Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|Charlotte Shaw, Gary Shaw||LPL Financial||Lincoln Financial||$360||08-15-2013|
|Martin Domres||Morgan Stanley Wealth Management||Deutsche Bank||$350||08-14-2013|
|John N. Huynh||Robert W. Baird & Co.||Morgan Stanley Wealth Management||$60||08-12-2013|
|Daniel J. Phillips||Robert W. Baird & Co.||UBS Financial Services||$105||08-12-2013|
|Richard W. Andersen, Eric R. Andersen||Robert W. Baird & Co.||UBS Financial Services||$165||08-12-2013|
|Anthony Hobson, Jason Zajac, Dirk Brown||Investors Capital||Next Financial; U.S. Bancorp Investments; Fifth Third Securities||$60||08-12-2013|
|Bruce Lanser, Bernadette Lanser||UBS Financial Services||Morgan Stanley Wealth Management||$600||08-07-2013|
|Vincent Crognale||Janney Montgomery Scott||Morgan Stanley Wealth Management||$79||08-04-2013|
|Elaina S. Spilove||UBS Financial Services||Morgan Stanley Wealth Management||$2,500||08-02-2013|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.