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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Levent Bayrasli, Russell Smith | Ameriprise Financial | Bank of America Merrill Lynch | $95 | 11-28-2012 |
| Ziv Ohel, Bill Duncan | Ameriprise Financial | Morgan Stanley Smith Barney | $275 | 11-28-2012 |
| Jason Lloyd | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $125 | 12-17-2012 |
| Dan Sandlin | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $151 | 12-17-2012 |
| Christine Reilly | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $159 | 12-17-2012 |
| David Vallie | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $160 | 12-17-2012 |
| Emory Ragsdale, Wade Myatt, Lynde Jackson | Bank of America Merrill Lynch | RBC Wealth Management | $152 | 12-17-2012 |
| Craig Weinstein | Bank of America Merrill Lynch | Credit Suisse Wealth Services | $174 | 12-17-2012 |
| Joseph VanName, Amy Hoffman, Cindy Irving, Susan Warren | Cetera | Cadaret Grant | $130 | 01-29-2013 |
| Scott Sprague | Cetera | United Planners Financial Services of America | $110 | 01-23-2013 |
| Lou Ingargiola, Sean McAndrew | Commonwealth Financial Network | LPL Financial | $70 | 01-28-2013 |
| Robert Ellis, Joseph Ellis, Joshua Britt, Aaron Mabon, Summer Parmer | Commonwealth Financial Network | LPL Financial | $150 | 01-28-2013 |
| Jim Galante, Michael Lambrix, Jeremy Laub | Commonwealth Financial Network | SII Investments | $250 | 01-18-2013 |
| Waldron Group | Fidelity | LPL Financial | $1,200 | 11-07-2012 |
| James Mathias, Wilma Turner | Girard Securities | Invest Financial | $85 | 02-01-2013 |
| Curt Whipple | Kalos Capital | Investacorp | $120 | 12-05-2012 |
| Gary Stringer | Kalos Capital | FSC Securities | $102 | 12-05-2012 |
| Tamar H. Mogilski | LPL Financial | MetLife Securities | $150 | 12-10-2012 |
| Mark Cortazzo, Nicholas Spagnoletti Jr., Jay LaMalfa, Thomas Moyer | LPL Financial | SII Investments | $650 | 11-13-2012 |
| Level Four Group | LPL Financial | Lincoln Financial | $1,000 | 11-13-2012 |
| Mark Elston, Dave Quinn, Jim Elston, Tiffany Del Santo | LPL Financial | Wells Fargo Advisors | $185 | 11-07-2012 |
| Diane Alecci, Lynn Blanchard | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $500 | 01-07-2013 |
| Richard Prybyl, Richard Farr, Steve Headrick | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $248 | 12-11-2012 |
| Nancy Buttweiler, Kristopher Schultz, David Peterson | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $141 | 12-11-2012 |
| Vince Costanzo, Rex Mack | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $115 | 12-03-2012 |
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.