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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Clarke, Philip WeyheBank of America Merrill LynchBarclays$28506-06-2014
Howard Rowen, Halsey SmithBank of America Merrill LynchUBS Financial Services; Deutsche Bank$3,00005-02-2014
Gerald SarokenBank of America Merrill LynchMorgan Stanley Wealth Management$11604-24-2014
Brian SarokenBank of America Merrill LynchMorgan Stanley Wealth Management$19304-24-2014
Michael Bromberg, Daniel GerschelBank of America Merrill LynchMorgan Stanley Wealth Management$40002-20-2014

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.