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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter ClearyRBC Wealth ManagementUBS Financial Services$13006-13-2014
Gary BaumgartnerAmeriprise FinancialMorgan Stanley Wealth Management$7406-13-2014
Robert Wallace, Jacyne Woodcox, William McCallAmeriprise FinancialSterne Agee & Leach$12906-13-2014
Shaena MillerAmeriprise FinancialWRP Investments$8906-13-2014
Phillip AndersonAmeriprise FinancialLPL Financial$5706-13-2014
Kim IsaacsonAmeriprise FinancialMorgan Stanley Wealth Management$12206-13-2014

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.