Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|Ajay K. Gupta||Gupta Wealth Management||UBS Financial Services||$540||10-09-2013|
|Romaine A. Macomb, Theresa V. Donatelli||LPL Financial||Essex Financial Services||$800||10-10-2013|
|Francesca Zavolta||Morgan Stanley Wealth Management||Barclays Wealth||$74||10-09-2013|
|Fred Costantino Sr., Fred Costantino Jr., Michael Costantino||Morgan Stanley Wealth Management||Wells Fargo Advisors||$123||10-09-2013|
|Theresa E. Chacopulos||Morgan Stanley Wealth Management||Wells Fargo Advisors||$302||10-09-2013|
|Philip S. Hammitt, Jonathan Resin||RBC Wealth Management||Bank of America Merrill Lynch||$500||10-10-2013|
|Nils Clark||RBC Wealth Management||Wells Fargo Advisors||$100||10-09-2013|
|Ira H. Mark, Michael Berger||RBC Wealth Management||Morgan Stanley Wealth Management||$1,000||10-09-2013|
|Michael Climer, Wes Climer||Wells Fargo Advisors||Bank of America Merrill Lynch||$220||10-09-2013|
|John Phillips, Darrell Jones, Scott Dickerson||Wells Fargo Advisors||UBS Financial Services||$219||10-09-2013|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.