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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| David Frank, John Judkins | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $168 | 02-26-2013 |
| Mickey Littmann | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $151 | 02-26-2013 |
| Jospeh A. Lipe, John B. Lipe | Robert W. Baird & Co. | Morgan Stanley Smith Barney | $250 | 02-26-2013 |
| Quoc (Jon) Pham | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $82 | 02-14-2013 |
| William Terrell | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $137 | 02-14-2013 |
| Jamie Hilton, Kara Museler | UBS Financial Services | Morgan Stanley Smith Barney | $300 | 02-06-2013 |
| Marlene M. Fowler, Christopher F. Fowler | Raymond James | Morgan Stanley Smith Barney | $70 | 01-28-2013 |
Showing 1 to 7 of 7 entries
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.