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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Chamberlain Group | Spire Investment Partners | N/A | $200 | 01-24-2013 |
| Scott Sprague | Cetera | United Planners Financial Services of America | $110 | 01-23-2013 |
| Jim Galante, Michael Lambrix, Jeremy Laub | Commonwealth Financial Network | SII Investments | $250 | 01-18-2013 |
| Jason Lloyd | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $125 | 12-17-2012 |
| John DiCiaccio, Leah Thomson Snell, Jon LaMothe, Luis Gonzalez | Snowden Capital Advisors | Bank of America Merrill Lynch | $500 | 11-27-2012 |
| Angelo Talebi, Artin Bandari | Royal Alliance | LPL Financial | $230 | 11-21-2012 |
| Robert Shwedel, Andrea Roth | Wells Fargo Advisors | UBS Financial Services | $196 | 11-16-2012 |
| Nancy Johnson, Susan Ellena | Wells Fargo Advisors | Morgan Stanley Smith Barney | $210 | 11-16-2012 |
Showing 1 to 8 of 8 entries
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.