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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Vince Costanzo, Rex Mack | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $115 | 12-03-2012 |
| Brant Giere, Lisa Szucs | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $210 | 12-03-2012 |
| Luis Fuentes, Christopher Fuentes, Rosario Hondermann | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $373 | 12-03-2012 |
| Levent Bayrasli, Russell Smith | Ameriprise Financial | Bank of America Merrill Lynch | $95 | 11-28-2012 |
| John DiCiaccio, Leah Thomson Snell, Jon LaMothe, Luis Gonzalez | Snowden Capital Advisors | Bank of America Merrill Lynch | $500 | 11-27-2012 |
| W. Howard Humphrey | Wells Fargo Advisors | Bank of America Merrill Lynch | $101 | 11-16-2012 |
| Robert Evans, Walt Shinault, Richard Hastings | Wells Fargo Advisors | Bank of America Merrill Lynch | $250 | 11-16-2012 |
| Tom Temple | UBS Financial Services | Bank of America Merrill Lynch | $200 | 11-01-2012 |
| David Evans, Nepeta Godec, Patty Eckelberry | RBC Wealth Management | Bank of America Merrill Lynch | $177 | 10-03-2012 |
| Kevin Stophel, Matthew McCoy | Concert Wealth Management | Bank of America Merrill Lynch | $90 | 09-17-2012 |
| Scott Robinson, Christian Reuter | RBC Wealth Management | Bank of America Merrill Lynch | $250 | 09-05-2012 |
Showing 1 to 11 of 11 entries
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.