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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bruce GelfandWells Fargo AdvisorsUBS Financial Services$8912-20-2013
John Quello, Nathan QuelloRaymond JamesUBS Financial Services$32512-16-2013
Rodney M. WoodleyBank of America Merrill LynchUBS Financial Services$13012-16-2013
Andrew Townes, Don Parsons, Charlie Mitchell Wells Fargo AdvisorsUBS Financial Services$25512-11-2013
Julie LinAmeriprise FinancialUBS Financial Services$5012-02-2013
James CarterAmeriprise FinancialUBS Financial Services$13012-02-2013
Peter J. KleinHightower AdvisorsUBS Financial Services$21011-15-2013
Jonathan R. BlauDynasty Financial PartnersUBS Financial Services$90011-12-2013
Matthew J. Sotland, Donald J. BorowiakWells Fargo AdvisorsUBS Financial Services$12910-30-2013
Robert P. SchneiderMorgan Stanley Wealth ManagementUBS Financial Services$33410-22-2013
John Phillips, Darrell Jones, Scott DickersonWells Fargo AdvisorsUBS Financial Services$21910-09-2013
Ajay K. GuptaGupta Wealth ManagementUBS Financial Services$54010-09-2013
Stephen Ruvituso, Lee Konopka, Robert Matluck, Todd Stankiewicz Bank of America Merrill LynchUBS Financial Services$1,00010-03-2013
Stanley AlintoffMorgan Stanley Wealth ManagementUBS Financial Services $23209-20-2013
Louis V. Walsh IVWells Fargo AdvisorsUBS Financial Services$28709-03-2013
Courtenay Hathcock, Frederick Rossetter, William BlackWells Fargo AdvisorsUBS Financial Services$41809-03-2013
Daniel J. PhillipsRobert W. Baird & Co.UBS Financial Services$10508-12-2013
Richard W. Andersen, Eric R. AndersenRobert W. Baird & Co.UBS Financial Services$16508-12-2013
J.D. JoyceWells Fargo AdvisorsUBS Financial Services$30607-31-2013
Michael T. WalshAmeriprise FinancialUBS Financial Services$12007-26-2013
Michael P. Wallace, Todd J. Belfiore Stifel Nicolaus & Co.UBS Financial Services$17907-09-2013
Michael A. Brannam, Patrick A. BrannamRaymond JamesUBS Financial Services$25007-09-2013
Arturo Castelo Lopez, Jennifer Sierra, Marion Tettke Morgan Stanley Wealth ManagementUBS Financial Services$37506-05-2013
Donald A. Jones, Trevor JonesAmeriprise FinancialUBS Financial Services$004-29-2013
Betsy Dickson , Dawn DicksonBenjamin F. Edwards & Co.UBS Financial Services$004-16-2013
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.