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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael MullisSecurities AmericaLPL Financial$22311-15-2012
Michael KoletarSovereign Coast Wealth AdvisorsWells Fargo Advisors$5011-15-2012
Michael KoletarSovereign Coast Wealth AdvisorsWells Fargo Advisors$5011-14-2012
Mark Cortazzo, Nicholas Spagnoletti Jr., Jay LaMalfa, Thomas MoyerLPL FinancialSII Investments$65011-13-2012
Level Four GroupLPL FinancialLincoln Financial$1,00011-13-2012
Karl Rothermund Raymond JamesMorgan Stanley Wealth Management$8011-12-2012
Waldron GroupFidelityLPL Financial$1,20011-07-2012
Mark Elston, Dave Quinn, Jim Elston, Tiffany Del SantoLPL FinancialWells Fargo Advisors$18511-07-2012
Bryan SchonMorgan Stanley Wealth ManagementChase Investment Services$20511-06-2012
Michael Bulhack, Mario Ponczek, Douglas PonczekUBS Financial ServicesMorgan Stanley Wealth Management$42311-06-2012
Tom TempleUBS Financial ServicesBank of America Merrill Lynch$20011-01-2012

Showing 1 to 11 of 11 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.