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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bruce GelfandWells Fargo AdvisorsUBS Financial Services$8912-20-2013
Andrew Townes, Don Parsons, Charlie Mitchell Wells Fargo AdvisorsUBS Financial Services$25512-11-2013
Thomas Penrose, Dave EngelWells Fargo AdvisorsMorgan Stanley Wealth Management$25012-11-2013
John Feast, Mary MarettWells Fargo AdvisorsJanney Montgomery Scott$10612-11-2013
Andrew Jacobson, Shawn Hare, Gregory HoelzelWells Fargo AdvisorsMorgan Stanley Wealth Management$18511-26-2013
Mark FinnicumWells Fargo AdvisorsEdward Jones$8611-01-2013
Matthew J. Sotland, Donald J. BorowiakWells Fargo AdvisorsUBS Financial Services$12910-30-2013
Perry Bacon, Dan RacicotWells Fargo AdvisorsMorgan Stanley Wealth Management$10510-15-2013
Michael Climer, Wes ClimerWells Fargo AdvisorsBank of America Merrill Lynch$22010-09-2013
John Phillips, Darrell Jones, Scott DickersonWells Fargo AdvisorsUBS Financial Services$21910-09-2013
Brian D. StewartWells Fargo AdvisorsMorgan Stanley Wealth Management$13010-01-2013
Robert Alpert, Charles Ladenheim, Robert Fusaro, Michael MontuoriWells Fargo AdvisorsMorgan Stanley Wealth Management$1,00009-30-2013
Louis V. Walsh IVWells Fargo AdvisorsUBS Financial Services$28709-03-2013
Eric A. ZakarinWells Fargo AdvisorsMorgan Stanley Wealth Management$26109-03-2013
Courtenay Hathcock, Frederick Rossetter, William BlackWells Fargo AdvisorsUBS Financial Services$41809-03-2013
John P. Toman, Johanna A. TomanWells Fargo AdvisorsMorgan Stanley Wealth Management$23508-26-2013
Scott Christian, Cecil Loyd, Mike MastersWells Fargo AdvisorsBank of America Merrill Lynch$34507-31-2013
Larry Hensle, George Fleeson, Mike Harper, Steven Skonberg, Scott McLaughlinWells Fargo AdvisorsMorgan Stanley Wealth Management$52907-31-2013
J.D. JoyceWells Fargo AdvisorsUBS Financial Services$30607-31-2013
Christian E. Burke, Jr., Jeff AltomariWells Fargo AdvisorsMorgan Stanley Wealth Management$16507-31-2013
Philip J. Weber Jr.Wells Fargo AdvisorsBank of America Merrill Lynch$12906-17-2013
Peter Vrooman, Jonathan SarverWells Fargo AdvisorsRBC Wealth Management$12506-17-2013
Brian A. StahlerWells Fargo AdvisorsMorgan Stanley Wealth Management$10806-17-2013
John B. Lyon, Jeannette M. DobbynWells Fargo AdvisorsMorgan Stanley Wealth Management$36006-17-2013
Anthony Bavedas Jr.Wells Fargo AdvisorsMorgan Stanley Wealth Management$10906-17-2013
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.