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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
J. Larry Mills, Christopher G. Venuti, Bryan Mountain, Marc RoggenkampMorgan Stanley Wealth ManagementUBS Financial Services$5,50001-20-2014
Carrie S. Gallaway, Andrew L. SternLebenthal Wealth AdvisorsMorgan Stanley Wealth Management$1,20003-25-2014
Yi Ping ChouNPB Financial GroupInvestacorp$1,00002-12-2014
Timothy Kneen, Clayton HartmanIFM Capital Advisors UBS Financial Services$1,00001-28-2014
William J. DrakeStifel Nicolaus & Co.Wells Fargo Advisors$1,00001-27-2014
John Lewis, Joe BartholomewBB&T SecuritiesMorgan Stanley Wealth Management$90003-10-2014
David Christian, Jeffrey Krum, Brian HefeleDynasty Financial PartnersBank of America Merrill Lynch$70003-04-2014
Albert Fox, Edward Penberthy, Joseph DehnMorgan Stanley Wealth ManagementBank of America Merrill Lynch$60003-27-2014
S. Benjamin Weiner, Michael Hlavek, Duke Marsh, Daniel IosueRaymond JamesMorgan Stanley Wealth Management$55001-14-2014
Mark A. LawCommonwealth Financial NetworkLPL Financial$50002-04-2014
Michael Bromberg, Daniel GerschelBank of America Merrill LynchMorgan Stanley Wealth Management$40002-20-2014
Jason Saunders, Stephanie E. Kelly, Kendall AchesonRaymond JamesMorgan Stanley Wealth Management$30801-08-2014
Kyle GearhartRaymond JamesBank of America Merrill Lynch$30003-06-2014
Jeffrey S. Vogel, Ruth BergerHightower AdvisorsBank of America Merrill Lynch$30002-24-2014
Erik O. Strid, Gerald D. Strid, Paul F. Strid, Nathan J. Hayward, Thomas J. GrecoDynasty Financial PartnersWells Fargo Advisors$30002-21-2014
Lisbeth L. CherringtonFSC SecuritiesMorgan Stanley Wealth Management$30002-05-2014
Mark KravietzHightower AdvisorsUBS Financial Services$30001-03-2014
Gary J. PareseWells Fargo AdvisorsMorgan Stanley Wealth Management$27003-18-2014
James Wong, Matthew Barker, Justin Harris, Desiderio RodriquezMorgan Stanley Wealth ManagementWells Fargo Advisors$26403-03-2014
Martin LutschaunigJanney Montgomery ScottBank of America Merrill Lynch$25003-19-2014
Michael Cott, Donald NejedlyMorgan Stanley Wealth ManagementRBC Wealth Management$25001-22-2014
Christopher Englebert, Daniel ReitzBeirne Wealth ConsultingMorgan Stanley Wealth Management$25001-22-2014
Rick PignoneSteward Partners Global AdvisoryMorgan Stanley Wealth Management$24002-26-2014
Gene Marx, Catherine HunterRaymond JamesUBS Financial Services$22703-10-2014
Peter J. Walsh, Lisa J. WalshRaymond JamesMorgan Stanley Wealth Management$22502-20-2014
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Showing 1 to 25 of 102 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.