Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary J. PareseWells Fargo AdvisorsMorgan Stanley Wealth Management$27003-14-2014
Mark PhillipsWells Fargo AdvisorsMorgan Stanley Wealth Management$12003-14-2014
Shawn StanleyJ.P. Morgan Securities LLCNeuberger Berman$003-14-2014
Thomas NolanWells Fargo AdvisorsMorgan Stanley Wealth Management$10003-14-2014
Evan Schottenstein J.P. Morgan Securities LLCMorgan Stanley Wealth Management$003-10-2014
Jeffrey Schulte, James D. HilesCantor Fitzgerald Wealth PartnersMariner Wealth Advisors$003-10-2014
Barry D. MasciWells Fargo AdvisorsMorgan Stanley Wealth Management$9003-07-2014
Greg DeLong, Chris DeLongMorgan Stanley Wealth ManagementEdward Jones$20003-07-2014
Kirk TushausLaSalle St. SecuritiesArMA Financial$6003-07-2014
Roger ConnellCommonwealth Financial NetworkWells Fargo Advisors$5903-07-2014
Steven Guggenheimer, George ZakiJanney Montgomery ScottBarclays$21403-07-2014
Peggy WhitmoreCapTrust Financial Advisors401(k) Advisors, Inc.$003-06-2014
Ileana D. PlattRBC Wealth ManagementBarclays Wealth$24003-05-2014
David Christian, Jeffrey Krum, Brian HefeleDynasty Financial PartnersBank of America Merrill Lynch$70003-04-2014
Kurt WiegertNFP Advisor Services GroupFounders Financial$6003-04-2014
Sean A. SmalleyLPL FinancialCharles Schwab$7503-04-2014
Gary BaumgartnerAmeriprise FinancialMorgan Stanley Wealth Management$7402-28-2014
James Wong, Matthew Barker, Justin Harris, Desiderio RodriquezMorgan Stanley Wealth ManagementWells Fargo Advisors$26402-28-2014
Jeffery Tomaszewski, Gary A. RigbyRaymond JamesBank of America Merrill Lynch$28002-28-2014
Michael Cohen, Benjamin CohenRaymond JamesJ.P. Morgan Securities LLC$64002-28-2014
Nick Salvetti, A.J. Salvetti IIIRaymond JamesBank of America Merrill Lynch$21002-28-2014
Kim IsaacsonAmeriprise FinancialMorgan Stanley Wealth Management$12202-26-2014
Charles F. FowlerAtlantic TrustAltegris Investments$002-24-2014
James W. StorySummit Brokerage ServicesFirst Midwest Securities$6502-24-2014
Paul AuslanderNFP Advisor Services GroupFoothill Securities$7002-24-2014
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.