Sponsored By
Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
Filters
Adviser(s)
Firm leaving
Firm joining
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Michael Mullis | Securities America | LPL Financial | $223 | 11-15-2012 |
| Michael Koletar | Sovereign Coast Wealth Advisors | Wells Fargo Advisors | $50 | 11-15-2012 |
| Michael Koletar | Sovereign Coast Wealth Advisors | Wells Fargo Advisors | $50 | 11-14-2012 |
| Mark Cortazzo, Nicholas Spagnoletti Jr., Jay LaMalfa, Thomas Moyer | LPL Financial | SII Investments | $650 | 11-13-2012 |
| Level Four Group | LPL Financial | Lincoln Financial | $1,000 | 11-13-2012 |
| Karl Rothermund | Raymond James | Morgan Stanley Smith Barney | $80 | 11-12-2012 |
| Waldron Group | Fidelity | LPL Financial | $1,200 | 11-07-2012 |
| Mark Elston, Dave Quinn, Jim Elston, Tiffany Del Santo | LPL Financial | Wells Fargo Advisors | $185 | 11-07-2012 |
| Bryan Schon | Morgan Stanley Smith Barney | Chase Investment Services | $205 | 11-06-2012 |
| Michael Bulhack, Mario Ponczek, Douglas Ponczek | UBS Financial Services | Morgan Stanley Smith Barney | $423 | 11-06-2012 |
| Tom Temple | UBS Financial Services | Bank of America Merrill Lynch | $200 | 11-01-2012 |
Showing 1 to 11 of 11 entries
Page 1
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.