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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Prybyl, Richard Farr, Steve HeadrickMorgan Stanley Wealth ManagementBank of America Merrill Lynch$24812-11-2012
Nancy Buttweiler, Kristopher Schultz, David PetersonMorgan Stanley Wealth ManagementBank of America Merrill Lynch$14112-11-2012
Tamar H. MogilskiLPL FinancialMetLife Securities$15012-10-2012
Tony Fusco, Kevin Fusco, David Matthews, Steven Moore, Donna Childress, Michelle Dumler, Ascenza DiFerdinandoRaymond JamesLPL Financial$23012-06-2012
Curt WhippleKalos CapitalInvestacorp$12012-05-2012
Gary StringerKalos CapitalFSC Securities$10212-05-2012
Nathan RunningMulti-Financial SecuritiesLPL Financial$8812-04-2012
Vince Costanzo, Rex MackMorgan Stanley Wealth ManagementBank of America Merrill Lynch$11512-03-2012
Howard ShallcrossMorgan Stanley Wealth ManagementBarclays Wealth$8012-03-2012
Brant Giere, Lisa SzucsMorgan Stanley Wealth ManagementBank of America Merrill Lynch$21012-03-2012
Luis Fuentes, Christopher Fuentes, Rosario HondermannMorgan Stanley Wealth ManagementBank of America Merrill Lynch$37312-03-2012
Levent Bayrasli, Russell SmithAmeriprise FinancialBank of America Merrill Lynch$9511-28-2012
Ziv Ohel, Bill DuncanAmeriprise FinancialMorgan Stanley Wealth Management$27511-28-2012
John DiCiaccio, Leah Thomson Snell, Jon LaMothe, Luis GonzalezSnowden Capital AdvisorsBank of America Merrill Lynch$50011-27-2012
Dave Strunc, Nicholas RussellMulti-Financial SecuritiesWoodbury Financial Services$10011-26-2012
Victoria AzpuruaRaymond JamesMorgan Stanley Wealth Management$11011-22-2012
Matthew Hanshaw, Taylor Ranker, Alfred VaranoRoyal AllianceNational Planning$32511-21-2012
Angelo Talebi, Artin BandariRoyal AllianceLPL Financial$23011-21-2012
Michelle R. LavigneWells Fargo AdvisorsUBS Financial Services$12011-20-2012
Bradley GummowWells Fargo AdvisorsStifel Nicolaus & Co.$10011-16-2012
W. Howard HumphreyWells Fargo AdvisorsBank of America Merrill Lynch$10111-16-2012
Robert Hart, Thomas Tonkovich Wells Fargo AdvisorsRBC Wealth Management$10711-16-2012
Rich CeffalioWells Fargo AdvisorsUBS Financial Services$16511-16-2012
Robert Shwedel, Andrea RothWells Fargo AdvisorsUBS Financial Services$19611-16-2012
Chris Queen, Peggy Etheridge, Jason Hofnagel Wells Fargo AdvisorsMorgan Stanley Wealth Management$20611-16-2012
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.