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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Brian Moore | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $113 | 03-14-2013 |
| Mark Johnson | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $192 | 03-14-2013 |
| Scott Sexton | Morgan Stanley Smith Barney | UBS Financial Services | $700 | 03-05-2013 |
| Roxann Romano, Anthony Catalano | Morgan Stanley Smith Barney | UBS Financial Services | N/A | 03-05-2013 |
| Thomas Besselman, Matt Heinz, Todd Guerin | NFP Advisor Services Group | VSR Financial Services | $100 | 02-28-2013 |
| Victor Camara | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $100 | 02-27-2013 |
| Frank Levy | Securities Service Network | John Hancock Financial Services | $170 | 02-27-2013 |
| David Frank, John Judkins | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $168 | 02-26-2013 |
| Edward Glenn, Pamela Staples | Bank of America Merrill Lynch | RBC Wealth Management | $300 | 02-26-2013 |
| Mickey Littmann | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $151 | 02-26-2013 |
| Kevin Phillips | Robert W. Baird & Co. | Wells Fargo Advisors | $105 | 02-26-2013 |
| Jospeh A. Lipe, John B. Lipe | Robert W. Baird & Co. | Morgan Stanley Smith Barney | $250 | 02-26-2013 |
| Gregory C. Sarian, Francis X. Masse II | Hightower Advisors | Bank of America Merrill Lynch | $650 | 02-19-2013 |
| Nikesh Kadakia, Jospeh Pastore, Kirk Snyder | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | N/A | 02-19-2013 |
| Jeff Faucette, Tony Williams | Raymond James | Bank of America Merrill Lynch | $124 | 02-15-2013 |
| Quoc (Jon) Pham | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $82 | 02-14-2013 |
| William Terrell | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $137 | 02-14-2013 |
| Kevin Robertson | Bank of America Merrill Lynch | Piper Jaffrey | $588 | 02-14-2013 |
| Stephanie Greer | Bank of America Merrill Lynch | Wells Fargo Advisors | $189 | 02-14-2013 |
| John Kline | Janney Montgomery Scott | UBS Financial Services | $180 | 02-14-2013 |
Showing 1 to 20 of 20 entries
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.