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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Victoria Azpurua | Raymond James | Morgan Stanley Smith Barney | $110 | 11-22-2012 |
| Matthew Hanshaw, Taylor Ranker, Alfred Varano | Royal Alliance | National Planning | $325 | 11-21-2012 |
| Angelo Talebi, Artin Bandari | Royal Alliance | LPL Financial | $230 | 11-21-2012 |
| Michelle R. Lavigne | Wells Fargo Advisors | UBS Financial Services | $120 | 11-20-2012 |
| Bradley Gummow | Wells Fargo Advisors | Stifel Nicolaus & Co. | $100 | 11-16-2012 |
| W. Howard Humphrey | Wells Fargo Advisors | Bank of America Merrill Lynch | $101 | 11-16-2012 |
| Robert Hart, Thomas Tonkovich | Wells Fargo Advisors | RBC Wealth Management | $107 | 11-16-2012 |
| Rich Ceffalio | Wells Fargo Advisors | UBS Financial Services | $165 | 11-16-2012 |
| Robert Shwedel, Andrea Roth | Wells Fargo Advisors | UBS Financial Services | $196 | 11-16-2012 |
| Chris Queen, Peggy Etheridge, Jason Hofnagel | Wells Fargo Advisors | Morgan Stanley Smith Barney | $206 | 11-16-2012 |
| Nancy Johnson, Susan Ellena | Wells Fargo Advisors | Morgan Stanley Smith Barney | $210 | 11-16-2012 |
| Allen Wilson | Wells Fargo Advisors | Stifel Nicolaus & Co. | $212 | 11-16-2012 |
| Andrew Siegel, Nickolaus Roeschley, William Kulesh | Wells Fargo Advisors | Morgan Stanley Smith Barney | $231 | 11-16-2012 |
| Robert Evans, Walt Shinault, Richard Hastings | Wells Fargo Advisors | Bank of America Merrill Lynch | $250 | 11-16-2012 |
| Michael Mullis | Securities America | LPL Financial | $223 | 11-15-2012 |
| Michael Koletar | Sovereign Coast Wealth Advisors | Wells Fargo Advisors | $50 | 11-15-2012 |
| Michael Koletar | Sovereign Coast Wealth Advisors | Wells Fargo Advisors | $50 | 11-14-2012 |
| Mark Cortazzo, Nicholas Spagnoletti Jr., Jay LaMalfa, Thomas Moyer | LPL Financial | SII Investments | $650 | 11-13-2012 |
| Level Four Group | LPL Financial | Lincoln Financial | $1,000 | 11-13-2012 |
| Karl Rothermund | Raymond James | Morgan Stanley Smith Barney | $80 | 11-12-2012 |
| Waldron Group | Fidelity | LPL Financial | $1,200 | 11-07-2012 |
| Mark Elston, Dave Quinn, Jim Elston, Tiffany Del Santo | LPL Financial | Wells Fargo Advisors | $185 | 11-07-2012 |
| Bryan Schon | Morgan Stanley Smith Barney | Chase Investment Services | $205 | 11-06-2012 |
| Michael Bulhack, Mario Ponczek, Douglas Ponczek | UBS Financial Services | Morgan Stanley Smith Barney | $423 | 11-06-2012 |
| Tom Temple | UBS Financial Services | Bank of America Merrill Lynch | $200 | 11-01-2012 |
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.