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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Lou Ingargiola, Sean McAndrew | Commonwealth Financial Network | LPL Financial | $70 | 01-28-2013 |
| Robert Ellis, Joseph Ellis, Joshua Britt, Aaron Mabon, Summer Parmer | Commonwealth Financial Network | LPL Financial | $150 | 01-28-2013 |
| Tony Fusco, Kevin Fusco, David Matthews, Steven Moore, Donna Childress, Michelle Dumler, Ascenza DiFerdinando | Raymond James | LPL Financial | $230 | 12-06-2012 |
| Nathan Running | Multi-Financial Securities | LPL Financial | $88 | 12-04-2012 |
| Angelo Talebi, Artin Bandari | Royal Alliance | LPL Financial | $230 | 11-21-2012 |
| Michael Mullis | Securities America | LPL Financial | $223 | 11-15-2012 |
| Waldron Group | Fidelity | LPL Financial | $1,200 | 11-07-2012 |
Showing 1 to 7 of 7 entries
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.