Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|Brian D. Stewart||Wells Fargo Advisors||Morgan Stanley Wealth Management||$130||10-01-2013|
|Jason L. Moss||Morgan Stanley Wealth Management||Bank of America Merrill Lynch||$130||10-01-2013|
|Frank Marano, Donald Marano||Morgan Stanley Wealth Management||Raymond James||$100||10-01-2013|
|Al Maulini, Joseph Torano||Morgan Stanley Wealth Management||HSBC Private Bank||$121||10-01-2013|
|Scott Siegel, Mehmet Kirdar, Michael O'Hara, Joseph Carmody,||Morgan Stanley Wealth Management||JPMorgan Chase & Co.; UBS Financial Services||$1,500||10-01-2013|
|Michael C. Dawson, Stephan R. Farber, Stephen R. Cordill||Deutsche Bank||Bank of America Merrill Lynch||$1,000||10-01-2013|
|Kevin Guth, Stephen Fordyce, Jeremy Soboleski||Snowden Capital Advisors||Bank of America Merrill Lynch||$500||10-01-2013|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.