargo Advisors$17707-05-2018
Louie A. ValdezWells Fargo AdvisorsUBS Financial Services$20007-05-2018
Thomas P. Kirwan, Michael Brooks TownsendWells Fargo AdvisorsUBS Financial Services$19306-29-2018
John Brendan Wolverton, Josh Wolverton, Alen PellerinStifel Nicolaus & Co.Wells Fargo Advisors$40006-28-2018
Brian Bell, Aaron FosterRBC Wealth ManagementJPMorgan Chase & Co.$20006-26-2018
Christopher ManciLPL FinancialNationwide Securities$10006-26-2018
Janet StamatoStifel Nicolaus & Co.Morgan Stanley Wealth Management$17506-25-2018
Larry MaddoxStifel Nicolaus & Co.Wells Fargo Advisors$4806-25-2018
David BeachStifel Nicolaus & Co.Wells Fargo Advisors$16806-25-2018
Howard Ashlock, Ashlee AshlockStifel Nicolaus & Co.Bank of America Merrill Lynch$16006-25-2018
Don BescherBB&TBank of America Merrill Lynch$38606-21-2018
Eileen KeeganJanney Montgomery ScottWells Fargo Advisors$7706-21-2018
Charlie Potter, Chip Roe, Price FrenchCommonwealth Financial NetworkKestra Financial$13006-21-2018
David R. ReiserJPMorgan Chase & Co.Morgan Stanley Wealth Management$50006-20-2018
Mark Demo, Raymond PatrawStifel Nicolaus & Co.Wells Fargo Advisors$23006-20-2018
Clay Brandt, Nate BrandtRaymond JamesWells Fargo Advisors$17306-20-2018
Aron ThompsonD.A. Davidson & Co.Bank of America Merrill Lynch$12006-19-2018
Todd Krentz, Justin Brown, Michelle EvansRaymond JamesStifel Nicolaus & Co.$23006-14-2018
Timothy P. Gormley, Paul M. Furlong, Kevin Keane, Kathleen ZelenkaJanney Montgomery ScottStifel Nicolaus & Co.$40006-14-2018
Thomas Monroe, John McDermottRaymond JamesWells Fargo Advisors$33606-13-2018
John Becker, Patrick Suffern, Brian Becker, Timothy McLanahanProspera Financial ServicesM Holdings Securities$84006-11-2018
Henry R. GrinbergRaymond JamesMorgan Stanley Wealth Management$20006-08-2018
Next Page »

Showing 1 to 25 of 86 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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