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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
Adviser(s)
Firm leaving
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Evan Meltzer. Edward Hill, Philip Meltzer | Wells Fargo Advisors | Morgan Stanley Smith Barney | $400 | 03-15-2013 |
| Eric Whipple, Stephen Cooper | Wells Fargo Advisors | Morgan Stanley Smith Barney | $195 | 03-15-2013 |
| Richard Powell | Wells Fargo Advisors | Morgan Stanley Smith Barney | $176 | 03-15-2013 |
| Geoffrey Silver, Sybil Fields, Adena Smith | Wells Fargo Advisors | Morgan Stanley Smith Barney | $950 | 03-15-2013 |
| John DeLuca, John Fabris | Wells Fargo Advisors | Morgan Stanley Smith Barney | $245 | 03-15-2013 |
| Lisa Turner, Micheal Murrow | Wells Fargo Advisors | Morgan Stanley Smith Barney | $108 | 03-15-2013 |
| Lawrence Schwartz | Wells Fargo Advisors | Morgan Stanley Smith Barney | $106 | 03-15-2013 |
| Melody Foti | Wells Fargo Advisors | Morgan Stanley Smith Barney | $124 | 03-15-2013 |
| Robert McMann | Wells Fargo Advisors | Morgan Stanley Smith Barney | $163 | 03-15-2013 |
| Brian Moore | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $113 | 03-14-2013 |
| Mark Johnson | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $192 | 03-14-2013 |
| David Frank, John Judkins | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $168 | 02-26-2013 |
| Mickey Littmann | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $151 | 02-26-2013 |
| Jospeh A. Lipe, John B. Lipe | Robert W. Baird & Co. | Morgan Stanley Smith Barney | $250 | 02-26-2013 |
Showing 1 to 14 of 14 entries
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.