Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|Michael Koletar||Sovereign Coast Wealth Advisors||Wells Fargo Advisors||$50||11-15-2012|
|Michael Koletar||Sovereign Coast Wealth Advisors||Wells Fargo Advisors||$50||11-14-2012|
|Mark Cortazzo, Nicholas Spagnoletti Jr., Jay LaMalfa, Thomas Moyer||LPL Financial||SII Investments||$650||11-13-2012|
|Level Four Group||LPL Financial||Lincoln Financial||$1,000||11-13-2012|
|Karl Rothermund||Raymond James||Morgan Stanley Smith Barney||$80||11-12-2012|
|Waldron Group||Fidelity||LPL Financial||$1,200||11-07-2012|
|Mark Elston, Dave Quinn, Jim Elston, Tiffany Del Santo||LPL Financial||Wells Fargo Advisors||$185||11-07-2012|
|Bryan Schon||Morgan Stanley Smith Barney||Chase Investment Services||$205||11-06-2012|
|Michael Bulhack, Mario Ponczek, Douglas Ponczek||UBS Financial Services||Morgan Stanley Smith Barney||$423||11-06-2012|
|Tom Temple||UBS Financial Services||Bank of America Merrill Lynch||$200||11-01-2012|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.