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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Cortazzo, Nicholas Spagnoletti Jr., Jay LaMalfa, Thomas MoyerLPL FinancialSII Investments$65011-13-2012
Level Four GroupLPL FinancialLincoln Financial$1,00011-13-2012
Karl Rothermund Raymond JamesMorgan Stanley Wealth Management$8011-12-2012
Waldron GroupFidelityLPL Financial$1,20011-07-2012
Mark Elston, Dave Quinn, Jim Elston, Tiffany Del SantoLPL FinancialWells Fargo Advisors$18511-07-2012
Bryan SchonMorgan Stanley Wealth ManagementChase Investment Services$20511-06-2012
Michael Bulhack, Mario Ponczek, Douglas PonczekUBS Financial ServicesMorgan Stanley Wealth Management$42311-06-2012
Tom TempleUBS Financial ServicesBank of America Merrill Lynch$20011-01-2012
Cheryl YoungMorgan Stanley Wealth ManagementRaymond James$22110-31-2012
Leon Ciobataru, Luiz BoruchowskiMorgan Stanley Wealth ManagementWells Fargo Advisors$21010-31-2012
Susan Pearlman, Gregory KennedySummit Brokerage ServicesRaymond James$6010-30-2012
Mark W. TeedRaymond JamesWells Fargo Advisors$22510-25-2012
Gerber Kawasaki Wealth & Investment ManagementLPL FinancialSagePoint Financial$17510-24-2012
Rebecca Rothstein & TeamBank of America Merrill LynchMorgan Stanley Wealth Management$2,50010-22-2012
Ty Bernicke, Barry BernickeTriad AdvisorsRaymond James$25010-22-2012
Timothy J. MulroyUBS Financial ServicesMorgan Stanley Wealth Management$17510-22-2012
Robert G. BernardinHilliard LyonsMorgan Stanley Wealth Management$30010-19-2012
Richard WrightWedbush SecuritiesMorgan Stanley Wealth Management$10510-19-2012
Capstone Affluent StrategiesLPL FinancialPrudential Financial$45010-17-2012
Simone Gladstone, Lynn CravinhoTriad AdvisorsMorgan Stanley Wealth Management$8010-17-2012
Jim VermilyeRobert W. Baird & Co.LPL Financial$8510-16-2012
Ken Belter, Will SchafflerRobert W. Baird & Co.Citigroup$13010-16-2012
Jon Narmi, Charlie Narmi, Theresa RynaskiRobert W. Baird & Co.Morgan Stanley Wealth Management$33010-16-2012
Fred GartrellRobert W. Baird & Co.Charles Schwab$42510-16-2012
David Evans, Nepeta Godec, Patty EckelberryRBC Wealth ManagementBank of America Merrill Lynch$17710-03-2012
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.